[107 Senate Committee Prints]
[From the U.S. Government Printing Office via GPO Access]
[DOCID: f:83870.wais]


                                                         S. Prt. 107-84
 
                    EXECUTIVE SESSIONS OF THE SENATE
                       PERMANENT SUBCOMMITTEE ON
                    INVESTIGATIONS OF THE COMMITTEE
                        ON GOVERNMENT OPERATIONS
=======================================================================

                                VOLUME 2

                               __________

                         EIGHTY-THIRD CONGRESS

                             FIRST SESSION

                                  1953


                        MADE PUBLIC JANUARY 2003

      Printed for the use of the Committee on Governmental Affairs

                                    _______


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                   COMMITTEE ON GOVERNMENTAL AFFAIRS
                     107th Congress, Second Session

               JOSEPH I. LIEBERMAN, Connecticut, Chairman
CARL LEVIN, Michigan                 FRED THOMPSON, Tennessee
DANIEL K. AKAKA, Hawaii              TED STEVENS, Alaska
RICHARD J. DURBIN, Illinois          SUSAN M. COLLINS, Maine
ROBERT G. TORRICELLI, New Jersey     GEORGE V. VOINOVICH, Ohio
MAX CLELAND, Georgia                 THAD COCHRAN, Mississippi
THOMAS R. CARPER, Delaware           ROBERT F. BENNETT, Utah
MARK DAYTON, Minnesota               JIM BUNNING, Kentucky
                                     PETER G. FITZGERALD, Illinois
           Joyce A. Rechtschaffen, Staff Director and Counsel
              Richard A. Hertling, Minority Staff Director
                     Darla D. Cassell, Chief Clerk
                                 ------                                

                PERMANENT SUBCOMMITTEE ON INVESTIGATIONS

                     CARL LEVIN, Michigan, Chairman
DANIEL K. AKAKA, Hawaii,             SUSAN M. COLLINS, Maine
RICHARD J. DURBIN, Illinois          TED STEVENS, Alaska
ROBERT G. TORRICELLI, New Jersey     GEORGE V. VOINOVICH, Ohio
MAX CLELAND, Georgia                 THAD COCHRAN, Mississippi
THOMAS R. CARPER, Delaware           ROBERT F. BENNETT, Utah
MARK DAYTON, Minnesota               JIM BUNNING, Kentucky
                                     PETER G. FITZGERALD, Illinois
            Elise J. Bean, Staff Director and Chief Counsel
                 Kim Corthell, Minority Staff Director
                     Mary D. Robertson, Chief Clerk
                   COMMITTEE ON GOVERNMENT OPERATIONS
                      83rd Congress, First Session

                JOSEPH R. McCARTHY, Wisconsin, Chairman
KARL E. MUNDT, South Dakota          JOHN L. McCLELLAN, Arkansas
MARGARET CHASE SMITH, Maine          HUBERT H. HUMPHREY, Minnesota
HENRY C. DWORSHAK, Idaho             HENRY M. JACKSON, Washington
EVERETT McKINLEY DIRKSEN, Illinois   JOHN F. KENNEDY, Massachusetts
JOHN MARSHALL BUTLER, Maryland       STUART SYMINGTON, Missouri
CHARLES E. POTTER, Michigan          ALTON A. LENNON, North Carolina
                   Francis D. Flanagan, Chief Counsel
                    Walter L. Reynolds, Chief Clerk
                                 ------                                

                PERMANENT SUBCOMMITTEE ON INVESTIGATIONS

                JOSEPH R. McCARTHY, Wisconsin, Chairman
KARL E. MUNDT, South Dakota          JOHN L. McCLELLAN, Arkansas \1\
EVERETT McKINLEY DIRKSEN, Illinois   HENRY M. JACKSON, Washington \1\
CHARLES E. POTTER, Michigan          STUART SYMINGTON, Missouri \1\
                       Roy M. Cohn, Chief Counsel
                  Francis P. Carr, Executive Director
                      Ruth Young Watt, Chief Clerk

                           assistant counsels

Robert F. Kennedy                                    Donald A. Surine
Thomas W. La Venia                                   Jerome S. Adlerman
Donald F. O'Donnell                                  C. George Anastos
Daniel G. Buckley

                             investigators

                           Robert J. McElroy
Herbert S. Hawkins                                   James N. Juliana
                   G. David Schine, Chief Consultant
               Karl H. W. Baarslag, Director of Research
               Carmine S. Bellino, Consulting Accountant
                   La Vern J. Duffy, Staff Assistant

----------
  \1\ The Democratic members were absent from the subcommittee from 
July 10, 1953 to January 25, 1954.























                            C O N T E N T S

                              ----------                              
                                                                   Page

                                Volume 2

State Department Information Service--Information Centers,
  March 23.......................................................   913
    Testimony of Mary M. Kaufman; Sol Auerbach (James S. Allen); 
      and William Marx Mandel.
State Department Information Service--Information Centers,
  March 24.......................................................   945
    Testimony of Samuel Dashiell Hammett; Helen Goldfrank; Jerre 
      G. Mangione; and James Langston Hughes.
State Department Information Service--Information Centers,
  March 25.......................................................   999
    Testimony of Mary Van Kleeck; and Edwin Seaver.
State Department Information Service--Information Centers,
  March 31.......................................................  1015
    Testimony of Edward W. Barrett.
State Department Information Service--Information Centers,
  April 1........................................................  1045
    Testimony of Dan Mabry Lacy
State Department Information Service--Information Centers,
  April 24.......................................................  1071
    Testimony of James A. Wechsler-published in 1953.
State Department Information Service--Information Centers,
  April 28.......................................................  1073
    Testimony of Theodore Kaghan.
State Department Information Service--Information Centers,
  May 5..........................................................  1115
    Testimony of James A. Wechsler-published in 1953.
State Department Information Service--Information Centers, May 5.  1117
    Testimony of Millen Brand.
State Department Information Service--Information Centers, May 6.  1123
    Testimony of John L. Donovan.
State Department Information Service--Information Centers, May 13  1135
    Testimony of James Aronson; and Cedric Belfrage.
State Department Information Service--Information Centers, May 19  1161
    Testimony of Julien Bryan.
State Department Information Service--Information Centers, July 1  1193
    Testimony of Richard O. Boyer; Rockwell Kent; Edwin B. 
      Burgum; Joseph Freeman; George Seldes; and Doxey Wilkerson.
State Department Information Service--Information Centers, July 2  1217
    Testimony of Allan Chase.
State Department Information Service--Information Centers, July 7  1223
    Testimony of Eslanda Goode Robeson; Arnaud d'Usseau; and Leo 
      Huberman.
State Department Information Service--Information Centers, July 
  14.............................................................  1231
    Testimony of Harvey O'Connor.
State Department Teacher-Student Exchange Program, May 20........  1235
    Testimony of Naphtali Lewis.
State Department Teacher-Student Exchange Program, May 25........  1245
    Testimony of Helen B. Lewis; Naphtali Lewis; and Margaret 
      Webster.
State Department Teacher-Student Exchange Program, May 26........  1267
    Testimony of Aaron Copland.
State Department Teacher-Student Exchange Program, June 8........  1291
    Testimony of Rachel Davis DuBois; and Dr. Dorothy Ferebee.
State Department Teacher-Student Exchange Program, June 19.......  1305
    Testimony of Clarence F. Hiskey.
State Department Teacher-Student Exchange Program, June 19.......  1311
    Testimony of Harold C. Urey.
Trade with Soviet-Bloc Countries, May 20.........................  1321
Trade with Soviet-Bloc Countries, May 25.........................  1329
    Testimony of Charles S. Thomas; Louis W. Goodkind; Thruston 
      B. Morton; Kenneth R. Hansen; and Vice Admiral Walter S. 
      Delaney.
Austrian Incident, June 3........................................  1349
    Testimony of V. Frank Coe.
Austrian Incident, June 5........................................  1367
    Testimony of V. Frank Coe.
Communist Party Activities, Western Pennsylvania, June 17........  1373
    Testimony of Louis Bortz; and Herbert S. Hawkins.
Communist Party Activities, Western Pennsylvania, June 18........  1395
    Testimony of Louis Bortz.
Special Meeting, July 10.........................................  1399
Alleged Bribery of State Department Official, July 13............  1415
    Testimony of Juan Jose Martinez-Locayo.
Internal Revenue, July 31........................................  1431
    Testimony of T. Coleman Andrews.
Security--Government Printing Office, August 10..................  1439
    Testimony of Mary S. Markward; Edward M. Rothschild; Esther 
      Rothschild; and James B. Phillips.
Security--Government Printing Office, August 11..................  1473
    Testimony of Frederick Sillers; Gertrude Evans; and Charles 
      Gift.
Security--Government Printing Office, August 11..................  1497
    Testimony of Raymond Blattenberger; and Phillip L. Cole.
Security--Government Printing Office, August 12..................  1515
    Testimony of Ernest C. Mellor; and S. Preston Hipsley.
Security--Government Printing Office, August 13..................  1527
    Testimony of Irving Studenberg.
Security--Government Printing Office, August 13..................  1533
    Testimony of Gertrude Evans; and Charles Gift.
Security--Government Printing Office, August 14..................  1547
    Testimony of Howard Merold; Jack Zucker; Howard Koss; and 
      Isadore Kornfield.
Security--Government Printing Office, August 15..................  1563
    Testimony of Cleta Guess; James E. Duggan; and Adolphus 
      Nichols Spence.
Security--Government Printing Office, August 18..................  1573
    Testimony of Roy Hudson Wells, Jr.; and Phillip Fisher.
Security--Government Printing Office, August 19..................  1577
    Testimony of Joseph E. Francis; Samuel Bernstein; and Roscoe 
      Conkling Everhardt.
Security--Government Printing Office, August 21..................  1595
    Testimony of Florence Fowler Lyons.
Security--Government Printing Office, August 29..................  1603
    Testimony of Alfred L. Fleming; Carl J. Lundmark; Earl Cragg; 
      and Harry Falk.
Stockpiling and Metal Program, August 21.........................  1615
    Statement of Robert C. Miller.
Communist Infiltration Among Army Civilian Workers, August 31....  1625
    Testimony of Doris Walters Powell; Francesco Palmiero; and 
      Albert E. Feldman.
Communist Infiltration Among Army Civilian Workers, September 1..  1651
    Testimony of Cpt. Donald Joseph Kotch; Stanley Garber; Jacob 
      W. Allen; Deton J. Brooks, Jr.; Col. Ralph M. Bauknight; 
      Doris Walters Powell; Francesco Palmiero; Marvel Cooke; and 
      Paul Cavanna.
Communist Infiltration Among Army Civilian Workers, September 2..  1695
    Testimony of Mary Columbo Palmiero; Col. Wallace W. Lindsay; 
      Col. Wendell G. Johnson; Maj. Harold N. Krau; Louis Francis 
      Budenz; Augustin Arrigo; and Muriel Silverberg.
Communist Infiltration Among Army Civilian Workers, September 3..  1729
    Testimony of John Stewart Service; Donald Joseph Kotch; 
      Michael J. Lynch; and Jacob W. Allen.
Communist Infiltration Among Army Civilian Workers, September 8..  1745
    Testimony of H. Donald Murray.
Communist Infiltration Among Army Civilian Workers, September 9..  1777
    Testimony of Alexander Naimon; John Lautner; Esther Leenov 
      Ferguson.

















       STATE DEPARTMENT INFORMATION PROGRAM--INFORMATION CENTERS

    [Editor's note.--The United States Information Service 
initially established a ``balanced presentation'' policy under 
which books by controversial authors, including Communists, 
would be stocked by its overseas libraries to reflect the 
diversity of opinion in the United States and to preserve the 
intellectual credibility of the collections. In 1952, the 
Truman administration judged several books by the novelist 
Howard Fast to be Communist propaganda and removed them from 
the shelves although his other works remained. In January 1953, 
the Eisenhower administration upheld the policy of balanced 
collections but set criteria for defining books that might be 
excluded.
    Between March and July 1953, the Permanent Subcommittee on 
Investigations held extensive hearings, in both executive and 
public session, that focused on the U.S. Information Libraries 
worldwide. It examined the books that the libraries stocked, 
and called some of the authors--including Howard Fast--to 
testify. During the course of the investigation, chief counsel 
Roy Cohn, and chief consultant David Schine, embarked on a 
highly-publicized tour of the overseas libraries in major 
European capitals, from April 4 to 21. Simultaneously, the 
State Department ordered the removal of any books by Communist 
authors or Communist sympathizers from the Information 
Libraries' shelves. Hundreds of works of fiction and non-
fiction were discarded, and some were burned. In his 
commencement address at Dartmouth College on June 13, President 
Eisenhower told the students: ``Don't join the book burners. 
Don't think you are going to conceal faults by concealing 
evidence that they ever existed. Don't be afraid to go in your 
library and read every book as long as any document does not 
offend our own ideas of decency. That should be the only 
censorship.''
    Mary M. Kaufman did not testify in public. Sol Auerbach 
(who wrote as James S. Allen) and William Marx Mandel appeared 
before the subcommittee in a televised public hearing on the 
following day. During the open session, the chairman ordered 
Mandel to identify publicly his current employer, information 
that the witness had provided in executive session with the 
request that it be kept confidential. Mandel complained that 
the subcommittee had ``arrogated itself the right to exact 
punishment, although it is not a court of law and deprives one 
of due process of law. That punishment has ranged from fines 
ranging from several thousand dollars in the case of people 
dismissed up to the fact that you, Senator McCarthy, murdered 
Raymond Kaplan by forcing him, driving him to the point where 
he jumped under a truck. . . .'']
                              ----------                              


                         MONDAY, MARCH 23, 1953

                               U.S. Senate,
    Senate Permanent Subcommittee on Investigations
                        Committee on Government Operations,
                                                    Washington, DC.
    The subcommittee met, pursuant to Senate Resolution 40, 
agreed to January 30, 1953, at 3:00 p.m. in room 357 of the 
Senate Office Building, Senator Joseph R. McCarthy, chairman, 
presiding.
    Present: Senator Joseph R. McCarthy, Republican, Wisconsin; 
Senator Henry M. Jackson, Democrat, Washington; Senator Stuart 
Symington, Democrat, Missouri.
    Present also: Claude I. Bakewell, former representative 
from Missouri; Roy Cohn, chief counsel; Ruth Young Watt, chief 
clerk.
    Mr. Cohn. Senator, this is William Z. Foster's attorney 
Mrs. Kaufman.
    Do you have any objection to being sworn, Mrs. Kaufman?

  STATEMENT OF MARY M. KAUFMAN, ATTORNEY FOR WILLIAM Z. FOSTER

    Mrs. Kaufman. I don't see the necessity to be sworn simply 
to explain why he isn't here. The facts I state are matters of 
public record.
    Senator McClellan. I suggest this, Mr. Chairman. If this is 
to be testimony, I think she should be sworn. If you are 
willing to accept just a report from her as to why he is not 
here, I should think that would be acceptable without her being 
sworn.
    The Chairman. What are you prepared to present to us?
    Mrs. Kaufman. I simply wanted to advise the committee that 
Mr. Foster is presently confined to the southern district of 
New York under the terms of his bail, and because of that is 
unable to appear. Now, that is a matter of public record. When 
I reminded Mr. Cohn of the fact, he remembered that that was 
so.
    In addition, I wanted to advise the committee that Mr. 
Foster's health is such as not to permit him to appear before 
this committee, and I have a statement from his physician to 
that effect. The conclusion of the statement states that ``any 
sudden strain or emotional excitation may provoke easily a 
fatal cerebral or cardiac incident.'' And under these 
circumstances, I would request that he be excused.
    The Chairman. May I ask counsel, number one: I assume the 
first reason stated could be easily waived by the court.
    Mr. Cohn. No doubt about it.
    The Chairman. How about number two, the question of 
illness?
    Mr. Cohn. That has been raised by Mr. Foster for some time, 
I believe, since his original indictment in the summer of 1948. 
He was granted a severance. There was a reexamination at my 
request when I was in the Department of Justice a few months 
ago. I am not aware that that motion was ever decided. Was it?
    Mrs. Kaufman. I don't believe the government took any 
action.
    Mr. Cohn. Well, we did. We made a motion for another 
physical examination, and I don't know whether there was ever a 
ruling on whether he was well enough to stand trial.
    Senator McClellan. The first issue raised determines. You 
do not have to pass upon the other.
    Mr. Cohn. Well, we can get that waived.
    Senator McClellan. I understand, but for the moment that 
would settle it.
    The Chairman. He is definitely not in contempt for not 
appearing today.
    Well, my thought is that he is not sufficiently important a 
witness for the hearing that we should go to the trouble of 
finding out whether he is in proper shape to appear or not. I 
think the court is going to determine that in connection with 
his criminal trial.
    Mr. Cohn. I was going to suggest this: Could we get from 
Mr. Foster an affidavit answering the questions we want to put 
to him?
    The Chairman. I think that might be a good idea. There is 
no reason why he could not answer questions under oath.
    Mrs. Kaufman. I don't know. I would have to consult with 
him in order to find out what he can or can not do.
    The Chairman. You are a notary public yourself, are you?
    Mrs. Kaufman. No, I am not.
    The Chairman. Let us leave it this way, then. Counsel can 
prepare the interrogatories and submit them to the attorney, 
with the orders that Mr. Foster answer them, unless counsel can 
produce anything to indicate that that would adversely affect 
his health. If no, we will go into that.
    Senator McClellan. I suggest, Mr. Chairman, that the 
statement she brought from Mr. Foster and also from his 
physician be filed.
    Mrs. Kaufman. Yes, I would like to place that in the 
record, if I may.
    Senator McClellan. That does not have to go in the record.
    The Chairman. Those are merely accepted as exhibits.
    [A memorandum dated March 21, 1953, signed by Louis V. 
Finger, M.D., 1056 Fifth Avenue, New York 28, New York, was 
marked Kaufman Exhibit 1 and filed for the information of the 
committee.]
    The Chairman. I want to thank you very much. And counsel 
will prepare interrogatories to be submitted to Mr. Foster, to 
be sent to you, and we will want you to have him answer those 
and have him swear to them before a notary, unless you can 
produce a doctor's certificate offering something that will 
prove that that will adversely affect his health. We do not 
want to kill off any of the witnesses.
    Mrs. Kaufman. I am sure of that, Senator.
    The Chairman. I want to thank you very much.
    Mrs. Kaufman. I am not in any position to state Mr. 
Foster's agreement as to the interrogatories, but nevertheless 
we can wait until we receive them to determine what action we 
will take.
    The Chairman. It will be the order, as I say, that unless 
you can produce some medical proof, either a doctor's affidavit 
or whatever occurs to you to convince the committee that that 
will adversely affect his health, the answers to the 
interrogatories will be provided.
    Senator Symington. I would suggest that you suggest to Mr. 
Foster that he try and answer the interrogatories to the best 
of his ability.
    Mrs. Kaufman. Will you note my address? I don't think you 
took it. It is 43 West 94th Street.
    The Chairman. Mr. Allen, will you stand and raise your 
right hand? Will you stand, sir?
    In this matter now in hearing, do you solemnly swear to 
tell the truth, the whole truth, and nothing but the truth, so 
help you God?
    Mr. Auerbach. I do.
    The Chairman. Will you identify your counsel?

TESTIMONY OF SOL AUERBACH (JAMES S. ALLEN) (ACCOMPANIED BY HIS 
                     COUNSEL, JOSEPH FORER)

    Mr. Auerbach. My counsel is Mr. Joe Forer of Washington.
    Mr. Cohn. Is that F-o-r-e-r?
    Mr. Auerbach. F-o-r-e-r.
    The Chairman. Mr. Allen, under the rules of the 
subcommittee, you are entitled to have a conference with your 
lawyer at any time you care to. If something comes up which you 
think is of such a nature that you want to have a place to 
discuss the matter with him confidentially, we will arrange 
either another room or some place where you can get some 
privacy. We do not allow the attorney to take part in the 
proceedings, other than to advise you. If the attorney thinks 
that a question is objectionable, he is free to tell you that, 
and fully advise you at any time during the proceedings.
    Mr. Cohn. Give us your full name, please, Mr. Allen.
    Mr. Auerbach. My name is Sol Auerbach, A-u-e-r-b-a-c-h.
    Mr. Cohn. And you write under the name of James S. Allen; 
is that right?
    Mr. Auerbach. That is right.
    Mr. Cohn. What is your address?
    Mr. Auerbach. 134 East Hudson Street, Long Beach, New York.
    Mr. Cohn. What do you want to be called, Mr. Auerbach or 
Mr. Allen?
    Mr. Auerbach. Either way.
    Mr. Cohn. Where are you employed?
    Mr. Auerbach. I refuse to answer that, on the basis of my 
constitutional privilege.
    Senator Symington. You refuse to answer where you are 
employed on that basis?
    Mr. Auerbach. Yes, sir.
    Mr. Cohn. You are employed, are you not, Mr. Allen, at 
International Publishers, the official publishing house of the 
Communist party?
    Mr. Auerbach. I refuse to answer that question on the same 
ground.
    The Chairman. You refuse to answer on the grounds that your 
answer might incriminate you?
    Mr. Auerbach. That is the reason, as it may be put. I 
prefer to say----
    Senator McClellan. How do you put it?
    Mr. Auerbach. I would say that I have a constitutional 
privilege under the Fifth Amendment not to bear witness against 
myself and not to be a witness against myself.
    The Chairman. You have that privilege, as long as you 
honestly believe that if you truthfully answered a question it 
might tend to incriminate you. You do not have that privilege 
if you would incriminate yourself by perjury, you understand. 
It is only if you tell the committee that you honestly feel 
that a truthful answer might tend to incriminate you. Then you 
have the right to refuse to answer. You understand that?
    Mr. Auerbach. I think I understand that.
    Mr. Cohn. Now, Mr. Allen, let me ask you this: Where was 
the subpoena served on you? Just the street address?
    Mr. Auerbach. At Fourth Avenue.
    Mr. Cohn. 381 Fourth Avenue?
    Mr. Auerbach. That is right.
    Mr. Cohn. Is that the headquarters of the Communist party 
of the United States?
    Mr. Auerbach. It is not the headquarters of the Communist 
party of the United States.
    Mr. Cohn. I didn't get that.
    Mr. Auerbach. It is not the headquarters of the Communist 
party of the United States.
    Mr. Cohn. I see. Is that the building in which are located 
offices or organizations officially connected with the 
Communist party of the United States?
    Mr. Auerbach. I think I will refuse to answer that question 
on the same grounds previously stated.
    Mr. Cohn. Where are the headquarters of the Communist party 
located?
    Mr. Auerbach. I really don't know.
    Mr. Cohn. They moved recently, did they not? You might have 
read that in the public press if you do not know it some other 
way.
    Mr. Auerbach. That is more or less public knowledge, I 
think.
    Mr. Cohn. Mr. Allen, let me ask you this: Has the Communist 
party gone underground recently? Is the location of the present 
headquarters of the Communist party secret, as far as you know?
    Mr. Auerbach. As far as I know, it is no secret.
    Mr. Cohn. And you say you can't tell us where it is?
    Mr. Auerbach. I just don't happen to know where it is.
    Mr. Cohn. Have you visited the Communist party headquarters 
recently?
    Mr. Auerbach. I have not.
    Mr. Cohn. Did you ever visit Communist party headquarters?
    Mr. Auerbach. I will refrain from answering that, on the 
same ground as previously stated.
    Mr. Cohn. Are you the author of a book called World 
Monopoly and Peace? \1\
---------------------------------------------------------------------------
    \1\ James S. Allen, World Monopoly and Peace (New York: 
International Publishers, 1946).
---------------------------------------------------------------------------
    Mr. Auerbach. I am.
    Mr. Cohn. And you are the James S. Allen who wrote that 
book?
    Mr. Auerbach. Yes, that is a copy of the book.
    Mr. Cohn. You say it is a copy.
    Mr. Auerbach. It is.
    Mr. Cohn. Now, I notice that that book is published by 
International Publishers. Is that the official publishing house 
of the Communist party?
    Mr. Auerbach. I refuse to answer that question on the same 
grounds.
    Mr. Cohn. When you wrote that book, Mr. Allen, were you a 
member of the Communist party?
    Mr. Auerbach. I refuse to answer that question, on the same 
grounds as previously stated.
    Mr. Cohn. When did you write that book?
    Mr. Auerbach. I wrote that book in '45, I believe, 1945.
    Mr. Cohn. At the time you wrote that book, did you favor 
the Soviet Union against the United States of America?
    Mr. Auerbach. I have always favored the United States of 
America.
    Mr. Cohn. If the United States of America were at war with 
the Soviet Union, would you fight for the United States against 
the Soviet Union?
    Mr. Auerbach. If we were the victim of aggression, I would.
    Mr. Cohn. I didn't ask you the circumstances. I said: If 
the United States declared a state of war against the Soviet 
Union, would you, as an American citizen, fight against the 
Soviet Union?
    Mr. Auerbach. I would say that would depend on the 
circumstances of the war.
    Mr. Cohn. I am not asking about the circumstances of the 
war. I asked for a categorical answer. If the Congress of the 
United States declared war against the Soviet Union----
    Senator Jackson [continuing]. As provided for by the 
Constitution.
    Mr. Cohn [continuing]. Would you fight for the United 
States?
    Mr. Auerbach. I have been in the American army and fought 
in a war.
    Mr. Cohn. You didn't understand my question. If the 
Congress of the United States declared war against the Soviet 
Union, would you fight for the United States? ``Yes'' or 
``no''?
    Mr. Auerbach. I cannot conceive of such a war.
    Senator Symington. Mr. Chairman, I think the witness is 
getting very close to contempt of the committee.
    Mr. Auerbach. May I consult with my attorney?
    [Mr. Auerbach confers with Mr. Forer.]
    Mr. Auerbach. Well, I think I have answered the question.
    The Chairman. I do not think you have answered.
    Mr. Auerbach. May I repeat my answer?
    Mr. Cohn. Why don't I repeat the question? It will make it 
simpler. The question is this: If the Congress of the United 
States, for any reason, as provided by the Constitution, were 
to declare war against the Soviet Union, would you fight 
against the Soviet Union?
    Mr. Auerbach. Well, I answered that.
    Mr. Cohn. Can we have a ``yes'' or ``no'' answer? That is a 
very simple question.
    Mr. Auerbach. I can't answer yes or no, because it would 
depend on the circumstances of the war. There is not every war 
that one would support.
    Mr. Cohn. You mean as an American citizen you can conceive 
of a war declared by the official representatives of the 
Congress of the United States pursuant to the Constitution 
which you would not support?
    Mr. Auerbach. Which I may think to be an unjust war, not 
worthy of the support of a patriotic American. And I think I 
would have the privilege to be opposed to that war.
    The Chairman. Are there some circumstances under which you 
would join the military forces and fight against the Soviet 
Union if war were declared?
    Mr. Auerbach. I think if we were the victim of aggression 
by the Soviet Union or any other power, I would fight for the 
defense of the United States.
    Senator Symington. If the war, in your opinion, were 
unjustified on the part of the United States, would you accept 
money to be a spy for a foreign country that was fighting 
against the United States?
    Mr. Auerbach. I would not.
    Senator Symington. Would you be a spy, without money?
    Mr. Auerbach. I would not.
    Mr. Cohn. Have you ever engaged in espionage against the 
United States?
    Mr. Auerbach. I certainly have not.
    Mr. Cohn. Have you ever been a representative of the 
Communist International?
    Mr. Auerbach. I must refuse to answer that question on the 
same grounds as previously stated.
    Mr. Cohn. Did you go to the Philippines for the Communist 
International in 1939?
    Mr. Auerbach. I must refuse to answer the question, on the 
same grounds.
    Mr. Cohn. Did you take a trip to the Philippines in 1939?
    Mr. Auerbach. I refuse to answer, on the same grounds.
    Mr. Cohn. Did you take a trip financed by the Communist 
party?
    Mr. Auerbach. I must refuse to answer, on the same grounds.
    Mr. Cohn. Did you take a trip to Mexico in the interest of 
the Communist International?
    Mr. Auerbach. My answer is the same.
    Mr. Cohn. Was that trip financed by the Communist party?
    Mr. Auerbach. My answer remains the same.
    Mr. Cohn. Were you foreign editor of the Daily Worker?
    Mr. Auerbach. I can't answer that question, on the same 
grounds.
    Mr. Cohn. Are you at this time a member of the Communist 
party?
    Mr. Auerbach. I do not answer that question, on the same 
ground as previously stated.
    Senator Symington. If you are a member of the Communist 
party, why are you ashamed or afraid to say so?
    Mr. Auerbach. Because the purpose of the question is quite 
different. I am not saying that I am or am not a member. I am 
not saying I am or am not a member of the Communist party.
    Senator Jackson. Are you saying you never were a member of 
the Communist party?
    Mr. Auerbach. I am refusing to answer that question, on the 
ground----
    Senator Symington. My point is that all we are trying to do 
is clarify who is for or against the United States. It would 
have been possible for you to be a member of the Communist 
party and then to have felt that was wrong and to have 
resigned. What the counsel asked was: Are you a member now? And 
you have refused to answer, which, of course makes us believe 
that you are a member of the Communist party.
    Mr. Auerbach. You have no ground for believing that, on the 
basis of my answer.
    Senator Symington. Then why are you afraid or ashamed to 
answer the question?
    Mr. Auerbach. I am not afraid or ashamed.
    Senator Symington. Then why do you not answer it?
    Mr. Auerbach. I think it violates my constitutional right 
under the Fifth Amendment.
    Senator Symington. Why do you want to take refuge behind 
your constitutional rights unless you are ashamed or afraid of 
admitting membership?
    Mr. Auerbach. Because the purpose of these questions is 
something quite different.
    Senator Jackson. What purpose could this committee have but 
to properly obtain information with reference to your 
activities? You are not incriminating yourself if you say you 
are a member of the Communist party. There is nothing that I 
know of on the statute books that says that a member of the 
Communist party, per se, is in violation of the law. It is only 
if you conspire, together with others, to overthrow the 
government by force and violence. You could be a member of the 
Communist party, if I understand the laws of this country 
correctly, and testify here under oath and say you are a 
member, but that you do not agree to overthrow of the 
government by force and violence, and you would not incriminate 
yourself.
    The Chairman. I may say, Senator Jackson, that as I 
understand the law, merely being a member of the Communist 
party does not make you guilty of a crime unless it can be 
shown that you are aware of the objectives of the Communist 
party.
    Senator Jackson. And that you acquiesce in those 
objectives.
    Mr. Cohn. I don't think it is acquiescence; it is 
knowledge.
    Senator Jackson. Well, you would have to know about them.
    The Chairman. And remaining a member after you know the 
objectives.
    So that he does have the right, I think, without any doubt.
    Senator Jackson. I agree that he has the right.
    Senator Symington. I agree that he has the right, but I do 
not see why, if he is a member of the Communist party, he is 
ashamed or afraid of admitting it.
    Senator Jackson. Shall we get an answer to the original 
question, about bearing arms?
    Mr. Cohn. We never have had a categorical answer to that.
    The Chairman. I think maybe he has answered that. He says 
he would himself decide what terms and conditions under which 
he would serve in the military forces, and while we may 
disagree with the answer, I think he has perhaps answered it. 
He says he can't answer it ``yes'' or ``no.''
    Senator McClellan. May I ask a question?
    Do you believe in the overthrow of the United States 
government by force and violence?
    Mr. Auerbach. I do not.
    Senator McClellan. Do you belong to any organization, 
political or otherwise, that advocates the overthrow of the 
government of the United States by force and violence?
    Mr. Auerbach. I do not. In my opinion, I do not belong to 
any such organization.
    Senator McClellan. In your opinion, you do not. Is that 
what you said?
    Mr. Auerbach. Yes.
    Senator McClellan. I am trying to understand it. Do you 
know that the Communist party does favor the overthrow of the 
United States government by violence?
    Mr. Auerbach. There seems to be quite a lot of difference 
on that question, sir.
    Senator McClellan. Do you know that it does?
    Mr. Auerbach. No. In my opinion they do not.
    Senator Jackson. You are familiar with the Supreme Court 
decision?
    Mr. Auerbach. I am.
    Senator Jackson. The last one, the Dennis case, in which 
the court so found?
    Mr. Auerbach. Nevertheless, there is a great deal of public 
opinion that does not agree with that, sir.
    Senator McClellan. Is it your opinion that the Communist 
party does not advocate the overthrow of the government of the 
United States by force and violence?
    Mr. Auerbach. That is my opinion, sir.
    Senator McClellan. You state that under oath?
    Mr. Auerbach. I state that under oath.
    Senator McClellan. On the contrary, do you not know, when I 
ask you to state that under oath, that it does advocate the 
overthrow of the United States government by force and 
violence? Do you not know it?
    Mr. Auerbach. I think I answered your question, Senator.
    Senator McClellan. I do not think you did.
    Mr. Auerbach. I gave you my opinion.
    Senator McClellan. You gave me your opinion. I ask you now 
if you do not know it. Not an opinion, but do you not know it?
    Mr. Auerbach. I believe that they do not stand for violent 
overthrow of the government by force and violence.
    Senator McClellan. Then you mean to state by that answer 
that you do not know it?
    Mr. Auerbach. That is not what I said, sir.
    Senator McClellan. Well, do you say you do know it, or do 
not know it?
    Mr. Auerbach. According to my knowledge, they do not stand 
for the violent overthrow of the government.
    Senator McClellan. Then, according to your knowledge, they 
do not. Then you mean you do not know it. Is that what you are 
saying? I know it has got you a little worried, but I am asking 
you: Do you know it?
    Mr. Auerbach. I am not worried, Senator. I am trying to 
understand your question.
    Senator McClellan. You do understand it. I asked you: Do 
you not know it? And you said you ``believe.'' I am asking you, 
contrary to what you say you believe, if you do not know it as 
a matter of fact that you have personal knowledge of.
    [Mr. Auerbach confers with Mr. Forer.]
    Mr. Auerbach. I do not know it.
    Senator McClellan. All right. You say you do not know it.
    Mr. Auerbach. I do not.
    Senator Jackson. And do you know whether in the past the 
Communist party has advocated the overthrow of the government 
by force and violence?
    Mr. Auerbach. I do not believe it has.
    Senator Jackson. That is your opinion?
    Mr. Auerbach. That is my opinion.
    Senator Jackson. And that is what you believe?
    Mr. Auerbach. That is what I believe.
    Senator Symington. Mr. Allen, I am interested in this. Do 
you believe that the Communist party is run from Moscow?
    Mr. Auerbach. My belief is that it is not run from Moscow.
    Senator Symington. Do you believe the Communist party in 
this country runs itself? Or is it run from Moscow?
    Mr. Auerbach. I believe it runs itself.
    Senator Symington. It runs itself, without any control from 
Moscow?
    Mr. Auerbach. I believe there is no control from Moscow.
    Senator Symington. Do you believe in the anti-Semitic 
purges that have recently developed in the countries behind the 
Iron Curtain? Do you approve of that?
    Mr. Auerbach. I don't believe there are anti-Semitic 
purges.
    Senator Symington. You do not believe there are anti-
Semitic purges?
    Mr. Auerbach. No.
    Senator Symington. You think that is just propaganda on the 
part of the capitalistic press?
    Mr. Auerbach. I think that it is misinformation about the 
situation, combined with propaganda, which is quite appropriate 
to the cold war from the viewpoint of those who would like to 
wage that war.
    Senator Symington. So if I follow you, you believe that 
these reports about anti-Semitism in the Soviet Union and its 
satellites are incorrect. Is that right?
    Mr. Auerbach. I believe they are absolutely incorrect.
    Senator McCllelan. You said, now, that you do not believe 
that the Communist party in the United States is run by Moscow 
or controlled from Russia. Now I want to ask you the question. 
Do you not know that it is?
    Mr. Auerbach. I do not know.
    Senator Jackson. In your opinion, is the Communist party in 
the United States under any orders from outside the United 
States?
    Mr. Auerbach. In my opinion, it is under no orders.
    Senator Jackson. Has it been in the past?
    Mr. Auerbach. I do not believe it has.
    Senator Jackson. Has Jacques Duclos ever had any influence 
on operations of the Communist party of the United States.
    Mr. Auerbach. As far as I know, he has had no direct 
influence over it. I would like to make it clear that I am no 
authority on the question.
    Senator Jackson. Was Browder removed by totally an American 
action, or was he removed by reason of action taken by the 
Cominform in 1945? Can you answer the question?
    Mr. Auerbach. I think that action was taken here.
    Senator Jackson. Did the Cominform or other similar 
apparatus of the International Communist Organization have 
anything to do with action taken here?
    Mr. Auerbach. Mr. Chairman, may I make a comment at this 
point?
    The Chairman. Certainly.
    Mr. Auerbach. I am not clear what this committee is after. 
I know that this is a subcommittee for the investigation of 
government operations, and I assumed that when I received the 
subpoena it was in connection with such investigations.
    The Chairman. You are entitled to inquire the purpose of 
the question. I will inform you of the purpose.
    We are presently investigating the background of some of 
the individuals who have been doing work for the Voice of 
America information program. We find that your works have been 
used. We appropriate, oh, a huge amount of money. I think the 
budget this year calls for $100-million some-odd to fight 
communism throughout the world. So we are curious to know what 
Communist authors or members of the Communist party are being 
utilized in this fight, and the purpose of their being used. We 
must inquire into your background therefor.
    Senator Jackson. We want to inquire into the operation of 
the Communist party, your knowledge of it, here and abroad as 
it affects the program.
    The Chairman. That is correct.
    Senator Jackson. Now, did you answer the question I put to 
you a moment ago?
    Mr. Auerbach. Well, I would like to make it clear that my 
answer to any of these questions is merely the opinion of an 
individual, and that for expert knowledge on the matter you 
would have to seek somewhere else.
    Senator Jackson. I understand you to say under oath that 
you have no knowledge of the workings of the Communist party?
    Mr. Auerbach. I did not say that.
    Senator Jackson. Well, can you answer that question?
    Mr. Auerbach. I claim my privilege under the Fifth 
Amendment.
    Senator Symington. Will you yield a minute there?
    Senator Jackson. Yes.
    Senator Symington. You appear questioning, or irritated or 
resentful, at the questions that are asked you, and you want to 
make a statement. I feel irritated, questioning, and resentful 
to any American citizen who is asked up here questions with 
respect to the Communist party and either is ashamed or so 
afraid or so arrogant with respect to the right of the Congress 
that he does not answer those questions, does not want to 
answer them, on the grounds that it might violate his rights 
under the Fifth Amendment. I want to make very clear to you my 
position with respect to your testimony. And I do not think 
anybody is more anxious to have civil rights and civil 
liberties perpetuated under our system.
    Mr. Auerbach. Senator, may I comment on what you say?
    Senator Symington. You certainly can.
    Mr. Auerbach. I am not disrespectful of the Congress of the 
United States. I have no feeling of arrogance, in my attitude. 
In my opinion it seems quite clear that anticommunism has 
served as a cover for a struggle against and a suppression of 
civil liberties. That is my position. And therefore I don't 
want in any way to further such aims. Anticommunism has 
historically served that purpose abroad. It served it in 
Germany. It served it in Italy. It served it in Japan. And it 
is serving it here.
    Senator Jackson. And communism in Russia serves to promote 
civil liberties?
    Mr. Auerbach. I think they have aims of their own that are 
quite apart from the aims of----
    The Chairman. The question was: Do you think that the 
Communists are promoting the cause of civil liberties?
    Mr. Auerbach. I think they are. I think there are liberties 
in the Soviet Union which we don't enjoy here.
    Senator Jackson. Can you say what right--I am not talking 
now about what may be in some document--what right a citizen 
has in the Soviet Union to a trial by jury?
    Mr. Auerbach. He has quite a number of rights of trial that 
would be surprising to many Americans. There are courts, from 
the lowest branches of the judiciary to the very highest where 
a citizen has an opportunity to be heard by a jury of his peers 
and by judges chosen by himself.
    The Chairman. Do you think the judicial system in Communist 
Russia is superior to the judicial system in this country?
    Mr. Auerbach. I don't think it is a question of superior or 
not. A judicial system meets certain needs.
    The Chairman. The question originally asked of you, Mr. 
Allen, was whether you felt that communism was serving the 
cause of promoting civil liberties, and then you went into the 
judicial system. My question now is: Do you think the judicial 
system in Russia is superior to that of this country in so far 
as the preservation of civil liberties is concerned?
    Mr. Auerbach. I think that they are very much concerned 
with the preservation of civil liberties in their judicial 
system as well as under the Constitution.
    Senator Jackson. Hitler made some announcements, too, that 
they were concerned about them, but they did not have them.
    The Chairman. Would you fight, if you were called upon to 
fight, today, in the Korean War, on our side, if a draft board 
called you up?
    Mr. Auerbach. I am opposed to that war. I think it is an 
unjust war.
    Senator McClellan. On whose part is it unjust? On America's 
part? Or on that of Red China?
    Mr. Auerbach. Well, I believe that we had no business over 
there.
    Senator McClellan. Do you think that Red China has any 
business in there?
    Mr. Auerbach. I believe we were there before Red China was 
there.
    Senator McClellan. That is right. What is your position as 
to Red China? Do you think she is fighting an unjust war?
    Mr. Auerbach. I think Red China is probably concerned with 
her security. If we had a foreign power down in Mexico or in 
Cuba, we would be very much concerned about it.
    Senator McClellan. Is there any position you can take that 
would at all criticize or condemn communism in the Soviet 
Union? Is there one single criticism you have of it? Can you 
think of one?
    Mr. Auerbach. There might be various criticisms of 
something.
    Senator McClellan. There might be, and if you can think of 
them, I would like to have you put it on the record right now.
    Mr. Auerbach. You would very much like to see that, 
Senator.
    Senator McClellan. Yes, I would like to see it, if you have 
any criticism at all; if you are a good American, as you say, 
and have any criticism of it, I would like you to place it on 
the record.
    Mr. Auerbach. But my concern is this country, not the 
Soviet Union. I am an American citizen, born in the United 
States and interested in this country.
    Senator McClellan. That is your words. But I might say to 
you your actions do not conform to your words.
    Mr. Auerbach. You are entitled to your opinion, and I am 
entitled to mine.
    The Chairman. I am going to order the witness to answer the 
question.
    Mr. Allen, you were asked whether you could think of any 
criticism of communism. Your works were being used, you see, by 
the information program to fight communism. So if you have any 
criticism of communism, Mr. McClellan wants to know what that 
criticism is. You are ordered to answer that question. If you 
have no criticism, you can tell us.
    Mr. Auerbach. You say to be used by the information 
program?
    The Chairman. You understand our government is paying for 
your works.
    Mr. Auerbach. I didn't know that.
    The Chairman. Well, let me tell you they are. They are 
distributing your books for the purpose of fighting communism. 
Now, in view of the fact that your works are being used to 
fight communism, I think Senator McClellan's question is very 
pertinent. His question is: Can you think of any criticism 
which you have of communism? If so, tell us what it is.
    Mr. Auerbach. Well, I believe any criticism that I might 
have of communism as a system of society would pertain to the 
speed of its development and how effectively it meets the 
requirements of a socialist and a Communist society. That is, 
in other words, that it wouldn't fall within the framework of 
the questioning, the line of questioning, that is being 
developed here.
    The Chairman. In other words, you have no criticism of the 
objectives of communism. You merely might criticize the speed 
with which they are arriving at the objectives?
    Mr. Auerbach. I am all for the objectives of socialism and 
communism, and I believe that is the form of society that we 
will come to, too.
    Senator McClellan. So you are an advocate of communism and 
you say this country is ultimately coming to communism. Is that 
correct? Is that not what you just said?
    Mr. Auerbach. That is my opinion as a student of history, 
that we will develop along that line.
    Senator McClellan. That is what I want. That is your 
opinion. You favor the Communist objectives, and you believe 
they are coming to America. Is that your statement?
    Mr. Auerbach. I believe that when the majority of the 
American people want it, they will get it, and nothing will 
stop them.
    Senator McClellan. That is not the question. The question 
was this: As I understood you, your answer was that you believe 
in the objectives of communism. Did you say that, or not?
    Mr. Auerbach. I believe that the objectives of Communist 
society are just and proper for the world as a whole, and we 
will eventually obtain them.
    The Chairman. Then you would feel that one of your 
functions, as a loyal American, would be to promote the cause 
of communism?
    Mr. Auerbach. I don't believe that that is a problem we 
face at the moment, and I don't believe that it is a realistic 
objective to hold forth at the moment. If a time should arise 
that socialism, as a first stage of communism, should become 
the order of the day, then it will be up to the American people 
to decide that.
    The Chairman. You apparently do not understand my question, 
or maybe you prefer not to answer it. You have told us that you 
favor the objectives of the Communist movement, and you think 
it is essentially just, et cetera. My question is then, this: 
Do you then feel, as a loyal American, that one of your tasks 
is to further the cause of communism, so that we may ultimately 
have a Communist society in the United States?
    Mr. Auerbach. I think it is my duty as a loyal American to 
support what I believe is best for the people. And at the 
present moment, what is best for the people is that we have 
peace, that we protect our democratic rights. Those are the 
immediate objectives that stare us in the face right now.
    The Chairman. You understand, Mr. Allen, I am not trying to 
tell you what you should advocate. I am not trying to tell you 
that communism as you view it is right or wrong, that is, for 
the purposes of this examination I am not. You are entitled to 
think whatever you care to think. You are entitled to work for 
a socialistic state in this country, if you work for it without 
an attempt to overthrow this government by force and violence. 
I am merely trying to find out what you do advocate, you see.
    Now, do I understand that your feeling is that the 
Communist state is superior to our capitalistic form of 
government?
    Mr. Auerbach. If I may, I would like to answer you as a 
student of history and not as a political worker or as one who 
is directing his answer to what is politically feasible at this 
particular moment. As a student of history, it seems to me that 
all of society will develop in that direction. Whatever form it 
might take in this country, I don't know. I don't think anybody 
could tell you what form it would take.
    The Chairman. I am going to insist that you answer that 
question.
    Mr. Auerbach. That is my answer, sir.
    The Chairman. Will you read the question, Mr. Reporter?
    [The reporter read the pending question.]
    Mr. Auerbach. Yes. As I have explained, I think that a 
Communist state would be superior to a capitalist state.
    The Chairman. Let me ask you this. Do you feel that 
communism as practiced in Russia today is superior to our form 
of government?
    Mr. Auerbach. I would say that communism as practiced in 
Russia today is superior to any previous form of government. 
Now, it may be that communism as it will be practiced here some 
time in the future may be superior to that.
    Senator Jackson. He has not answered the question.
    The Chairman. I will insist that you answer the question.
    Mr. Auerbach. As a form of society, I think it is 
superior--I am answering your question directly, Senator--I 
think it is superior, because of the fact that exploitation is 
no longer there, that the society is not run for profit, and 
that it does open the way to a form of society where everyone 
can give according to his ability and receive according to his 
need.
    Senator McClellan. Do you associate with that view an 
expression on slave labor camps in Russia?
    Mr. Auerbach. I believe that is the part of the cold war 
propaganda
    Senator Jackson. You do not believe it exists?
    Mr. Auerbach. I believe that they have penal camps, and 
that they have a form of prison reform which might include 
labor camps.
    Senator Jackson. Do you think the slave labor camps in the 
Soviet Union are examples relating to penal reform?
    Mr. Auerbach. From what I know, it seems to me that they 
are work camps where they attempt to rehabilitate prisoners, 
and so on.
    Senator Jackson. It is to rehabilitate them, to build them 
up, that these slave labor camps are maintained?
    Mr. Auerbach. According to my information on the subject.
    The Chairman. Were you acquainted with Reed Harris?
    Mr. Auerbach. I don't know the name at all.
    The Chairman. Pardon?
    Mr. Auerbach. Reed Harris? No. I don't know the name, sir.
    The Chairman. Have you read the newspapers lately about Mr. 
Reed Harris, who was connected with the information program?
    Mr. Auerbach. No.
    The Chairman. That name does not strike a bell?
    Mr. Auerbach. It doesn't strike any chord, no.
    The Chairman. Do you recall that you ever addressed a 
meeting at which Reed Harris was one of the speakers, and Mr. 
Donald Henderson was the other speaker?
    Mr. Auerbach. I don't recall any such meeting.
    Mr. Cohn. November 25,1932, involving a Professor Leo 
Gallagher, who had been expelled from the faculty of the 
University of California.
    Mr. Auerbach. I don't recall any such meeting.
    The Chairman. Does that name ``Gallagher'' refresh your 
recollection?
    Mr. Auerbach. It does not.
    Mr. Cohn. Do you know Donald Henderson?
    Mr. Auerbach. I will refuse to answer that, on the ground 
of----
    Mr. Cohn. Do you know a man named Oakley Johnson?
    Mr. Auerbach. The same answer there.
    Mr. Cohn. Do you deny that you, Henderson, Johnson, and 
Reed Harris addressed this meeting?
    Mr. Auerbach. I don't deny it. I just don't recall such a 
meeting.
    Senator Symington. Recently a man died, Stalin. Do you 
think he was a great man?
    Mr. Auerbach. I certainly do. I think he was a great man.
    Senator Symington. Once he was supposed to have been asked 
how many people he had to kill in order to effect the Kulak 
revolution in Russia. And he answered, presumably: ``Ten 
million in four years. It was awful.'' Do you think there was 
anything in that question and answer?
    Mr. Auerbach. I don't know what authority you are quoting, 
Senator. It sounds to me like the kind of question and answer 
that someone would use who had some other purpose in mind.
    Senator Symington. Well, it was in Time magazine, and I 
read it, and I just wondered what you thought of it. You do 
think, in order to have a society like there is in Russia 
today, it is proper to starve or kill people to any great 
extent to get it? Do you think it is worth that much? Would you 
be in favor of the purges that have gone on in Russia in order 
to get what is in Russia?
    Mr. Auerbach. Well, you are asking me something that is 
very difficult to answer.
    Senator Symington. I see that.
    Mr. Auerbach. It is very difficult.
    Senator Symington. But my impression was that you felt that 
in Russia today they had a better system than we have here. Do 
you think that the means that they went to to get that system, 
which involved the destruction of a great deal of property and 
a great many lives, was proper, under the man that you say you 
think was a very great man?
    Mr. Auerbach. I think that a great deal of that has been 
exaggerated. But undoubtedly there was a great deal of violence 
connected with the revolution in Russia, as there is in any 
revolution.
    Senator Symington. And since the revolution? Would you say 
since the revolution?
    Mr. Auerbach. And undoubtedly there was some since the 
revolution, although I think that a great deal of that is 
exaggerated and used for propaganda purposes.
    Senator Jackson. In other words, if there is anything that 
is really adverse that comes out in the paper about the Soviet 
Union, you think for the most part that is pretty much 
propaganda?
    Mr. Auerbach. Well, I wouldn't put it that way at all. I 
think that a great deal of it is propaganda, and a great deal 
of it is a part of the so called psychological war of nerves.
    Senator Symington. Would you be willing to undertake a 
reasonable amount of purging in this country in order to get 
our system up to the standard of the Soviet Union?
    Mr. Auerbach. I would not be willing to undertake anything 
of the kind.
    Senator Symington. So that you think it could be right over 
there and wrong over here; is that it?
    Mr. Auerbach. Well, I believe this country has a different 
future ahead of it, and that its development will take place on 
a basis of what is here, not what took place in the Soviet 
Union or anywhere else.
    Senator Jackson. You have stated, Mr. Allen, that when a 
majority of the people of the United States desire the 
Communist form of government, they will have it. Are you 
suggesting to the committee that that is the way communism 
comes into being in a given country?
    Mr. Auerbach. What I am suggesting is that I believe that 
communism--By the way, in order to have our terms straight, 
when I speak of communism, strictly speaking, that is not the 
form of society they have in the Soviet Union.
    Senator Jackson. I know. I will come to that in a minute.
    Mr. Auerbach. What they have there is a form of socialism. 
And when that was established, in 1917, as you know, it was the 
result of a revolution, and a rather violent revolution. Not 
that it was the will of the Russian Communists that it should 
take place that way.
    As you know, there were others that were interested in 
preventing that revolution.
    Senator Jackson. Can you name a country where a majority of 
the people have voted for communism, have voted it in?
    Mr. Auerbach. I believe that the majority of the people in 
old Russia wanted it, or they wouldn't have had it. It would 
have been impossible for them to obtain power.
    Senator Jackson. Can you name a country where the majority 
of the people voted in communism? You testified here earlier 
that when a majority of the American people wanted communism 
they would have it, and you have also testified that you are 
opposed to using force and violence to achieve that objective.
    Mr. Auerbach. That all depends on what you mean by ``voted 
in.'' Well, the actual process may not have been through the 
ballot; that is, a voting in.
    Senator Jackson. Well, how is it going to come into being?
    Mr. Auerbach. That depends on what the circumstances in the 
country are. I certainly am no soothsayer and don't know how 
things are going to happen here.
    Senator Jackson. Let us see if I can get your position 
straight, because I think this is important. Do you believe 
that the Communist society, as distinguished from the Soviet 
Union--You are talking about the communist society as an ideal 
objective. I assume that is it.
    Mr. Auerbach. The next stage of social development, yes.
    Senator Jackson. Do you say that that should come into 
existence in a given country through the normal democratic 
process? Or should it come into being through the use of force 
and violence?
    Mr. Auerbach. Well, I would say that it can come into being 
through the normal democratic process. I don't see any reason 
why it can't.
    Senator Jackson. Has it ever so come into being in any 
country?
    Mr. Auerbach. Unless there is such opposition to it----
    Senator Jackson. Has it ever come into being in a country 
without force or violence?
    Mr. Auerbach. That all depends. Now, China, of course, is 
not a socialist country.
    Senator Jackson. What is it?
    Mr. Auerbach. It is what is known as a people's democracy, 
and it is on the way to socialism.
    Senator Jackson. It is a people's democracy. Well, I would 
like for you, if you can, for the benefit of this committee, to 
give us one country where communism has come in by the means 
that you apparently advocate, namely, peaceful means.
    Mr. Auerbach. Well, the Soviets took power largely by 
peaceful means.
    Senator Jackson. You are a student of history. That is why 
I ask you the question.
    Mr. Auerbach. It took part largely by peaceful means. The 
violence took place after the taking of power, largely.
    Senator Jackson. I take it that your testimony is that the 
present regime in Russia, and the previous regime, came into 
existence by reason of the utilization of peaceful means. I 
believe that is your testimony. Is that your testimony?
    Mr. Auerbach. In Russia, in general, yes. That is what took 
place.
    Senator Jackson. And you are a student of history.
    Mr. Auerbach. Well, I consider myself something of a 
student of history.
    Senator Jackson. And how did it come into being in 
Czechoslovakia?
    Mr. Auerbach. Well, it came after a war, did it not?
    Senator Jackson. I say, did it come by democratic process?
    Mr. Auerbach. It came after a war, and the Czechoslovakian 
government was established by a democratic process.
    Senator Jackson. Which government are you talking about? 
The Communist government?
    Mr. Auerbach. The one that is in power now.
    Senator Jackson. And they have a democratic government in 
Czechoslovakia?
    Mr. Auerbach. They have a people's form of democracy.
    Senator Jackson. And communism came into being in 
Czechoslovakia, or what you call a people's form of democracy, 
through peaceful, democratic means?
    Mr. Auerbach. That is what took place throughout eastern 
Europe.
    Senator Jackson. Will you answer the question?
    Mr. Auerbach. Yes.
    Senator Jackson. It came by peaceful means?
    Mr. Auerbach. Yes.
    Senator Jackson. And it took place in the Soviet Union the 
same way?
    Mr. Auerbach. Not in exactly the same form.
    Senator Jackson. By peaceful means, though?
    Mr. Auerbach. It came into power peacefully.
    Senator Jackson. You are a marvelous student of history.
    Senator McClellan. You said it came into power in Russia by 
peaceful means, and that the violence took place afterwards, I 
believe?
    Mr. Auerbach. The violence took place, and a counter-
revolution arose.
    Senator McClellan. The violence you refer to: Do you 
associate the purges with that?
    Mr. Auerbach. Well, I don't know what you mean by 
``purges,'' Senator.
    Senator Jackson. The Czar gave up peacefully?
    Mr. Auerbach. Well, the Czar was out. You know, the Czar 
wasn't there when the Soviets took power.
    Senator Jackson. I am talking about the Czarist regime.
    Mr. Auerbach. He had already been executed.
    Senator Jackson. But that was a peaceful execution?
    Mr. Auerbach. Well, he had been executed while the Kerensky 
government was in power.
    Senator Jackson. And how did they get rid of the Kerensky 
government?
    Mr. Auerbach. They were voted out by the congress of 
Soviets.
    Senator McClellan. They were voted out by bullets, were 
they not?
    Mr. Auerbach. Well, they are the ones that brought bullets 
in, weren't they? They were the ones that organized the 
counter-revolutionary elements.
    Senator Jackson. You are familiar with the statement in 
Pravda recently, in which they announced that there is a 
Zionist plot in the Soviet Union. Do you go along with that 
statement?
    Mr. Auerbach. I don't know all the circumstances involved 
there, and I haven't followed that too closely. But I do know 
this, that over a long period of years the Communists in the 
Soviet Union have fought Zionism. And this is nothing new in 
their policy.
    Senator Jackson. And are you in favor of that?
    Mr. Auerbach. Zionism as a reactionary form of 
nationalism--it does have its dangerous aspects.
    Senator Jackson. You are opposed to Zionism as such?
    Mr. Auerbach. I am opposed to Zionism as a philosophy and a 
program, yes.
    Mr. Cohn. Did you ever disagree with anything in Pravda 
that you read?
    Mr. Auerbach. I don't read Pravda.
    The Chairman. You say you do not read Pravda?
    Mr. Auerbach. I don't read Pravda.
    Mr. Cohn. You read translations of articles from Pravda 
don't you?
    Mr. Auerbach. Very occasionally. Those that are reported in 
the newspaper.
    The Chairman. When you were foreign editor of the Daily 
Worker, did you ever read translations of articles from Pravda?
    Mr. Auerbach. May I consult with my lawyer?
    [Mr. Auerbach confers with Mr. Forer.]
    Mr. Auerbach. I will refuse to answer that question, 
Senator, on the grounds previously indicated.
    Senator McClellan. I have one more question, Mr. Chairman.
    I believe in the beginning of your testimony you refused to 
answer whether you were a Communist or not, on the ground that 
it might incriminate you.
    Mr. Auerbach. Substantially, yes.
    Senator McClellan. In view of the admissions you have made 
here with respect to your views, do you now insist that it 
might incriminate you if you answer that question?
    Mr. Auerbach. You mean if you were to ask me the question 
now?
    Senator McClellan. I will ask it again, and ask you whether 
you think it would incriminate you now, in view of the 
testimony you have already given.
    Are you a member of the Communist party?
    Mr. Auerbach. My answer would remain the same as 
previously.
    Senator McClellan. You refuse to answer on the ground that 
it might incriminate you?
    Mr. Auerbach. On the ground of my constitutional privilege 
under the Fifth Amendment.
    Senator McClellan. Well, are you sincere in believing it 
might incriminate you if you answered truthfully?
    Mr. Auerbach. If I answered truthfully and sincerely.
    Senator McClellan. I ask you now: Are you of the opinion 
that it might incriminate you if you answered the question 
truthfully?
    Mr. Auerbach. May I consult?
    [Mr. Auerbach confers with Mr. Forer.]
    Mr. Auerbach. It might tend to.
    The Chairman. That was not the question.
    Senator McClellan. No, I am asking you if you are sincere--
--
    Mr. Auerbach. I am sincere.
    Senator McClellan [continuing]. In making the statement 
that you are afraid it might incriminate you.
    Mr. Auerbach. That it might tend to incriminate me, yes.
    Senator McClellan. Do you think it would add any particular 
force to the testimony you have already given as to whether you 
are a Communist or not?
    Mr. Auerbach. I don't quite understand your question.
    Senator McClellan. In other words, do you not think you 
have already admitted in the record that you subscribe to all 
of the philosophy and the objectives of communism? Have you not 
already admitted it?
    Mr. Auerbach. What I have done, of course, is discuss my 
opinions and my beliefs.
    Senator McClellan. You have pointed out that there is a 
difference in your opinion----
    Mr. Auerbach. I believe it was Senator McCarthy who said I 
had a right to any opinion or belief.
    Senator McClellan. You have. I am not questioning that.
    What I am saying is: Is there any difference between the 
beliefs you have expressed, and communism? You say you do not 
want to answer whether you are a Communist or not. Can you 
point out any difference in the opinions you have expressed 
here as your beliefs, and what the Communist party stands for? 
Can you point out any?
    [Mr. Auerbach confers with Mr. Forer.]
    Senator McClellan. I would like for the record to show a 
long consultation with counsel.
    Mr. Auerbach. Well, I have discussed my beliefs, stated my 
beliefs.
    Senator McClellan. I agree with you.
    Mr. Auerbach. But when a question of being a member or not 
being a member of the Communist party is raised, that is on 
another order. That is an organizational question.
    Senator McClellan. I am asking you now, in view of the 
beliefs that you have expressed here for the record, and on the 
record: Can you point out any difference between those beliefs 
and the beliefs of communism and what the Communist party 
stands for? Can you point out any difference? In all fairness 
to you, if there is some reason why you do not want to admit 
you are a Communist, can you point out any difference between 
what you have expressed here on the record and what communism 
stands for, and its objectives?
    Mr. Auerbach. May I consult?
    [Mr. Auerbach confers with Mr. Forer.]
    Mr. Auerbach. Well, we are getting to very fine points 
here. My answer would be, ``No.''
    Senator McClellan. I thank you very much.
    Mr. Auerbach. We are merely within the realm of belief, 
talking about opinions and beliefs.
    Senator Jackson. In other words, you believe in the 
objectives and the things that the Communist party stands for?
    Mr. Auerbach. Its general objectives, yes.
    Senator Jackson. Of the Communist party, as we know it?
    Mr. Auerbach. Yes.
    The Chairman. Let me ask this: If the Communist party 
objectives could not be achieved in this country by peaceful 
means, would you favor achieving them by force and violence?
    Mr. Auerbach. That is one of those ``iffy'' questions about 
the future that one never knows how it is going to turn out. I 
am not in favor of achieving it by force and violence, and I 
would like to see it achieved as peacefully as possible. I 
would certainly work for that.
    The Chairman. I think you can answer that question. As I 
say, we are interested in this, because you are one of the men 
whose books are being used to fight communism throughout the 
world, believe it or not.
    Mr. Auerbach. That is news to me. I would like to know how 
that happened.
    Senator Jackson. The chairman might have placed the witness 
in serious trouble, if the Communist party finds out he has 
been used to fight them. He will be up for disloyalty.
    The Chairman. In view of the fact that you are being used, 
and we are paying money to buy your books, to fight communism, 
I think we are entitled to an answer to that question. That is 
this: If you can not achieve a Communist society in this 
country by peaceful means, if it is found to be impossible, 
then would you favor using force to accomplish that objective?
    Mr. Auerbach. I would answer that question by saying I am 
not in favor of using force and violence to obtain that 
objective. As to the alternative you place, I am in no 
position, nor is anyone else in position to know.
    The Chairman. I am going to insist that you answer that. I 
say: If you could not achieve a Communist society in this 
country by peaceful means, if you find that is impossible, then 
would you favor achieving it by force and violence? The only 
grounds upon which I would let you avoid answering that is if 
you say that the answer will tend to incriminate you.
    [Mr. Auerbach confers with Mr. Forer.]
    Mr. Auerbach. I can't answer the question, because I have 
no opinion on it. I haven't thought about it, and I haven't 
tried to determine an answer to that question. I just don't 
have any opinion.
    The Chairman. In other words, at this time you say you do 
not know whether you would favor using force and violence to 
establish a Communist society in this country, if it could not 
be done by peaceful means? You say you cannot answer that. You 
do not know.
    Mr. Auerbach. I can't answer it, because one does not know 
just what kind of circumstances would arise, how a question 
like that would arise. I have given it no thought and have no 
opinion on it.
    Senator McClellan. You are not willing to say under oath at 
this time that you would not?
    Mr. Auerbach. I am not willing to say under oath anything 
on the question, because I do not know.
    The Chairman. At Communist meetings, did you ever discuss 
the necessity of establishing a Communist society in America by 
using force and violence?
    Mr. Auerbach. I will have to claim my privilege on that, 
sir,
    The Chairman. Did you know anyone on the Daily Worker, 
ever, at any time, who was not a member of the Communist party?
    Mr. Auerbach. I will have to claim my privilege on that 
one, too, sir.
    The Chairman. Your testimony under oath is that you do not 
know Reed Harris?
    Mr. Auerbach. I do not recall him in any way.
    Senator McClellan. I suggest, Mr. Chairman, you further 
identify Reed Harris, the position he now holds, where he went 
to school, and the meetings attended. Let us see if we cannot 
refresh his memory.
    The Chairman. Reed Harris, according to the testimony 
heretofore taken before this committee, attended Columbia 
University and was expelled or suspended. He had been editor of 
the Spectator. He appeared at a meeting at Columbia to defend 
Don Henderson, who was about to lose his contract as a teacher. 
Henderson, at that time, was identified as a Communist. He is 
the man who has been identified as having appeared on a 
platform with you, Oakley Johnson, Donald Henderson, to defend 
Mr. Gallagher, Mr. Leo Gallagher, a professor being expelled 
from the University of California because of Communist 
activities. He has been active in the WPA, the Writers Project, 
has worked under Alsberg, is now the deputy administrator of 
the International Information Administration. With that 
information, is it your testimony that you have no recollection 
now of ever having met him?
    Mr. Auerbach. That is my testimony. I have no recollection 
of ever having met him, nor do I have a recollection of the 
meeting that you referred to.
    The Chairman. Did you know Owen Lattimore?
    Mr. Auerbach. Yes, I think I met him at one meeting. That 
is, I am not quite sure, but at a previous hearing that 
question was asked me, and I was shown a memorandum saying that 
such a meeting was held, at which he was present and I was 
present, and I assume that if there was such a memorandum--it 
was many years ago--it was so. I just didn't recollect having 
met him.
    The Chairman. What meeting was that? Where was it held?
    Mr. Auerbach. That was a meeting of the IPR.
    Mr. Chairman. And that was the only meeting you ever 
attended with Owen Lattimore?
    Mr. Auerbach. Yes, if he was there, and I assume he was.
    The Chairman. Is it your testimony that you never received 
instructions, either directly or indirectly, to your knowledge, 
from Moscow, so far as Communist activities were concerned?
    Mr. Auerbach. I will claim my privilege on that.
    The Chairman. I think I have no further questions of this 
witness at this time.
    You will be requested, or perhaps I should say ordered, to 
appear tomorrow morning at 10:15 in this room. And that will be 
a public hearing. You will have the same rights as far as 
counsel is concerned as you have today.
    Mr. Cohn. I think you have another witness, Mr. Forer.
    Mr. Forer. Shall I bring him in?
    Mr. Cohn. Yes.
    The Chairman. Will, you raise your right hand, sir?
    In this matter now in hearing before the committee, do you 
solemnly swear to tell the truth, the whole truth, and nothing 
but the truth, so help you God?
    Mr. Mandel. I do.
    Mr. Cohn. Give us your full name, please.

 TESTIMONY OF WILLIAM MARX MANDEL (ACCOMPANIED BY HIS COUNSEL, 
                         JOSEPH FORER)

    Mr. Mandel. William Marx Mandel.
    Mr. Cohn. Is that M-a-r-x?
    Mr. Mandel. Yes.
    Mr. Cohn. And where do you reside?
    Mr. Mandel. 545 West 164th Street, New York City.
    The Chairman. Is that the name you have always gone under?
    Mr. Mandel. I refuse to answer that question, under my 
privilege within the Fifth Amendment to the Constitution, not 
to testify against myself.
    The Chairman. May I ask this question? Is that the name 
that you bore when you were, we will say, one year old? If you 
think it will incriminate you, you may refuse to answer.
    Mr. Mandel. I will stick to the Fifth Amendment.
    The Chairman. In other words, you say if you tell us what 
your name was when you were a year old, it might tend to 
incriminate you?
    Mr. Mandel. Well, it is quite obvious that carried up to 
the present day, it may lead to something which might tend to 
incriminate me.
    The Chairman. Well, it is a broad privilege.
    Senator Jackson. Is this your true name, that you gave the 
committee?
    Mr. Mandel. That is my true name.
    Senator Jackson. Your true name. And what was your full 
name, again?
    Mr. Mandel. William Marx Mandel, M-a-n-d-e-l.
    The Chairman. Let me ask you this: Have you written under 
pseudonyms?
    Mr. Mandel. I will have to give the same reply.
    The Chairman. You refuse to answer on the ground that it 
might incriminate you?
    Mr. Mandel. Yes.
    Mr. Cohn. Are you the author of Soviet Far East and Central 
Asia, Mr. Mandel \2\
---------------------------------------------------------------------------
    \2\ William Mandel, The Soviet Far East and Central Asia (New York, 
International Secretariat, Institute of Pacific Relations, 1944).
---------------------------------------------------------------------------
    Mr. Mandel. I am.
    Mr. Cohn. When did you write that book?
    Mr. Mandel. Well, I think I wrote most of it in 1942, and I 
think some of the additional material came in 1943, '42-'43.
    Mr. Cohn. Were you a member of the Communist party in 1942-
43?
    Mr. Mandel. I must refuse to answer that question, under my 
privilege within the Fifth Amendment not to be a witness 
against myself.
    Mr. Cohn. Have you ever engaged in espionage?
    Mr. Mandel. No.
    Mr. Cohn. Do you know of any Communists who ever did engage 
in espionage or any related activity?
    Mr. Mandel. I don't understand ``related activity.''
    Mr. Cohn. I will withdraw that. Did you know of any 
Communists who have engaged in espionage?
    Mr. Mandel. No.
    Mr. Cohn. Are you a member of the Communist party today?
    The Chairman. The question is: Are you a member of the 
Communist party as of today?
    Mr. Mandel. I refuse to answer under the Fifth Amendment.
    Mr. Cohn. Have you ever engaged in sabotage or any other 
illegal act against the United States?
    Mr. Mandel. I refuse to answer under the Fifth Amendment.
    The Chairman. Will you separate the question?
    Mr. Cohn. Have you ever engaged in sabotage against the 
United States?
    Mr. Mandel. I refuse to answer under the Fifth Amendment.
    Mr. Cohn. Have you ever violated any law of the United 
States?
    The Chairman. I don't think that is a proper question.
    Senator Jackson. Beyond the scope of the committee.
    The Chairman. Mr. Mandel, have you ever been convicted of 
any crime?
    [Mr. Mandel confers with Mr. Forer.]
    Mr. Mandel. Will you repeat the question, please?
    The Chairman. The question was: Were you ever convicted of 
a crime?
    Mr. Mandel. If disorderly conduct be regarded as such--I 
think it is a misdemeanor--the answer is ``yes.''
    Mr. Cohn. In connection with what? That is a matter of 
public record, I suppose. In connection with a demonstration or 
riot or something?
    Mr. Mandel. No, the answer is that I was selling a 
pamphlet, about twenty-odd years ago, or perhaps not that long 
ago.
    Mr. Cohn. What was the pamphlet?
    Mr. Mandel. The pamphlet was called ``The Truth about 
Father Coughlin.''
    The Chairman. And you were arrested at that time and 
convicted of disorderly conduct?
    Mr. Mandel. That is my recollection.
    The Chairman. And that is the only time that you were 
either arrested and convicted of any crime?
    Mr. Mandel. Other than traffic violations, or things of 
that kind. That is the best of my recollection.
    Mr. Cohn. Do you know Louis F. Budenz.
    Mr. Mandel. Fifth Amendment.
    Mr. Cohn. Would you fight for the United States against the 
Soviet Union in the event the United States Congress declared 
war against the Soviet Union?
    Mr. Mandel. Yes.
    Mr. Cohn. Under any circumstances?
    Mr. Mandel. If the United States Congress declared war, 
yes.
    Mr. Cohn. You would. Do you believe that our cause in Korea 
is a just cause?
    Mr. Mandel. No.
    Mr. Cohn. You do not?
    Mr. Mandel. No.
    Mr. Cohn. Would you fight on the side of the United States 
and the United Nations in Korea?
    Mr. Mandel. Under the laws of the country, if required to, 
yes.
    The Chairman. Do you think the cause of the North Koreans 
and the Chinese Communists is a just cause in Korea?
    [Mr. Mandel confers with Mr. Forer.]
    Mr. Mandel. The answer is ``yes.''
    The Chairman. It is a just cause?
    Mr. Mandel. That is correct.
    Mr. Cohn. That is very interesting. What did you say your 
occupation was at the present time?
    Mr. Mandel. Let me preface my reply, and I will answer the 
question if you insist. My occupation at the present time has, 
as will be evident if you press me, no conceivable relation to 
any business before this committee. Therefore, to request 
this--and I will answer it if you press me--can only have the 
effect, if this is later made public, of causing me to lose my 
livelihood, something which I will make the most of, I state 
quite candidly.
    Mr. Cohn. Is that a threat?
    Mr. Mandel. That is not a threat. That is simply a 
statement.
    Mr. Cohn. Where are you going to make the most of it?
    The Chairman. On the reason for calling you, or not, you 
said the question of your occupation would have nothing to do 
with what is before the committee. We are checking into the 
information program, which has been costing us, oh, $125 mill 
or $135 million a year. And we have been checking into the 
background, the activities, on some of the individuals who are 
being used in this fight against communism. That is the 
announced objective of the information program. And I think 
under the circumstances it is a pertinent question to ask you 
about your background, what you are doing today.
    I do not know what you are doing today, you see, until you 
answer the question.
    Mr. Mandel. I am a writer of medical advertising copy to 
the profession.
    Mr. Cohn. How long have you been doing that kind of work?
    Mr. Mandel. Oh, since shortly after the last time I was 
before a committee hearing here in Washington.
    Mr. Cohn. What were you doing before that?
    Mr. Mandel. Before that I was in the furniture business for 
a year.
    Mr. Cohn. And what were you doing between then and the time 
you were before some other committee?
    Mr. Mandel. I have been before one previous committee. Let 
me see, now. I have been in this work for a year. I was in the 
furniture business for just about a year, I would imagine. And 
last prior to that, I was employed as a translator for the 
Stefansson Library at 14 St. Luke's Place, New York City.
    The Chairman. Is that Vilhjalmur Stefannson?
    Mr. Mandel. Vilhjalmur, yes.
    The Chairman. I would like to get your thought on this. You 
seem to think that we should not inquire as to your occupation 
as of today. If you have any valid grounds on which you want to 
urge that, we would be glad to hear them.
    Mr. Mandel. Yes. The advertising business is a very public 
relations-conscious business, and the firm by which I am 
employed has important concerns as its clients, and they are 
probably more public relations-conscious than is necessary. 
That is the situation in the industry. So that if it became 
public knowledge that someone employed by that firm had been 
before this committee, that, in itself, would probably--it is a 
guess; I think a sound guess--would probably be cause for my 
losing my employment.
    The Chairman. Well, now, I do not want to argue this point 
with you, but I would like to get the thought of the other 
senators on this.
    My thought is, Senator Jackson, that here you have a man 
who says, ``If I tell you the truth about whether I am a 
Communist today, that might incriminate me.'' It creates a 
strong inference, certainly, that he is a member of the 
Communist party. Otherwise, it could not very well incriminate 
him. His works are being used to fight communism. He is now 
writing advertising copy, material being read by the general 
public. I can't think of any reason why his occupation should 
not be known. Do you?
    Senator Jackson. Well, I think that the committee has a 
right, on the basis of asking the routine questions incident to 
an over-all investigation, to ask what a man is doing and where 
he lives. On that basis also, I think we have the right to ask.
    Might I say to the witness: I am sure you are realistic 
enough to know that when you come before a committee in open 
session it will be known in time whether you have answered, and 
maybe in a way that might confuse the public; it will be known 
that you have appeared, and it will be brought out through the 
press that you worked for such and such a company. And it would 
occur to me that in order to keep the record straight, you 
should simply state it. You are in that situation, and 
apparently that is the price you have to pay as a member of the 
Communist party.
    The Chairman. And as a country, we are apparently dedicated 
to the idea that communism is wrong, that it is set to destroy 
us, that it is a conspiracy, that it is a crime to be a member 
if you are aware of the conspiracy. Therefore, when a man comes 
before the committee and says, ``I will not tell whether I am a 
Communist or not,'' he, I believe, forfeits any right or any 
privilege or special protection by the committee. I think he 
should answer all the questions. Under the circumstances, the 
answer will stay in the record.
    Mr. Cohn. Will you give us the name and address of your 
business, and telephone number, at the present time?
    Mr. Mandel. Yes. The only point I want to make before 
answering it is that I claim no privilege on this matter, and I 
simply want to point out that if the committee wishes to face 
the onus of causing loss of a job, not in any abstract sense--I 
don't think that concerns the committee at all--but in the 
practical sense of the impression that might be created upon 
the public, if that is the case, I will, since I am aware of no 
privilege on this matter, be happy to give you the information.
    The Chairman. May I say that I get the impression from what 
you said that you were threatening the committee. When you are 
outside the committee room, you can say anything you like about 
this committee, and if you are a member of the Communist party, 
as you indicate by your answer, you are dedicated, of course, 
to attacking this committee, regardless of whether you lose 
your job. I have been a subject of attacks by every Communist 
writer, every Communist in the country. None of them, as far as 
I know, have been supporting me or this committee. So that you 
are not impressing us at all by any threat to attack it. You 
will be just one of a long line, if you do answer the question.
    Mr. Mandel. The firm I am employed by is L. W. Frohlich, F-
r-o-h-l-i-c-h, and Company, and I don't know at the moment--
they are in three buildings. I suppose the legal address is 76 
East 52nd Street, New York City.
    Mr. Cohn. What kind of a firm did you say this was?
    Mr. Mandel. They advertise medical products to the 
profession solely. That is their business.
    Mr. Cohn. Do they have any connection with the government 
in any way, any government work?
    Mr. Mandel. None whatever, to the best of my knowledge.
    Mr. Cohn. I have no further questions of this witness, Mr. 
Chairman.
    You have told us you are the author of Soviet Far East and 
Central Asia?
    Mr. Mandel. That is right.
    Mr. Cohn. You decline to tell us whether or not you were a 
member of the Communist party at the time you wrote that book?
    Mr. Mandel. That is correct, for the reason stated.
    Mr. Cohn. Is there anything in that book unfavorable to the 
Soviet Union?
    Mr. Mandel. I haven't read the book in quite a while.
    Mr. Cohn. Can you give us your best recollection on it?
    Mr. Mandel. As far as that book is concerned, I cannot say 
offhand. I can state that, as I stated to a committee last 
year, I am aware of injustices, errors, and more of them than I 
have described in things that I have written, and have no 
hesitation discussing them, and I simply don't know, frankly, 
whether in that work at that time I discussed that or not.
    Senator Jackson. Have you written anything unfavorable to 
the Soviet Union at any time?
    Mr. Mandel. In the first place, you would have to define 
the term. In short, if one describes the term ``favorable'' as 
meaning that everything that happens there is good and nothing 
that happens there is bad, then I would say that I certainly 
have written unfavorable things. I just don't recall. The book 
was written ten years ago, is on a specialized subject, and I 
just don't recall.
    Senator Jackson. What is your opinion of the anti-Semitism 
in the Soviet Union?
    Mr. Mandel. Being a Jew, I have certain standards on the 
basis of which to judge that. I have never encountered an anti-
Semitic government in history that had a Jewish member of its 
cabinet.
    Mr. Cohn. Who is the member of the Jewish Cabinet?
    Mr. Mandel. Kaganovich, K-a-g-a-n-o-v-i-c-h.
    The Chairman. What is his position?
    Mr. Mandel. He is one of the vice premiers, one of the 
members of the five inner cabinet under the present 
administration.
    Mr. Cohn. I think Senator Jackson's question was addressed 
to these purges. Do you approve of the anti-Semitic purges?
    Mr. Mandel. I think that is utter nonsense.
    Mr. Cohn. That is just counter-revolutionary propaganda?
    Mr. Mandel. It is not counter-revolutionary propaganda. It 
is nonsense. I went down and bought a copy of True, Soviet 
Labor party. I bought copies of Pravda at the library next to 
the main public library on 42nd Street. Four days after this 
thing happened, that comes over by air mail, when our post 
office doesn't stop it.
    And on the same front page of the same paper which 
presented the indictment of these physicians, there was an 
announcement of the meeting the previous evening of the 
committee of Judges for Stalin prize awards in the literature 
and science for this coming year.
    Among the eleven judges are two men who are well-known to 
be Jewish.
    Mr. Cohn. And that is that?
    Mr. Mandel. And many similar things. If you want a lecture 
for an hour and a half, I would be glad to give it to you.
    Mr. Cohn. Do you know a man named Aaron Berg, who is a very 
high functionary in the Soviet Union at the present time?
    Mr. Mandel. He is a very prominent writer. I don't know 
that he has a function of any kind.
    The Chairman. Just one question. As I read the account of 
the trials in the Slansky and other cases, the news stories 
were to the effect that some of the individuals confessed to 
being Zionists. They were hung. That apparently was a major 
part of their alleged crime.
    Would you agree that it would be a crime to be a Zionist?
    Mr. Mandel. Their crimes under the indictment were military 
treason, economic treason, murder, and a fourth which I don't 
recall at the moment. You may have whatever opinion you care to 
about the confessions and the evidence. The fact is that they 
describe at great length the crimes which they committed. And 
it is a rather interesting fact to me that the New York Herald 
Tribune correspondent reported from Washington a couple of days 
later that informed anti-Communists in Washington apparently 
feel that these men were a little inept and stupid, and more 
able men will have to be gotten into that job next time.
    Senator Jackson. Well, let me ask you this: You do not 
think it is unusual that simultaneously, at least, leaders of 
the Communist party in the Soviet Union and the satellite areas 
of Jewish origin were all brought to trial at once?
    Mr. Mandel. The United States government is openly and 
publicly engaged in a program of espionage against the Soviet 
Union. In order to do this kind of thing, you have got to have 
people who are going to be able to get inside of those 
countries. Now, the State Department, which you gentlemen seem 
to have differences with, has pursued a policy of cutting off 
trade with those countries. Therefore you cannot possibly use a 
businessman as cover for that kind of operation. The other side 
has cut down the number of journalists which they admit in to a 
very small number. Therefore, it is very difficult to find more 
people like Oatis to do that kind of job. And so what you are 
left with is the possibility of using whoever can get in. Now, 
the allegedly anti-Semitic governments of the east European 
countries permitted only Jewish organizations, and particularly 
this Joint Distribution Committee, to function within their 
territories after World War II, despite the fact that there are 
similar Ukranian organizations.
    Pardon me just one moment.
    And apparently they did so on the grounds that the Jews had 
suffered special persecution. So that it would seem entirely 
logical to me that a government which is by open proclamation 
engaged in espionage in their countries as our government is 
would utilize whatever organization comes to hand that has 
access to those countries.
    Therefore, it is not at all surprising that certain people 
with that kind of connection were brought to trial.
    Senator Jackson. You said the Ukrainian organizations were 
not allowed to function.
    Mr. Mandel. To the best of my knowledge. Remember, I am 
speaking of foreign non-Soviet and east European organizations.
    Senator Jackson. What did you say about a Ukrainian 
organization?
    Mr. Mandel. I said Ukrainian organizations existing in the 
United States and Canada were not permitted to function on a 
parallel relief basis as the Joint Distribution Committee was.
    Senator Jackson. Well, the Ukrainians have never been very 
reliable so far as the Soviets are concerned.
    Mr. Mandel. That is a matter of opinion. I would say the 
record of World War II is that the overwhelming majority of the 
Ukrainians were entirely loyal. Hitler put up a puppet 
government which fell to pieces in a few weeks.
    Senator Jackson. When they are fighting for their home that 
is something else; but I am talking about reliable from an 
ideological standpoint.
    Mr. Mandel. My opinion, since it is a matter of opinion, is 
that the overwhelming majority of the Ukrainians have been 
loyal to the Soviet Union during the vast bulk of this thirty-
five-year period.
    Senator Jackson. So you do not think it is unusual that 
Anna Pauker has been removed?
    Mr. Mandel. Anna Pauker's successor is a man named Simon 
Bugitch, who is also a Jew.
    Senator Jackson. You do not think that the Jewish leaders 
in the Czechoslovakian government, that were all purged at the 
same time, and the doctors in the Kremlin, provide any 
significant pattern? You think that is totally unrelated to any 
anti-Semitism within the Soviet Union?
    Mr. Mandel. The foreign minister of Czechoslovakia, who is 
here at the present time, is Jewish, and so forth, on down the 
line.
    Senator Jackson. I am glad you said that.
    Would you like to assure the committee that their tenure is 
going to be pretty certain for the future, so we can check on 
this?
    The Chairman. I am afraid he could not do that.
    Let me ask you this question: Do you think the Communist 
society is superior to our society in this country?
    Mr. Mandel. That would be an interesting question to 
debate. But there again, circumstances being what they are, and 
legislation being what it is, I am afraid that I would have to 
rely upon the Fifth Amendment and refuse to reply to that 
question.
    The Chairman. Let us rephrase the question. Do you think 
the present type of Communist government as it exists in Russia 
is superior to the present form of government as it exists in 
the United States of America?
    Mr. Mandel. That I am afraid is governed by exactly the 
same privilege, in view of legislation and prosecutions that 
have taken place, with which Mr. Cohn is quite familiar.
    Mr. Cohn. Thank you.
    Mr. Mandel. So that I am afraid I am unable to answer that 
question.
    The Chairman. In other words, is it your answer that if you 
told us the truth in answer to that question, you think that 
that answer might tend to incriminate you?
    Mr. Mandel. No, sir. I think that the Fifth Amendment has 
as its purpose to protect the innocent, and I think that the 
origin of the Fifth Amendment lies in the protection of 
political dissent.
    The Chairman. You will then be ordered to answer the 
question.
    [Mr. Mandel confers with Mr. Forer.]
    The Chairman. May I say to counsel that I do not want to 
interrupt the consultation, but----
    Mr. Forer. I think he misunderstood the preceding question, 
and his answer to that led to your direction. That is what I 
think is the situation.
    But I understand the chair's position.
    Mr. Mandel. What was the question prior to the last 
question?
    The Chairman. Maybe I should rephrase the question.
    The question originally asked was: Do you consider the 
present Communist government in Russia more desirable than the 
present government which we have in the United States?
    Mr. Mandel. And to that question I will reply that I refuse 
to answer under the Fifth Amendment to the Constitution.
    The Chairman. Now my question to you is, do you feel that 
if you told the truth in answer to that question, your answer 
might tend to incriminate you?
    Mr. Mandel. Yes. Let me make this clear----
    The Chairman. First, just so you will understand us fully: 
You see, you are not entitled to claim privilege if you 
incriminate yourself by committing perjury. It is only when a 
truthful answer will incriminate you that you are entitled to 
claim privilege.
    Before we can determine whether you are entitled to claim 
privilege, we must know whether or not you honestly feel that a 
truthful answer might tend to incriminate you.
    That is the purpose of that question.
    Mr. Mandel. I would say that a truthful answer might tend 
to incriminate me.
    The Chairman. Okay. Then you are entitled to the privilege.
    Mr. Mandel. Fine.
    The Chairman. We will excuse you until 10:15 tomorrow 
morning.
    [Whereupon, at 4:45 p.m., a recess was taken until 10:30 
a.m., Tuesday, March 24, 1953.]







       STATE DEPARTMENT INFORMATION PROGRAM--INFORMATION CENTERS

    [Editor's note.--The literary witnesses on March 24, 1953 
included the former Pinkerton detective turned novelist, 
Dashiell Hammett (1894-1961), author of Red Harvest (1929), The 
Dain Curse (1929), The Maltese Falcon (1930), The Glass Key 
(1931), and The Thin Man (1934), which later appeared as motion 
pictures. Hammett had joined the Communist party in 1937, 
taught at the Jefferson School for Social Science, and was a 
trustee of the bail fund for the Civil Rights Congress. He was 
convicted of contempt of court for refusing to identify the 
contributors to the bail fund and served a prison term from 
July to December 1951.
    Under the pseudonym Helen Kay, Helen Colodny Goldfrank 
wrote such children's books as Insects (1939), Apple Pie for 
Lewis (1951), Snow Birthday (1955), Secrets of the Dolphin 
(1964), Apes (1970), and The First Teddy Bear (1985).
    Jerre Mangione (1909-1998) worked for Time magazine before 
becoming an editor for the Federal Writers' Project--the 
subject of his later book, The Dream and the Deal: The Federal 
Writers' Project, 1935-43 (1972). In 1943 he published Mount 
Allegro, an autobiographical account of his life as the son of 
Sicilian immigrants, which his publisher believed would sell 
better if issued as a work of fiction. Mount Allegro became a 
best seller and was reissued five times by different 
publishers. In later years, Mangione taught English at the 
University of Pennsylvania.
    A major writer in the Harlem Renaissance, Langston Hughes 
(1902-1967) published his first book of poetry, The Weary 
Blues, in 1926. During the 1930s he wrote for the New Masses 
and traveled to Russia to make a film about race relations in 
the United States, which was never produced. The author of 
plays, novels, short stories, film scripts, musicals, war 
correspondence and a regular newspaper column for the Chicago 
Defender, Hughes was best known for his poetry, and edited the 
anthologies The Poetry of the Negro, 1746-1949 (1949) and New 
Negro Poets, USA (1964).
    Dashiell Hammett, Helen Goldfrank and Langston Hughes 
testified at a public hearing on March 26, 1953. Jerre Mangione 
did not testify publicly.]
                              ----------                              


                        TUESDAY, MARCH 24, 1953

                               U.S. Senate,
    Senate Permanent Subcommittee on Investigations
                 of the Committee on Government Operations,
                                                    Washington, DC.
    The subcommittee met, pursuant to Senate Resolution 40, 
agreed to January 30, 1953, at 2:00 p.m. in room 357 of the 
Senate Office Building, Senator Karl E. Mundt, presiding.
    Present: Senator Karl E. Mundt, Republican, South Dakota; 
Senator Everett M. Dirksen, Republican, Illinois; Senator John 
L. McClellan, Democrat, Arkansas; and Senator Stuart Symington, 
Democrat, Missouri.
    Present also: Roy Cohn, chief counsel; David Schine, chief 
consultant; Daniel Buckley, assistant counsel; Henry Hawkins, 
investigator; and Ruth Young Watt, chief clerk.
    Senator Mundt. The committee will come to order.
    Mr. Cohn. The first witness is Mr. Hammett, Mr. Chairman.
    Senator Mundt. Mr. Hammett, do you solemnly swear the 
testimony you are about to give us is the truth, the whole 
truth, and nothing but the truth, so help you God?
    Mr. Hammett. I do.
    Senator Mundt. Be seated. Proceed, Mr. Cohn.

                 TESTIMONY OF DASHIELL HAMMETT

    Mr. Cohn. Mr. Hammett, will you give your full name, 
please?
    Mr. Hammett. Samuel Dashiell Hammett.
    Mr. Cohn. And what is your occupation?
    Mr. Hammett. Writer.
    Mr. Cohn. You are an author?
    Mr. Hammett. That is right.
    Mr. Cohn. For how long have you followed that calling?
    Mr. Hammett. Since about 1922, roughly thirty years.
    Mr. Cohn. You know that a considerable number of your works 
are used in the State Department Information Program?
    Mr. Hammett. I did not know that until you told me on the 
phone.
    Mr. Cohn. Do you think we have given you a good civil suit 
for royalties?
    Mr. Hammett. I doubt that, because thinking about it, the 
chances are the radio end that was sold is owned by the movie 
people.
    Mr. Cohn. Are you a member of the Communist party today?
    Mr. Hammett. I decline to answer on the ground that the 
answer would tend to incriminate me, pleading my rights under 
the Fifth Amendment.
    Mr. Cohn. Were you a member of the Communist party in 1922?
    Mr. Hammett. I decline to answer on the ground that the 
answer might tend to incriminate me.
    Mr. Cohn. You have written a number of books between 1922 
and the present time, have you not?
    Mr. Hammett. Yes.
    Mr. Cohn. About how many?
    Mr. Hammett. Five, I think.
    Mr. Cohn. Just five books?
    Mr. Hammett. Yes, and many short stories and stuff that has 
been reprinted in reprint books.
    Mr. Cohn. If I were to ask you as to each one of these 
books if you were a Communist party member at the time you 
wrote the book what would your answer be?
    Mr. Hammett. The same.
    Mr. Cohn. You would refuse on the ground you stated?
    Mr. Hammett. Yes.
    Mr. Cohn. Did you write a story which could be classed as 
other than a detective story?
    Mr. Hammett. Yes.
    Mr. Cohn. What?
    Mr. Hammett. I have written quite a number of short stories 
that were not detective stories.
    Mr. Cohn. Any that deal with social problems?
    Mr. Hammett. I don't think so. Yes, I remember one, if you 
take it as a social problem. Some short stories have been in 
paper bound books that have been published in book form.
    Mr. Cohn. Did any of those deal with social problems?
    Mr. Hammett. Yes. As a matter of fact, roughly one that I 
remember, a short story called ``Night Shade.''
    Mr. Cohn. ``Night Shade''?
    Mr. Hammett. ``Night Shade,'' which had to do with Negro-
white relations.
    Mr. Cohn. In what book is that published?
    Mr. Hammett. I don't know, because that was published in 
one of the reprints or collections of which a great many have 
been published. Practically all of the short stories have been 
published by either Mercury or Avon or Dell.
    Senator Mundt. Were they first all published in a magazine?
    Mr. Hammett. Yes, it was first published in a magazine that 
I think is now out of existence. I have forgotten what its name 
was. I could look it up.
    Mr. Cohn. When you wrote this short story, ``Night Shade,'' 
were you a member of the Communist party?
    Mr. Hammett. I decline to answer on the ground the answer 
may tend to incriminate me.
    Mr. Cohn. Did that story in any way reflect the Communist 
line?
    Mr. Hammett. That is a difficult--on the word ``reflect'' I 
would say no, it didn't reflect it. It was against racism.
    Senator Mundt. Would you say that it resembled--whether it 
reflected or not--the Communist line with respect to race 
problems?
    Mr. Hammett. No, I couldn't pick out--I could answer that 
question, if you just put it, did it at all, but did it reflect 
that more than, say, other political parties, I would have to 
say no. I think the truth would be that it didn't reflect it 
consciously or solely.
    Mr. Cohn. Consciously or solely. Have you ever had any 
contact with the publications commission of the Communist 
party?
    Mr. Hammett. No.
    Mr. Cohn. You have not?
    Mr. Hammett. No.
    Mr. Cohn. Do you know any members of the publications 
commission of the Communist party?
    Mr. Hammett. You would have to tell me.
    Mr. Cohn. Do you know Alexander Trachtenberg?
    Mr. Hammett. I have to think about that. I think I decline 
to answer that on the ground that the answer might tend to 
incriminate me.
    Mr. Cohn. Do you know Louis F. Budenz?
    Mr. Hammett. No.
    Mr. Cohn. Did you know Alexander Bittelman?
    Mr. Hammett. I think, or my impression is, that he was in 
the West Street Jail at the same time I was there.
    Senator Mundt. Where--jail?
    Mr. Hammett. Yes. I did six months for the bail bond--five 
months, a month off for good behavior.
    Senator Mundt. Was that a contempt citation?
    Mr. Hammett. It was over the bail bond fund.
    Mr. Cohn. After the Communists jumped bail, the three 
trustees, including Mr. Hammett, were called in and refused to 
answer questions about the whereabouts of these fugitives, and 
they refused to produce books and records of the bail bond 
fund, and were sentenced to jail. That is a fairly accurate 
statement?
    Mr. Hammett. Fairly.
    Senator Mundt. Was Bittelman in the jail for the same 
reason?
    Mr. Hammett. What happened, the bail bond bail was revoked, 
and since there were a group of so-called Communists out on 
bail put up by the fund, until that was revoked, they were out 
until they raised bail from other sources.
    Mr. Cohn. Do you get royalties from the purchase of your 
books?
    Mr. Hammett. Yes.
    Mr. Cohn. In other words, if a copy of your book is bought, 
you get a royalty.
    Mr. Hammett. Yes.
    Mr. Cohn. What is the customary royalty?
    Mr. Hammett. I don't know. I think mine is 15 percent. 
Publishers' contracts run from 10 percent, and have provisions 
if there is a sale above a certain amount, it goes up. I think 
mine is a flat 15 percent, but I am not sure.
    Mr. Cohn. Have you ever contributed money to the Communist 
party?
    Mr. Hammett. I decline to answer on the grounds the answer 
might tend to incriminate me.
    Mr. Cohn. Do you have any other income other than that 
derived from your writings?
    Mr. Hammett. No. There have been times when I have. At the 
moment I haven't.
    Mr. Cohn. Have any moneys you have received as royalties 
from the sale of these books been contributed to the Communist 
party?
    Mr. Hammett. I decline to answer on the ground that the 
answer might tend to incriminate me, pleading my rights under 
the Fifth Amendment.
    Mr. Cohn. I think I have nothing more of Mr. Hammett, Mr. 
Chairman.
    Senator Mundt. You might say for the record how generally 
the State Department has been buying these books and 
distributing them throughout information libraries overseas.
    Mr. Cohn. Very widely. We will have the exact figures by 
the morning, but I would say that the number of copies in use 
are in the hundreds.
    Senator Mundt. Any other questions? If not, you may step 
down.
    Mr. Cohn. Mr. Hammett, we might want you in public session 
tomorrow morning, as I explained to you. Would you be here 
tomorrow morning.
    Mr. Hammett. I can be.
    Mr. Cohn. At 10:15 tomorrow morning, in this room. Thank 
you.
    Mr. Hammett. I am through now for the day?
    Mr. Cohn. You are through until 10:15 tomorrow morning.
    Senator Mundt. I would like to ask you one more question, 
Mr. Hammett. You answered the question as to whether or not you 
received a royalty from your books. I think you said earlier 
that some of your plays or short stories or books were placed 
in the motion pictures. Is that right?
    Mr. Hammett. Yes.
    Senator Mundt. Do you get a royalty from that, too?
    Mr. Hammett. No. I said that in connection with the radio. 
The motion picture as a rule, mine have all been, the four 
books sold to motion pictures have been sold outright. But 
there is, as I said, on the radio thing a provision--I think I 
would have to look at the contracts--but motion picture 
companies put in a provision that gives them the radio right 
also.
    Senator Mundt. Do I understand that the motion pictures pay 
you nothing for your work?
    Mr. Hammett. No. They buy the motion picture right. It 
varies with different companies, but the right for television 
is in dispute, because that had not come up then. But they took 
care of the radio.
    Senator Mundt. In other words, whenever they made a motion 
picture from the book or short stories, they made a contract 
that paid you outright for the motion picture rights?
    Mr. Hammett. That is right. The other they put in, because 
they had no intention of selling radio rights, because the 
thought of radio in those days as competing with motion 
pictures kept you from serializing on the radio at the same 
time.
    Senator Mundt. Will you stand, please, and be sworn. Raise 
your right hand. Do you solemnly swear the testimony you are 
about to give is the truth, the whole truth, and nothing but 
the truth, so help you God?
    Mrs. Goldfrank. I do.

   TESTIMONY OF HELEN GOLDFRANK (ACCOMPANIED BY HER COUNSEL, 
                        CHARLES E. FORD)

    Senator Mundt. Give your name and address for the record, 
please.
    Mrs. Goldfrank. Helen Goldfrank, Thornwood, New York.
    Mr. Cohn. Could we have counsel's name for the record?
    Mr. Ford. Charles E. Ford, 416 Fifth Street, N.W., 
Washington, D.C.
    Mr. Cohn. Your name is Helen Goldfrank?
    Mrs. Goldfrank. That is correct.
    Mr. Cohn. Have you ever been known by any other name?
    Mrs. Goldfrank. I believe I must stand on my rights of 
special privilege as provided under the Fifth Amendment of the 
Constitution, and I can not answer that question as it may tend 
to incriminate me.
    Mr. Cohn. You decline to answer on the ground the answer 
might tend to incriminate you, and you exercise your privilege 
under the Fifth Amendment?
    Mrs. Goldfrank. That is correct.
    Mr. Cohn. As to whether you have ever been known by another 
name?
    Mrs. Goldfrank. That is correct.
    Mr. Cohn. What is your occupation--Is it Mrs. Goldfrank?
    Mrs. Goldfrank. My occupation is Mrs. Goldfrank.
    Mr. Cohn. Do you do any writing?
    Senator Mundt. I did not hear a word she said.
    Mrs. Goldfrank. Housewife.
    Mr. Cohn. What Is your husband's first name?
    Mrs. Goldfrank. I must decline to answer that question on 
the ground that it might tend to incriminate me under the Fifth 
Amendment to the Constitution, and also on the basis of 
privileged communication between husband and wife.
    Mr. Cohn. You think his first name is a privileged 
communication?
    Mrs. Goldfrank. Yes. I wouldn't know his name unless I were 
married to him.
    Mr. Cohn. Was your husband a member of the national 
committee of the Communist party?
    Mrs. Goldfrank. I must repeat that I regret that I must 
decline to answer your questions on the basis of personal 
privilege as the answer may tend to incriminate me and I seek 
the protection of the Fifth Amendment to the Constitution, and 
secondly, under the Constitution, the status of the family is a 
privileged communication, and under that I refuse to answer.
    Mr. Cohn. You refuse to answer on the ground the answer 
might tend to incriminate you?
    Mrs. Goldfrank. That is correct.
    Mr. Ford. May the record show she gave two grounds? You 
stated one.
    Senator Mundt. The record will show everything she says 
loudly enough to be heard, and nothing else.
    Mrs. Goldfrank. I am sorry but my voice is not very loud.
    Mr. Cohn. Let me ask you this: Have you ever written any 
books?
    Mrs. Goldfrank. I must again regretfully refuse to answer 
on the rights of special privilege under the Fifth Amendment to 
the Constitution that any answer I give you will tend to 
incriminate me.
    Mr. Cohn. Have you ever heard of a book called Apple Pie 
for Lewis? \3\
---------------------------------------------------------------------------
    \3\ Helen Kay, Apple Pie for Lewis (New York: Aladdin Books, 1951).
---------------------------------------------------------------------------
    Mrs. Goldfrank. I respectfully decline to answer on the 
ground that my answer may tend to incriminate me under the 
Fifth Amendment to the Constitution.
    Senator McClellan. Have you honestly been telling the truth 
when you say you are afraid it will incriminate you?
    Mrs. Goldfrank. I am honest in telling the truth.
    Mr. Cohn. I do not understand how it could incriminate you 
to say that you have heard of a certain book.
    Mr. Ford. May I address the committee on that? I believe 
our courts have ruled that if a witness after asserting the 
right is called upon to explain how the right would be 
affected, they are waiving the privilege.
    Senator Mundt. I believe the courts have also held that a 
witness is in contempt if there is no valid ground for 
incrimination.
    Mr. Ford. Only if the senators decide to cite him in your 
judgment.
    Senator Mundt. I think the witness should be apprized of 
that fact. If she invokes the right when it does not exist, she 
could be cited.
    Mr. Ford. I believe to save you time she realizes when she 
declines you all intend to say she should answer so that will 
cover the question.
    Mr. Cohn. I don't think it is a matter of intention. The 
privilege can only be exercised if it is exercised in complete 
good faith with the sincere good belief that if an answer is 
given, it might result in incrimination.
    Mr. Ford. Correct.
    Mr. Cohn. Is it your testimony, Mrs. Goldfrank, that if you 
say you have heard of a book known as Apple Pie for Lewis, that 
that answer, if you answered truthfully, might tend to show you 
are guilty of a crime, it might tend to incriminate you. That 
is what the privilege is.
    Mrs. Goldfrank. That is my answer.
    Mr. Schine. Have you heard of the book Gone With the Wind?
    Mrs. Goldfrank. I would like to consult my lawyer. May I 
have the privilege of speaking with my lawyer?
    Mr. Schine. Certainly.
    [Witness consults with her counsel.]
    Mrs. Goldfrank. That book has no relationship to me and is 
innocuous, and I have naturally heard of it.
    Mr. Cohn. It is your testimony then that this book, Apple 
Pie for Lewis is not innocuous?
    Mrs. Goldfrank. I refuse to answer that question on the 
ground of possible self incrimination.
    Mr. Cohn. Do you know that this book of yours, Apple Pie 
for Lewis and another book of yours are being widely used by 
the State Department information program?
    Mrs. Goldfrank. I cannot answer that on the basis of 
possible self incrimination.
    Mr. Cohn. Are you today a member of the Communist party?
    Mrs. Goldfrank. I respectfully decline to answer that 
question on the basis of the Fifth Amendment and my right of 
personal privilege that any answer I may give may tend to 
incriminate me.
    Mr. Cohn. Have you been a member of the Communist party at 
any time over the last twenty years?
    Mrs. Goldfrank. I must again repeat, I respectfully decline 
to answer your question on my constitutional right under the 
Fifth Amendment that my answer may tend to incriminate me.
    Mr. Cohn. Were you a member of the party in 1951?
    Mrs. Goldfrank. Once again I respectfully decline to answer 
your question as my answer may tend to incriminate me.
    Mr. Cohn. You have told us you are a housewife. Do you have 
any outside source of income, any moneys other than those given 
you by your husband?
    Mrs. Goldfrank. I believe two factors would be involved 
there. I respectfully decline to answer on the basis that any 
answer I may give may tend to incriminate me, and the second 
would be the privileged communication between husband and wife.
    Mr. Cohn. My question is whether or not you, forgetting 
about your husband, have earned any moneys other than those 
which your husband has given you. It does not involve your 
husband at all. The only question is, have you received any 
moneys other than those given you by your husband?
    Mrs. Goldfrank. I once again----
    Mr. Cohn. I will tell you right now I will recommend to the 
chairman that there is no possible question of husband and wife 
privilege on that. We are addressing ourselves here to whether 
or not you received any other moneys.
    Mrs. Goldfrank. I must respectfully decline to answer that 
question within my rights under the Fifth Amendment as any 
answer I may give may tend to incriminate me.
    Senator McClellan [presiding]. Does the chair understand 
that you think if you gave testimony as to your own personal 
income from sources other than through your husband that that 
would tend to incriminate you?
    Mrs. Goldfrank. I can only answer in the same way, sir.
    Senator McClellan. I am asking you if you think that it 
would tend to incriminate you. That is what I am asking you. If 
you gave the committee information regarding your income, 
income that is independent from that of your husband, your own 
personal income, are you stating to the committee that you 
think that to give such testimony truthfully would tend to 
incriminate you?
    Mrs. Goldfrank. I must respectfully decline to answer your 
question as I believe----
    Senator McClellan. You decline to answer whether you think 
it would tend to incriminate you, do you?
    Mrs. Goldfrank. I think it would tend to incriminate me.
    Senator McClellan. That is what I asked you and you decline 
to answer on constitutional grounds. I asked you if you think 
to give such testimony regarding yourself, independent of your 
husband, you think it would tend to incriminate you.
    Mrs. Goldfrank. Once again, I repeat that any answer--I 
must stand on special privilege of the Fifth Amendment.
    Senator McClellan. You do not have that very well 
memorized. I am asking you if you think it would tend to 
incriminate you?
    Mrs. Goldfrank. I think it would tend to incriminate me.
    Senator McClellan. You think it would tend to incriminate 
you to answer that question?
    Mrs. Goldfrank. Yes.
    Senator McClellan. To answer the question that you think it 
would tend to incriminate you?
    Mrs. Goldfrank. Yes, sir.
    Senator McClellan. So then you are unwilling to tell the 
committee, are you, that you believe honestly that it would 
tend to incriminate you if you answered these questions?
    Mrs. Goldfrank. I believe once again----
    Senator McClellan. I cannot understand you. I am sorry.
    Mrs. Goldfrank. I am sorry, too, sir. Would you repeat your 
question?
    Senator McClellan. Do you tell the committee that you think 
that it would tend to incriminate you if you answered the 
question whether you honestly believe if you answered the 
question regarding your separate and independent income that 
that would tend to incriminate you?
    Mrs. Goldfrank. I do.
    Mr. Schine. Where were you born?
    Mrs. Goldfrank. New York City.
    Mr. Schine. And where did you go to school?
    Mrs. Goldfrank. Excuse me. May I consult with my attorney?
    Mr. Cohn. You may consult with counsel.
    [Witness conferred with her counsel.]
    Mrs. Goldfrank. I would stand on my right of special 
privilege and feel that answering that question would tend to 
incriminate me.
    Mr. Schine. You do not wish to tell the committee where you 
went to school?
    Mrs. Goldfrank. No.
    Mr. Schine. You feel honestly if you did it would tend to 
incriminate you?
    Mrs. Goldfrank. I do.
    Mr. Schine. In the school that you went to, did you ever 
hear the pledge of allegiance to the American flag?
    Mrs. Goldfrank. Yes.
    Mr. Schine. You did. Did that pledge of allegiance mean 
anything to you before you got involved in this trouble, or 
before you got mixed up?
    Mrs. Goldfrank. I must once again repeat that I cannot 
answer your question on the basis that it may tend to 
incriminate me.
    Mr. Schine. Are you now involved in espionage against the 
United States government?
    Mrs. Goldfrank. I stand on my constitutional right of 
refusing to answer that question as that question may tend to 
incriminate me.
    Mr. Schine. Did you carry money from Moscow to Germany for 
the Communist party?
    Mrs. Goldfrank. I once again stand on my constitutional 
right of personal privilege and refuse to answer that question 
on the basis of the Fifth Amendment to the Constitution as the 
answer to that question may tend to incriminate me.
    Mr. Schine. Have you been in Moscow?
    Mrs. Goldfrank. I once again must refuse to answer your 
question as that answer to that question may tend to 
incriminate me.
    Mr. Schine. Do you regret that you are unable to tell the 
committee whether you are now or have ever been a member of the 
Communist party?
    Mrs. Goldfrank. I regret on the basis of special privilege 
that I cannot answer your questions within my rights under the 
Fifth Amendment as any answer to that question may tend to 
incriminate me.
    Mr. Schine. You misunderstood the question. Do you regret 
that you cannot answer the question, are you now or have you 
ever been a member of the Communist party?
    Mrs. Goldfrank. May I consult my counsel?
    Mr. Schine. Yes.
    [Witness conferred with her counsel.]
    Mrs. Goldfrank. I once again must stand on my rights of 
special privilege and refuse to answer that question because 
under the Fifth Amendment I have the right to plead that that 
answer may tend to incriminate me.
    Mr. Schine. Do you honestly believe in the overthrow by 
force and violence of the United States government?
    Mrs. Goldfrank. I refuse to answer that question as that 
question may tend to incriminate me under the rights of special 
privilege.
    Mr. Schine. I have no more questions.
    Mr. Cohn. Let me ask you this. Did you testify before a 
federal grand jury in New York recently?
    Mrs. Goldfrank. May I consult my counsel?
    Mr. Cohn. Surely.
    [Witness conferred with her counsel.]
    Mrs. Goldfrank. I refuse to answer that question as any 
answer I may give may tend to incriminate me and I stand on the 
special privilege of my rights under the Constitution.
    Senator Symington. Mr. Chairman, I recommend that the 
witness be considered in contempt of the committee for not 
answering. Not answering a question of that character is 
absurd.
    Senator McClellan. May I ask one other question. Are you an 
American citizen?
    Mrs. Goldfrank. I am, and I am proud of it, sir.
    Senator McClellan. You are an American citizen?
    Mrs. Goldfrank. Yes.
    Senator McClellan. You do not think that incriminates you, 
do you?
    Mrs. Goldfrank. Once again, as an American citizen, sir, I 
stand on my right under the Constitution of special privilege--
--
    Senator McClellan. Is there anything in America that you 
are proud of except that constitutional right you invoke so 
freely and so insistently? Can you mention anything else you 
are proud of about America except this right that you claim to 
be invoking at this time? Do you think it will incriminate you 
to answer that?
    Mrs. Goldfrank. I would like to consult my attorney.
    Senator McClellan. All right, consult him.
    [Witness conferred with her counsel.]
    Mrs. Goldfrank. I am proud of the entire Constitution of 
the United States, and on the basis of the Constitution I seek 
special privilege under the Fifth Amendment.
    Senator McClellan. Do you believe in the overthrow of the 
Constitution of the United States, which you now say you are 
proud of?
    Mrs. Goldfrank. I must once again plead special privilege--
--
    Senator McClellan. If you are proud of it, why do you think 
it intimidates you, after you say you are proud of it, to say 
that you do not believe in the overthrow of it?
    Mrs. Goldfrank. I once again must plead special privilege
    Senator McClellan. You have said that you are proud of all 
of the Constitution of the United States. Do you now insist 
that it might incriminate you to answer the question whether 
you believe in the overthrow of that Constitution, which you 
now say you are proud of? Do you still insist that that might 
tend to incriminate you?
    Mrs. Goldfrank. I think my answer to that question would 
tend to incriminate me.
    Senator Symington. Have you ever acted as a spy for a 
foreign country?
    Mrs. Goldfrank. I refuse to answer that question.
    Senator Symington. On the ground it might incriminate you?
    Mrs. Goldfrank. That is right.
    Senator Dirksen [presiding]. Mrs. Goldfrank, when you 
stated that you are a citizen, are you a native born citizen or 
a naturalized citizen?
    Mrs. Goldfrank. I believe in the first question, I was born 
in New York City.
    Senator Dirksen. You are then native born.
    Mrs. Goldfrank. Yes.
    Senator Dirksen. And you are how old, if that is not too 
personal?
    Mrs. Goldfrank. I am forty years old.
    Senator Dirksen. What was your answer?
    Mrs. Goldfrank. Forty.
    Senator Dirksen. You are forty?
    Mrs. Goldfrank. Yes.
    Senator Dirksen. And you have lived continuously in the 
United States, I suppose, except for any excursions you may 
have made abroad since that time?
    Mrs. Goldfrank. My residence has been in the United States.
    Senator Dirksen. What is your regular occupation, if you 
have any? Is it authoring works such as appear here before the 
committee, or do you have a profession, or are you associated 
with some company?
    Mrs. Goldfrank. Sir, I must plead the point, the wife's 
special privilege, and refuse to answer on the basis that any 
answer I may give you might tend to incriminate me.
    Senator Dirksen. I think for the purposes of the record I 
should advise you that I doubt very much whether you can take 
refuge in the Fifth Amendment on a question of that kind. I do 
not believe it involves your liberty at all.
    Mr. Ford. May I address the senator?
    Senator Dirksen. Yes, I would be glad to hear you.
    Mr. Ford. I believe that question has appeared in many of 
the cases tried in our district court here, what is your 
occupation. I know of several. These grew out of the Kefauver 
committee hearings, and the question was asked, ``What is your 
occupation,'' and the people refused, and they were sustained 
in our court when they did refuse on the constitutional ground.
    Senator Dirksen. They did not have to divulge what their 
occupations were?
    Mr. Ford. That is right. The