[Federal Register: June 26, 2007 (Volume 72, Number 122)]
[Proposed Rules]               
[Page 35087-35116]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr26jn07-12]                         


[[Page 35087]]

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Part II





Department of Homeland Security





8 CFR Parts 212 and 235





Department of State

22 CFR Parts 41 and 53



 Documents Required for Travelers Departing From or Arriving in the 
United States at Sea and Land Ports-of-Entry From Within the Western 
Hemisphere; Proposed Rule


[[Page 35088]]


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DEPARTMENT OF HOMELAND SECURITY

[USCBP-2007-0061]
RIN 1651-AA69

8 CFR Parts 212 and 235

DEPARTMENT OF STATE

22 CFR Parts 41 and 53

 
Documents Required for Travelers Departing From or Arriving in 
the United States at Sea and Land Ports-of-Entry From Within the 
Western Hemisphere

AGENCY: U.S. Customs and Border Protection, Department of Homeland 
Security; Bureau of Consular Affairs, Department of State.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The Intelligence Reform and Terrorism Prevention Act of 2004 
(IRTPA), as amended, provides that upon full implementation, U.S. 
citizens and certain classes of nonimmigrant aliens may enter the 
United States only with passports or such alternative documents as the 
Secretary of Homeland Security designates as satisfactorily 
establishing identity and citizenship. This notice of proposed 
rulemaking (NPRM) is the second phase of a joint Department of Homeland 
Security (DHS) and Department of State (DOS) plan, known as the Western 
Hemisphere Travel Initiative, to implement these new requirements. This 
NPRM proposes the specific documents that, as early as January 2008, 
and no sooner than 60 days from publication of the final rule, U.S. 
citizens and nonimmigrant aliens from Canada, Bermuda, and Mexico will 
be required to present when entering the United States at sea and land 
ports-of-entry from Western Hemisphere countries.

DATES: Written comments must be submitted on or before August 27, 2007.

ADDRESSES: Comments, identified by docket number USCBP-2007-0061, may 
be submitted by one of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 

Follow the instructions for submitting comments.
     Mail: Comments by mail are to be addressed to U.S. Customs 
and Border Protection, Office of International Trade, Office of 
Regulations and Rulings, Border Security Regulations Branch, 1300 
Pennsylvania Avenue, NW. (Mint Annex), Washington, DC 20229. Submitted 
comments by mail may be inspected at the U.S. Customs and Border 
Protection at 799 9th Street, NW., Washington, DC. To inspect comments, 
please call (202) 572-8768 to arrange for an appointment.
    Instructions: All submissions regarding the proposed rule and 
regulatory assessment must include the agency name and docket number 
USCBP-2007-0061. All comments will be posted without change to http://www.regulations.gov
, including any personal information sent with each 

comment. For detailed instructions on submitting comments and 
additional information on the rulemaking process, see the ``Public 
Participation'' heading of the SUPPLEMENTARY INFORMATION section of 
this document.
    Docket: For access to the docket to read background documents or 
submitted comments, go to http://www.regulations.gov.


FOR FURTHER INFORMATION CONTACT: 
Department of Homeland Security: Colleen Manaher, WHTI, Office of Field 
Operations, U.S. Customs and Border Protection, 1300 Pennsylvania 
Avenue, NW., Washington, DC 20229, telephone number (202) 344-3003.
Department of State: Consuelo Pachon, Office of Passport Policy, 
Planning and Advisory Services, Bureau of Consular Affairs, telephone 
number (202) 663-2662.

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Public Participation
II. Background
    A. Current Document Requirements for U.S. Citizens Arriving by 
Sea or Land
    B. Current Document Requirements for Nonimmigrant Aliens 
Arriving by Sea or Land
    1. Canadian Citizens and Citizens of the British Overseas 
Territory of Bermuda
    2. Mexican Nationals
    C. Statutory and Regulatory History
    1. Intelligence Reform and Terrorism Prevention Act of 2004
    2. Advance Notice of Proposed Rulemaking
    3. Rules for Air Travel from within the Western Hemisphere
    4. Amendment to Section 7209 of IRTPA
    5. Passport Card NPRM
    6. Certifications to Congress
III. Security and Operational Considerations at the U.S. Border
IV. Proposed WHTI Document Requirements for U.S. Citizens and 
Nonimmigrant Aliens
    A. U.S. Citizens Arriving by Sea or Land
    1. Passport Book
    2. Passport Card
    3. Trusted Traveler Program Documents
    a. NEXUS Program
    b. FAST Program
    c. SENTRI Program
    4. Merchant Mariner Document (MMD)
    5. United States Military Identification
    B. Canadian Citizens and Citizens of Bermuda Arriving by Sea or 
Land
    1. Canadians
    2. Bermudians
    C. Mexican Nationals Arriving by Sea or Land
    1. Border Crossing Card (BCC)
    2. Trusted Traveler Program Use
    3. Elimination of Passport Waiver to Obtain Documents at Mexican 
Consulate in United States
    D. Other Approved Documents
    E. Timing of Changes and Effective Date for Final Rule
    1. Satisfactory Evidence of Citizenship
    2. Implementation and Effective Date of Final Rule
V. Special Rules for Specific Groups of Travelers Permitted to 
Present Other Documents
    A. U.S. Citizen Cruise Ship Passengers
    B. U.S. and Canadian Citizen Children
    1. Children Under Age 16
    2. Children in Groups Under Age 19
    3. Alternative Approach for Children; Parental Consent
    C. Lawful Permanent Residents
    D. Alien Members of the U.S. Armed Forces
    E. Members of NATO Armed Forces
    F. American Indian Card Holders From Kickapoo Band of Texas and 
Tribe of Oklahoma
    G. Members of United States Native American Tribes
    1. Proposed Acceptance of Satisfactory Tribal Enrollment 
Documents at Traditional Border Crossing Points for Tribes Who 
Continue Traditional Land Border Crossings
    2. Possible Alternative Treatment of United States Native 
Americans
    H. Canadian Indians
    I. Sea Travel From Territories Subject to the Jurisdiction of 
the United States
    J. Outer Continental Shelf Employees
    K. International Boundary and Water Commission Employees
    L. Individual Cases of Passport Waivers
    M. Summary of Document Requirements
VI. Section-By-Section Discussion of Proposed Amendments
VII. Regulatory Analyses
    A. Executive Order 12866: Regulatory Planning and Review
    B. Regulatory Flexibility Act
    C. Executive Order 13132: Federalism
    D. Unfunded Mandates Reform Act Assessment
    E. National Environmental Policy Act of 1969
    F. Paperwork Reduction Act
    G. Privacy Statement
List of Subjects

Abbreviations and Terms Used in This Document

ANPRM--Advance Notice of Proposed Rulemaking
BCC--Form DSP-150, B-1/B-2 Visa and Border Crossing Card
CBP--U.S. Customs and Border Protection
CBSA--Canadian Border Services Agency
DHS--Department of Homeland Security
DOS--Department of State
FAST--Free and Secure Trade

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FBI--Federal Bureau of Investigation
IBWC--International Boundary and Water Commission
INA--Immigration and Nationality Act
IRTPA--Intelligence Reform and Terrorism Prevention Act of 2004
LPR--Lawful Permanent Resident
MMD--Merchant Mariner Document
MODU--Mobile Offshore Drilling Unit
MRZ--Machine Readable Zone
NATO--North Atlantic Treaty Organization
NEPA--National Environmental Policy Act of 1969
NPRM--Notice of Proposed Rulemaking
OARS--Outlying Area Reporting System
OCS--Outer Continental Shelf
PEA--Programmatic Environmental Assessment
SENTRI--Secure Electronic Network for Travelers Rapid Inspection
TBKA--Texas Band of Kickapoo Act
UMRA--Unfunded Mandates Reform Act
USCIS--U.S. Citizenship and Immigration Services
US--VISIT-United States Visitor and Immigrant Status Indicator 
Technology Program
WHTI--Western Hemisphere Travel Initiative

I. Public Partication

    Interested persons are invited to participate in this rulemaking by 
submitting written data, views, or arguments on all aspects of the 
proposed rule. DHS and DOS also invite comments that relate to the 
economic effects or the federalism implications that might result from 
this proposed rule. Comments that will provide the most assistance to 
DHS and DOS in developing these procedures will reference a specific 
portion of the proposed rule, explain the reason for any recommended 
change, and include data, information, or authority that support such 
recommended change.
    This notice includes proposed regulatory text that represents the 
initial preference of DHS and DOS unless otherwise identified, but the 
Departments also seek comment on proposals and ideas discussed in the 
preamble, but not contained in the regulatory text because the 
Departments are interested in comments on these alternative approaches 
and may include these alternatives in the final rule. See ADDRESSES 
above for information on how to submit comments.

II. Background

    The current document requirements for travelers entering the United 
States by sea or land generally depend on the nationality of the 
traveler and whether or not the traveler is entering the United States 
from a country within the Western Hemisphere.\1\ The following is an 
overview of the current document requirements for citizens of the 
United States, Canada, British Overseas Territory of Bermuda, and 
Mexico who enter the United States at sea or land ports-of-entry. The 
requirements discussed in this section are the subject of proposed 
changes under this NPRM.
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    \1\ For purposes of this proposed rule, the Western Hemisphere 
is understood to be North, South or Central America, and associated 
islands and waters. Adjacent islands are understood to mean Bermuda 
and the islands located in the Caribbean Sea, except Cuba.
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A. Current Document Requirements for U.S. Citizens Arriving by Sea or 
Land

    In general, under Federal law it is ``unlawful for any citizen of 
the United States to depart from or enter * * * the United States 
unless he bears a valid United States passport.'' \2\ However, the 
statutory passport requirement has been waived in the past for U.S. 
citizens traveling between the United States and locations within the 
Western Hemisphere by land or sea, other than from Cuba.\3\ Currently, 
a U.S. citizen entering the United States by land or sea from within 
the Western Hemisphere is inspected by a Customs and Border Protection 
(CBP) Officer. To enter the United States in conformance with the 
Immigration and Nationality Act (INA), these U.S. citizens must satisfy 
the CBP Officer of their citizenship.\4\ In addition to assessing the 
verbal declaration and examining whatever documentation a traveler may 
present initially, the CBP Officer may ask for additional 
identification and proof of citizenship until such time as the CBP 
Officer is satisfied that the traveler seeking entry into the United 
States is a U.S. citizen.
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    \2\ See section 215(b) of the Immigration and Nationality Act 
(INA), 8 U.S.C. 1185(b).
    \3\ See 22 CFR 53.2(b), which waives the passport requirement 
pursuant to section 215(b) of the INA, 8 U.S.C. 1185(b).
    \4\ See 8 CFR 235.1(b).
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    U.S. citizens arriving at sea or land ports-of-entry from within 
the Western Hemisphere, other than Cuba, can currently present to CBP 
Officers a wide variety of documents to establish their right to enter 
the United States. A driver's license issued by a state motor vehicle 
administration or other competent state government authority is the 
most common form of identity document now provided to CBP at the border 
even though such documents do not denote citizenship. Documents 
currently used at these ports-of-entry also include birth certificates 
issued by a U.S. jurisdiction, Consular Reports of Birth Abroad, 
Certificates of Naturalization, and Certificates of Citizenship.

B. Current Document Requirements for Nonimmigrant Aliens Arriving by 
Sea or Land

    Currently, each nonimmigrant alien arriving in the United States 
must present to the CBP Officer at the port-of-entry a valid passport 
issued by his or her country of citizenship and a valid visa issued by 
a U.S. embassy or consulate abroad, unless one or both requirements 
have been waived.\5\ Nonimmigrant aliens applying for entry to the 
United States must also satisfy any other applicable entry requirements 
(e.g., U.S. Visitor and Immigrant Status Indicator Technology Program 
(US-VISIT)) and overcome all grounds of inadmissibility before being 
admitted to the United States. For nonimmigrant aliens arriving in the 
United States at sea or land ports-of-entry, the only current waiver to 
the passport requirement applies to (1) Citizens of Canada and Bermuda 
arriving from within the Western Hemisphere, and (2) Mexican nationals 
with a Border Crossing Card (BCC) arriving from a contiguous 
territory.\6\
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    \5\ See section 212(a)(7)(B)(i) of the INA, 8 U.S.C. 
1182(a)(7)(B)(i).
    \6\ Mexican nationals arriving in the United States who possess 
a Form DSP-150, B-1/B-2 Visa and Border Crossing Card (BCC) may be 
admitted without presenting a valid passport when coming from 
contiguous territory. See 8 CFR 212.1(c)(1).
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1. Canadian Citizens and Citizens of the British Overseas Territory of 
Bermuda
    In most cases, Canadian citizens and citizens of the British 
Overseas Territory of Bermuda (Bermuda) are not currently required to 
present a passport and visa \7\ when entering the United States by sea 
or land as nonimmigrant visitors from countries in the Western 
Hemisphere. These travelers must nevertheless satisfy the inspecting 
CBP Officer of their identity, citizenship, and admissibility at the 
time of their application for admission. The applicant may present any 
proof of citizenship in his or her possession. An individual who 
initially fails to satisfy the inspecting CBP Officer that he or she is 
a Canadian or Bermudian citizen may then be required by CBP to provide 
further identification and proof of citizenship such as a birth 
certificate, passport, or citizenship card.
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    \7\ See 8 CFR 212.1(a)(1) (Canadian citizens) and 8 CFR 
212.1(a)(2) (Citizens of Bermuda). See also 22 CFR 41.2.
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2. Mexican Nationals
    Mexican nationals arriving in the United States are generally 
required to present a passport and visa when applying for entry to the 
United States. However, Mexican nationals who

[[Page 35090]]

possess a Form DSP-150, B-1/B-2 Visa and Border Crossing Card (BCC) 
currently may be admitted at sea and land ports-of-entry without 
presenting a passport when arriving in the United States from 
contiguous territory.\8\ A BCC is a machine-readable, biometric card, 
issued by the U.S. Department of State, Bureau of Consular Affairs.
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    \8\ See 8 CFR 212.1(c)(1)(i). See also 22 CFR 41.2(g). Mexican 
BCC holders traveling for less than 72 hours within a certain 
geographic area along the United States' border with Mexico: usually 
up to 25 miles from the border but within 75 miles under the 
exception for Tucson, Arizona, do not need to obtain a form I-94. If 
they travel outside of that geographic area and/or period of time, 
they must obtain an I-94 from CBP at the port-of-entry. 8 CFR 
235.1(h)(1).
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C. Statutory and Regulatory History

    This NPRM is the second phase of a joint DHS and DOS plan, known as 
the Western Hemisphere Travel Initiative (WHTI), to implement section 
7209 of the Intelligence Reform and Terrorism Prevention Act of 2004, 
as amended (hereinafter IRTPA).\9\ A brief discussion of IRTPA and 
related regulatory efforts follows.
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    \9\ Pub. L. 108-458, as amended, 118 Stat. 3638 (Dec. 17, 2004).
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1. Intelligence Reform and Terrorism Prevention Act of 2004
    Section 7209 of IRTPA requires that the Secretary of Homeland 
Security, in consultation with the Secretary of State, develop and 
implement a plan to require travelers entering the United States to 
present a passport, other document, or combination of documents, that 
are ``deemed by the Secretary of Homeland Security to be sufficient to 
denote identity and citizenship.'' Section 7209 expressly provides that 
U.S. citizens and nationals for whom documentation requirements have 
previously been waived on the basis of reciprocity under section 
212(d)(4)(B) of the INA (8 U.S.C 1182(d)(4)(B)) (i.e., citizens of 
Canada, Mexico, and Bermuda) will be required to comply.\10\
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    \10\ Section 7209 does not apply to Lawful Permanent Residents, 
who will continue to be able to enter the United States upon 
presentation of a valid Form I-551, Permanent Resident Card, or 
other valid evidence of permanent resident status. See section 
211(b) of the INA, 8 U.S.C. 1181(b). It also does not apply to alien 
members of the United States Armed Forces traveling under official 
orders who present military identification. See section 284 of the 
INA, 8 U.S.C. 1354. Additionally, section 7209 does not apply to 
nonimmigrant aliens from anywhere other than Canada, Mexico, or 
Bermuda. See section 212(d)(4)(B) of the INA, 8 U.S.C 1182(d)(4)(B). 
Such nonimmigrant aliens are currently required to show a passport 
for admission into the United States.
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    Section 7209 limits the President's authority \11\ to waive 
generally applicable documentation requirements after the complete 
implementation of the plan required by IRTPA. With respect to non-
immigrant aliens currently granted a passport waiver under section 
212(d)(4)(B) of the INA (i.e., nationals of contiguous territory or 
adjacent islands), the President may not waive the document requirement 
imposed by IRTPA. With respect to U.S. citizens, once WHTI is 
completely implemented, the President may waive the new documentation 
requirements for departing or entering the United States only in three 
specific circumstances: (1) When the Secretary of Homeland Security 
determines that ``alternative documentation'' that is the basis of the 
waiver is sufficient to denote identity and citizenship; (2) in an 
individual case of an unforeseen emergency; or (3) in an individual 
case based on ``humanitarian or national interest reasons.'' \12\
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    \11\ See section 212(d)(4)(B) of the INA, 8 U.S.C. 
1182(d)(4)(B), and section 215(b) of the INA, 8 U.S.C. 1185(b) 
(delegated to the Secretaries of State and Homeland Security under 
Executive Order 13323, 69 FR 241 (Dec. 30, 2003)).
    \12\ See section 7209(c)(2) of IRTPA.
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    Accordingly, U.S. citizens and those nonimmigrant aliens who 
currently are not required to present passports, pursuant to sections 
215(b) and 212(d)(4)(B) of the INA respectively, will be required to 
present a passport or other acceptable document that establishes 
identity and citizenship deemed sufficient by the Secretary of Homeland 
Security when entering the United States from any location, including 
from countries within the Western Hemisphere. The principal groups 
affected by this provision of IRPTA are citizens of the United States, 
Canada, and Bermuda entering the United States from within the Western 
Hemisphere and Mexican nationals in possession of a BCC entering the 
United States from contiguous territory.\13\
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    \13\ These groups of individuals are currently exempt from the 
general passport requirement when entering the United States. See 8 
CFR 212.1(a)(1) (Canadian citizens), 8 CFR 212.1(c)(1)(i) (Mexican 
citizens), and 8 CFR 212.1(a)(2) (Bermudian citizens).
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2. Advance Notice of Proposed Rulemaking
    On September 1, 2005, DHS and DOS published in the Federal Register 
an advance notice of proposed rulemaking (ANPRM), at 70 FR 52037, 
announcing a joint DHS and DOS plan to amend their respective 
regulations to implement section 7209 of IRTPA. The ANPRM announced 
that DHS and DOS anticipated implementing the documentation 
requirements of section 7209 in two stages. The first stage would have 
affected those travelers entering the United States by air and sea from 
within the Western Hemisphere and the second stage would have addressed 
travelers arriving by land. The two-stage approach was intended to 
ensure an orderly transition, provide affected persons with adequate 
notice to obtain necessary documents, and ensure that adequate 
resources were available to issue additional passports or other 
authorized documents.
    In the ANPRM, DHS and DOS sought public comment to assist the 
Secretary of Homeland Security to make a final determination of which 
documents or combination of documents other than passports would be 
accepted at ports-of-entry to satisfy section 7209. DHS and DOS also 
solicited public comments regarding the economic impact of implementing 
section 7209, the costs anticipated to be incurred by U.S. citizens and 
others as a result of new document requirements, potential benefits of 
the rulemaking, alternative methods of complying with the legislation, 
and the proposed stages for implementation. In addition to receiving 
written comments, DHS and DOS representatives attended listening 
sessions and town hall meetings across the country and met with 
community leaders and stakeholders to discuss the initiative.
    DHS and DOS received 2,062 written comments in response to the 
ANPRM. Comments were received from a wide range of U.S. and Canadian 
sources including: Private citizens; businesses and associations; 
local, State, Federal, and tribal governments; and members of the U.S. 
Congress and Canadian Parliament. The majority of the comments (1,910) 
addressed potential changes to the documentation requirements at land 
border ports-of-entry. One hundred and fifty-two (152) comments 
addressed changes to the documentation requirements for persons 
arriving at air or sea ports-of-entry. The comments related to air 
travel were addressed separately in the air final rule, which is 
discussed below.\14\ Complete responses to the comments from the ANPRM 
related to sea and land arrivals will be presented in the final WHTI 
sea and land rule.
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    \14\ See 71 FR 68412 (Nov. 24, 2006).
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3. Rules for Air Travel From Within the Western Hemisphere
    On August 11, 2006, DHS and DOS published an NPRM for air and sea 
arrivals. The NPRM proposed that, subject to certain narrow exceptions, 
beginning January 2007, all U.S. citizens and nonimmigrant aliens, 
including those from Canada, Bermuda, and

[[Page 35091]]

Mexico, entering the United States by air and sea would be required to 
present a valid passport, NEXUS Air card, or Merchant Mariner Document 
(MMD). The NPRM provided that the requirements would not apply to 
members of the United States Armed Forces. For a detailed discussion of 
what was proposed for air and sea arrivals, please see the NPRM at 71 
FR 41655.
    Based on the DOS proposal to allow use of a passport card in the 
sea environment discussed below, Congressional intent with respect to 
land and sea travel also discussed below, and the public comments, DHS 
and DOS deferred until this rulemaking decision on the document 
requirements for arrivals by sea. Complete responses to the comments 
relating to sea travel that were submitted in response to the air and 
sea NPRM will be presented in the final sea and land rule.
    The final rule for travelers entering or departing the United 
States at air ports-of-entry (Air Rule) was published in the Federal 
Register on November 24, 2006. Beginning January 23, 2007,\15\ U.S. 
citizens and nonimmigrant aliens from Canada, Bermuda, and Mexico 
entering and departing the United States at air ports-of-entry from 
within the Western Hemisphere are generally required to present a valid 
passport. The main exceptions to this requirement are for U.S. citizens 
who present a valid, unexpired Merchant Mariner Document traveling in 
conjunction with maritime business and U.S. and Canadian citizens who 
present a NEXUS Air card for use at a NEXUS Air kiosk.\16\ The Air Rule 
made no changes to the requirements for members of the United States 
Armed Forces. Please see the Air Rule at 71 FR 68412 for a full 
discussion of the air requirements.
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    \15\ DHS and DOS determined that delaying the effective date of 
the Air Rule to January 23, 2007, was appropriate for air travel 
because of operational considerations and available resources. See 
id.
    \16\ Under the Air Rule, Lawful Permanent Residents of the 
United States continue to need to carry their I-551 cards, and 
permanent residents of Canada continue to be required to present a 
passport and a visa, if necessary, as they did before the rule came 
into effect.
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4. Amendment to Section 7209 of IRTPA
    On October 4, 2006, the President signed into law the Department of 
Homeland Security Appropriations Act of 2007 (DHS Appropriations Act of 
2007).\17\ Section 546 of the DHS Appropriations Act of 2007 amended 
section 7209 of IRTPA by stressing the need for DHS and DOS to 
expeditiously implement the WHTI requirements no later than the earlier 
of two dates, June 1, 2009, or three months after the Secretaries of 
Homeland Security and State certify that certain criteria have been 
met. The section requires ``expeditious[]'' action and states that 
requirements must be satisfied by the ``earlier'' of the dates 
identified. By using this language, the drafters expressed an intention 
for rapid action.\18\ Congress also expressed an interest in having the 
requirements for sea and land implemented at the same time and having 
alternative procedures for groups of children traveling under adult 
supervision.\19\
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    \17\ Pub. L. 109-295, 120 Stat. 1355 (Oct. 4, 2006).
    \18\ Id. at 546. See Congressional Record, 109th Cong., 2nd 
Sess., September 29, 2006 at H7964.
    \19\ Id.
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5. Passport Card NPRM
    On October 17, 2006, to meet the documentary requirements of WHTI 
and to facilitate the frequent travel of persons living in border 
communities, DOS, in consultation with DHS, proposed to develop a card-
format passport for international travel by United States citizens 
through land and sea ports of entry between the United States, Canada, 
Mexico, or the Caribbean and Bermuda.\20\
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    \20\ 71 FR 60928.
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    The passport card would contain security features similar to the 
traditional passport book. The passport card would be particularly 
useful for citizens in border communities who regularly cross the 
border and would be considerably less expensive than a traditional 
passport. DOS anticipates the validity period for the passport card to 
be the same as for the traditional passport--ten years for adults and 
five years for minors under age 16. Please see the Passport Card NPRM 
at 71 FR 60298, for a full discussion of the background and details of 
the proposed passport card. DOS will issue a final rule prior to making 
passport cards available to the public.
6. Certifications to Congress
    In Section 546 of the DHS Appropriations Act of 2007, Congress 
called for DHS and DOS to make certain certifications before completing 
the implementation of the WHTI plan. The Departments have been working 
toward making these certifications since October 2006 and have made 
great progress in meeting them. The Departments are instructed to 
certify to:
    1. NIST Certification. National Institute of Standards and 
Technology (``NIST'') certification concerning security standards and 
best practices for protection of personal identification documents.
    On May 1, 2007, NIST certified that the proposed card architecture 
of the passport card meets or exceeds the relevant standard and best 
practices, as specified in the statute.
    2. Technology Sharing. Certify that passport card technology has 
been shared with Canada and Mexico.
    DHS and DOS have been sharing information and meeting regularly 
with both Mexican and Canadian officials, including the decision to 
select RFID technology for the passport card.
    3. Postal Service Fee Agreement. Certify that an agreement has been 
reached and reported to Congress on the fee collected by the U.S. 
Postal Service for acceptance agent services.
    DOS is working with the Postal Service to memorialize their 
agreement including the proposed new fees to be set by DOS so that the 
appropriate certification can be made and the detailed justification 
submitted.
    4. Groups of Children. Certify that an alternative procedure has 
been developed for border crossings by groups of children.
    This NPRM contains an alternative procedure for groups of children 
traveling across an international border under adult supervision with 
parental consent.
    5. Infrastructure. Certify that the necessary passport card 
infrastructure has been installed and employees have been trained.
    DHS anticipates using existing equipment along with the deployment 
of new technology. CBP has technology currently in place at all ports-
of-entry to read any travel document with a machine-readable zone, 
including passports and the new passport card. All CBP Officers at 
ports-of-entry are currently trained in the use of this technology. 
Depending upon the results of our environmental analysis, CBP will 
deploy an integrated RFID technical infrastructure to support advanced 
identity verification in incremental deployment phases. RFID technology 
training plans and requirements are currently being developed with 
initial training to be completed by November 2007.
    6. Passport Card Issuance. Certify that the passport card is 
available to U.S. citizens.
    DOS has developed an ambitious and aggressive schedule to develop 
the passport card and is making progress toward that goal. The Request 
for Procurement (RFP) to potential contractors was issued on May 25, 
2007. DOS expects to begin testing product samples in the summer. In 
accordance

[[Page 35092]]

with testing requirements established in the certification by NIST, DOS 
will conduct the full range of security, durability and privacy tests 
on the passport card and protective sleeve to ensure that a high-
quality, secure card is issued to the American public. DOS is planning 
to issue a final rule in the near future.
    7. Common Land and Sea Implementation. Certify to one 
implementation date.
    This NPRM sets forth one implementation date for land and sea 
travel.
    The Departments have worked very closely to update the appropriate 
congressional committees on the status of these certifications and will 
continue to do so until final certifications are made. DOS and DHS 
believe that these certifications will be made well in advance of the 
June 1, 2009 deadline for implementation.
    DOS and DHS are planning to conduct a robust public outreach 
program to the traveling public, which will include a more targeted 
effort in border communities.
    We anticipate that RFID infrastructure will be rolled out to cover 
the top 39 ports-of-entry (in terms of number of travelers) through 
which 95 percent of the land traffic enters the United States. The 
remaining land and all sea ports-of-entry would utilize existing 
machine-readable zone technology to read the travel documents. Machine-
readable zone technology is currently in place in all air, sea, and 
land ports-of-entry.

III. Security and Operational Considerations at the U.S. Border

    WHTI will reduce vulnerabilities identified in the final report of 
the National Commission on Terrorist Attacks Upon the United States, 
also known as the 9/11 Commission. WHTI is intended not only to enhance 
security efforts at the borders, but is also intended to expedite the 
movement of legitimate travel within the Western Hemisphere.
    The land border, in particular, presents complex operational 
challenges, in that a tremendous amount of traffic must be processed in 
a short amount of time. For example, there are often several passengers 
in a vehicle, and multiple vehicles arriving at one time at each land 
border port-of-entry. Many of the people encountered crossing at the 
land border ports-of-entry are repeat crossers, who travel back and 
forth across the border numerous times a day.
    The historical absence of standard travel document requirements for 
the travel of Canadian and U.S. citizens across our northern and 
southern borders has resulted in the current situation, where a 
multiplicity of documents can be presented at ports-of-entry by 
Canadian and U.S. travelers. As a result, those individuals who seek to 
enter the United States or Canada illegally or who pose a potential 
threat could falsely declare themselves as U.S. or Canadian citizens. 
They can do this through several methods: presenting fraudulent 
documents that cannot be validated; presenting facially valid 
documentation that cannot be validated against the identity of the 
holder \21\; assuming the identity of the legitimate authentic document 
holder; or undocumented false claims. These same vulnerabilities exist 
for individuals purporting to be U.S. citizens crossing back and forth 
across the southern border with Mexico.
---------------------------------------------------------------------------

    \21\ This refers to individuals who obtain valid documents 
through malfeasance. In such cases, the individual uses fraudulently 
obtained source/feeder documents to impersonate the U.S. or Canadian 
citizen in order to obtain the new document (i.e., identity theft).
---------------------------------------------------------------------------

    U.S. travel document requirements for Mexican nationals already 
addressed most of these vulnerabilities prior to the passage of the 
IRTPA. Generally, Mexican nationals are required to present either a 
Mexican passport with a visa or a biometric BCC \22\ when entering the 
United States. Mexican nationals can also apply for membership in DHS 
Trusted Traveler Programs such as FAST and SENTRI.\23\
---------------------------------------------------------------------------

    \22\ Development of the biometric BCC was a joint effort of DOS 
and U.S. Citizenship and Immigration Services (USCIS) to comply with 
Section 104 of the Illegal Immigration Reform and Immigrant 
Responsibility Act of 1996 (IIRIRIA) Pub. L. 104-208, Div. C, 110 
Stat. 3009-546.
    \23\ Additionally, Mexican nationals who temporarily reside 
lawfully in Canada or the United States during the term of the NEXUS 
membership and pass an Interpol criminal history check may also be 
eligible to participate in NEXUS.
---------------------------------------------------------------------------

    The current documents presented by U.S., Canadian, and Bermudian 
citizens arriving from within the Western Hemisphere vary widely in 
terms of the security and reliability as evidence of identity, status, 
and nationality. This variety poses challenges for accurate identity 
and admissibility determinations by border officials and has been 
identified as a security vulnerability for cross-border travel between 
these countries. It is recognized that national passports of Canada, 
Mexico, Bermuda (whether Bermudian or British passports) and the United 
States do currently, and will continue to, provide reliable evidence of 
identity and nationality for the purposes of cross-border travel.
    Standardizing documentation requirements for travelers entering the 
United States in the land border environment would enhance our national 
security and secure and facilitate the entry process into the United 
States. Limiting the number of acceptable, secure documents would allow 
border security officials to quickly, efficiently, accurately, and 
reliably review documentation, identify persons of concern to national 
security, and determine eligibility for entry of legitimate travelers 
without disrupting the critically important movement of people and 
goods across our land borders. Standardizing travel documents for 
citizens of the United States, Canada, Bermuda, and Mexico entering the 
United States in the land border environment would also reduce 
confusion for the travel industry and make the entry process more 
efficient for CBP officers and the public alike.
    Originally, DHS and DOS proposed to implement new documentation 
requirements for those travelers by air and most sea travel in the 
first phase of the WHTI plan. However, for the reasons described above, 
the Departments decided to delay new requirements for sea travel until 
the passport card would be available for use in the sea environment. 
The Departments also believed it would be less confusing to the public 
if sea and land requirements, both of which would accept the passport 
card, were implemented at the same time. Thus, documentation 
requirements for sea travelers were deferred to this rulemaking.\24\
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    \24\ Please see the Air Rule for a full discussion of the 
reasons that the sea regulations were deferred, at 71 FR 68412.
---------------------------------------------------------------------------

IV. Proposed WHTI Document Requirements for U.S. Citizens and 
Nonimmigrant Aliens

    This NPRM proposes new documentation requirements for U.S. citizens 
and nonimmigrant aliens from Canada, Bermuda, and Mexico entering the 
United States by land from Canada and Mexico, or by sea \25\ from 
within the Western Hemisphere. A discussion of the proposed 
requirements for most U.S. citizens, Canadians, Bermudians, and Mexican 
nationals follows in Section IV. In Section V., we explain the special 
circumstances under which specific groups or persons may present other 
documents for entry into the United States by sea or land, such as U.S. 
and Canadian citizen children and U.S. citizens traveling on cruise 
ships.
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    \25\ In some circumstances under this rule, it is important to 
distinguish between types of sea travel. Those circumstances are so 
noted in the discussion of the proposed requirements.

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[[Page 35093]]

A. U.S. Citizens Arriving by Sea or Land

    Under this proposed rule, most U.S. citizens entering the United 
States at all sea or land ports-of-entry would be required to have 
either (1) A U.S. passport; (2) a U.S. passport card; (3) a trusted 
traveler card (NEXUS, FAST, or SENTRI); \26\ (4) a valid MMD when 
traveling in conjunction with official maritime business; or (5) a 
valid U.S. Military identification card when traveling on official 
orders or permit.
---------------------------------------------------------------------------

    \26\ Currently, U.S. citizens can show a NEXUS, SENTRI, or FAST 
card for entry into the United States only at dedicated lanes at 
designated land border ports-of-entry.
---------------------------------------------------------------------------

1. Passport Book
    U.S. passports are internationally recognized, secure documents 
that demonstrate the individual's identity and citizenship and continue 
to be specifically authorized for all border-crossing purposes. 
Traditional U.S. passport books contain security features including 
digitized photographs, embossed seals, watermarks, ultraviolet and 
fluorescent light verification features, security laminations, micro-
printing, holograms, and pages for visas and stamps.
    U.S. electronic passports or e-passports, which DOS has issued to 
the public since August 2006, are the same as traditional passports 
with the addition of a small contactless integrated circuit (computer 
chip) embedded in the back cover. The chip securely stores the same 
data visually displayed on the photo page of the passport, and will 
additionally include a digital photograph. The inclusion of the digital 
photograph will enable biometric comparison, through the use of facial 
recognition technology at international borders. The U.S. ``e-
passport'' incorporates additional anti-fraud and security 
features.\27\
---------------------------------------------------------------------------

    \27\ More information about e-passports is available at http://www.state.gov.
 See also, 70 FR 61553 (Oct. 25, 2005)(final rule for 

e-passports).
---------------------------------------------------------------------------

2. Passport Card
    DOS published an NPRM announcing the development and issuance of a 
card-format passport on October 17, 2006 (71 FR 60928), which would be 
a secure citizenship and identity document that carries most of the 
rights and privileges of a traditional U.S. passport, but with validity 
limited to international travel by land and sea between the United 
States and Canada, Mexico, the Caribbean or Bermuda.
    The passport card would contain security features similar to the 
passport book, would be issued by DOS, would contain biographical 
information about the holder, and would be readily authenticated and 
validated at the border. The passport card will contain a radio 
frequency identification (RFID) chip, which will link the card, via a 
manufacturer-generated reference number, to a stored record in secure 
government databases. Unlike the e-passport, which contains personal 
data on the RFID chip, there will be no personal information stored on 
the passport card's RFID chip. The passport card would be particularly 
useful for citizens in border communities who cross the land border 
every day. The passport card would satisfy the definition of a 
passport, and, therefore, it would be specifically authorized in 
section 7209 of IRTPA.
3. Trusted Traveler Program Documents
    Under the proposed rule, U.S. citizens would be permitted to 
present cards issued for certain DHS Trusted Traveler Programs, such as 
NEXUS, Free and Secure Trade (FAST), and Secure Electronic Network for 
Travelers Rapid Inspection (SENTRI), at all lanes at all land and sea 
ports-of-entry when traveling from contiguous territory or adjacent 
islands.
    These trusted traveler cards contain numerous security features, 
are issued by either U.S. or Canadian border security agencies, contain 
biographical information about the holder, and are readily 
authenticated and validated at the border. These programs are 
implemented in partnership with the Governments of Canada and Mexico, 
and many citizens of these countries participate in the programs.
    Under the proposed rule, U.S. citizens who arrive by pleasure 
vessel \28\ from contiguous territory would be permitted to show the 
trusted traveler cards, among other documents, at all ports of entry. 
Additionally, U.S. citizens who have been pre-screened as part of the 
NEXUS or Canadian Border Boat Landing Program who arrive by pleasure 
vessel from Canada would be permitted to report their arrival by 
telephone or by remote video inspection, respectively.
---------------------------------------------------------------------------

    \28\ For purposes of this rule, a pleasure vessel is a vessel 
that is used exclusively for recreational or personal purposes and 
not to transport passengers or property for hire.
---------------------------------------------------------------------------

    U.S. citizens who arrive by pleasure vessel from Canada would be 
permitted to show the NEXUS card in lieu of a passport or passport card 
along the northern border under the auspices of the remote inspection 
system for pleasure vessels, such as the Outlying Area Reporting System 
(OARS). Currently, as NEXUS members, U.S. citizen recreational boaters 
can report their arrival to CBP by telephone. Otherwise, these pleasure 
vessel travelers would be required to report in person to a port-of-
entry in order to enter the United States.\29\
---------------------------------------------------------------------------

    \29\ See 8 CFR 235.1(g). U.S. citizen holders of a Canadian 
Border Boat Landing Permit (Form I-68) would be required to possess 
a passport, passport card, or other document specified in this NPRM 
when arriving in the United States in combination with the Form I-68 
and would be required to show this documentation when applying for 
or renewing the Form I-68. Participants would continue to benefit 
from entering the United States from time to time without having to 
wait for a physical inspection, subject to the applicable 
regulations. More information on the Canadian Border Boat Landing 
Program (I-68 Permit Program) is available on the CBP Web site at 
http://www.cbp.gov.

---------------------------------------------------------------------------

a. NEXUS Program
    The NEXUS program is implemented by CBP and the Canadian Border 
Services Agency (CBSA), pursuant to the Shared Border Accord and Smart 
Border Declaration between the United States and Canada.\30\ NEXUS 
streamlines border inspection for pre-screened, low-risk travelers by 
utilizing one application form, a joint enrollment process, bi-national 
security screening, and one card for expedited entry to both Canada and 
the United States for air, land and sea travel.\31\
---------------------------------------------------------------------------

    \30\ On December 14, 2006, CBP announced that the NEXUS air, 
highway, and marine modes had been integrated into one program. This 
integration means that there will be one application form and fee to 
participate in all three modes of the NEXUS program. CBP also 
announced that NEXUS would expand the number of processing locations 
at Canadian airports in 2007. More information on the NEXUS program 
is available on the CBP Web site at http://www.cbp.gov.

    \31\ Lawful Permanent Residents of the United States would 
continue to be required to carry I-551 Permanent Resident cards 
while they are traveling under the NEXUS program.
---------------------------------------------------------------------------

    Applicants for NEXUS complete a joint U.S./Canada NEXUS 
Application. The application is then reviewed by both CBP and the CBSA. 
Once approved by both countries, the applicant reports to a joint CBP/
CBSA enrollment center where the applicant is interviewed and 
fingerprinted by CBP and CBSA. Applicants who are deemed low-risk and 
are approved for the program are then issued a NEXUS Identification 
Card.
b. FAST Program
    The Free and Secure Trade (FAST) program is designed to enhance the 
security and safety along both the northern and southern land borders 
of the United States, while also enhancing the economic prosperity of 
the United States, Canada, and Mexico, by coordinating, to the maximum 
extent possible, their customs commercial programs. The program 
accomplishes this by allowing member commercial

[[Page 35094]]

drivers to cross the border with expedited customs and immigration 
processing and to transport eligible goods for FAST approved carriers 
along the northern and southern borders.
    Commercial drivers applying for the FAST program on the northern 
border complete a U.S./Canada FAST Commercial Driver Application and 
send it to the FAST Application Processing Center in Canada. The 
application is then reviewed by both CBP and CBSA. Once approved by 
both countries, the applicant reports to a joint CBP/CBSA enrollment 
center where he or she is interviewed by CBP and CBSA.
    During the application process, a U.S. applicant's ten fingerprints 
are taken and submitted to the FBI for a records check; \32\ 
identification and immigration documents are checked for validity; and 
a digital photograph is taken. Applicants who are deemed low-risk and 
are approved for the program are then issued a FAST Commercial Driver 
Identification Card (FAST Card). Drivers applying for the FAST program 
on the southern border enroll in a similar process where the card 
applications are reviewed and cards are issued by CBP.
---------------------------------------------------------------------------

    \32\ For Canadian applicants, fingerprints are submitted to 
Canadian authorities for a records check.
---------------------------------------------------------------------------

c. SENTRI Program
    SENTRI currently streamlines border inspection for pre-approved 
low-risk travelers for expedited entry into the United States for land 
travel along the southern border, similar to NEXUS and FAST.\33\ To 
enroll in SENTRI a participant must provide acceptable proof of 
citizenship or permanent resident status in the United States. U.S. 
citizens and Lawful Permanent Residents must provide an original birth 
certificate with government-issued photo identification, a valid 
passport, or a certificate of naturalization.
---------------------------------------------------------------------------

    \33\ Enrollment in the program is available to Mexican 
nationals, United States citizens or lawful permanent residents, and 
a national of any other country who demonstrates a need to use the 
program.
---------------------------------------------------------------------------

4. Merchant Mariner Document (MMD)
    Currently, a Merchant Mariner Document (MMD) is accepted for U.S. 
citizen Merchant Mariners in lieu of a passport.\34\ U.S. citizen 
Merchant Mariners must provide proof of their U.S. citizenship and 
undergo an application process that includes a fingerprint background 
check submitted to the FBI, a National Driver Register check, and a 
drug test from an authorized official that administers a drug testing 
program in order to obtain an MMD.
---------------------------------------------------------------------------

    \34\ See 22 CFR 53.2(c).
---------------------------------------------------------------------------

    The Air Rule provides that an MMD used by U.S. citizens in 
conjunction with maritime business is sufficient to denote identity and 
citizenship when presented upon arrival at an air port-of-entry.
    Under this proposed rule, DHS and DOS propose that U.S. citizen 
Merchant Mariners may present a valid MMD when arriving in the United 
States at sea or land ports-of-entry when traveling in conjunction with 
official maritime business. It should be noted that the U.S. Coast 
Guard has proposed to phase-out the MMD over the next five years and 
streamline all existing Merchant Mariner credentials.\35\ DHS and DOS 
propose to accept the MMD as long as it is an unexpired document.\36\
    United States citizen Merchant Mariners serving on U.S. flag 
vessels are eligible for no-fee U.S. passports upon presentation of a 
letter from the employer and an MMD, in addition to the standard 
evidence of citizenship and identity.
---------------------------------------------------------------------------

    \35\ See 71 FR 29462 (May 22, 2006) and 72 FR 3605 (Jan. 25, 
2007).
    \36\ On April 24, 2007, the U.S. Coast Guard published an 
interim final rule amending Coast Guard regulations to allow for the 
issuance of MMDs to certain non-resident aliens for service in the 
stewards departments of U.S.-flag large passenger vessels endorsed 
for coastwise trade. See 72 FR 20278. However, only U.S. citizens 
may use the MMD in lieu of a passport under this proposed rule.
---------------------------------------------------------------------------

5. U.S. Military Identification Card
    Citizens of the United States currently are not required to possess 
a valid passport to enter or depart the United States when traveling as 
a member of the Armed Forces of the United States on active duty under 
22 CFR 53.2(d). Because the military identification card is issued to 
U.S. citizens of the Armed Forces and because U.S. citizen members of 
the U.S. military traveling under military orders are, without 
exception, entitled to be admitted to the United States, the Secretary 
of Homeland Security proposes to determine that a military 
identification card when traveling under official orders or permit of 
the U.S. Armed Forces would be an acceptable form of alternative 
documentation when presented upon arrival at air, sea, and land ports-
of-entry.
    Allowing members of the U.S. Armed Forces to cross the U.S. borders 
without the need to present a passport is necessary to meet the 
operational requirements of the Armed Forces. In fact, pursuant to 
Section 284 of the INA,\37\ alien members of the U.S. Armed Forces 
entering under official orders and presenting military identification 
specifically are not required to present a passport and visa.\38\ 
Imposing a passport requirement on U.S. citizens who are members of the 
U.S. Armed Forces when there is no such requirement for alien members, 
would not be a desired result of the WHTI rulemaking.
---------------------------------------------------------------------------

    \37\ See 8 U.S.C. 1354.
    \38\ See 8 CFR 235.1(c).
---------------------------------------------------------------------------

    Travel document requirements for spouses and dependents of U.S. 
citizen members of the U.S. Armed Forces, as well as Department of 
Defense contractors and civilian employees, will be subject to the same 
document requirements applicable to other arrivals at sea and land 
ports-of-entry otherwise specified in this NPRM.

B. Canadian Citizens and Citizens of Bermuda Arriving by Sea or Land

1. Canadians
    Canadian citizens entering the United States at sea and land ports-
of-entry would be required to present, in addition to any applicable 
visa requirements: \39\
---------------------------------------------------------------------------

    \39\ See 8 CFR 212.1(h), (l), and (m) and 22 CFR 41.2(k) and 
(m).
---------------------------------------------------------------------------

    1. A passport issued by the Government of Canada; \40\
---------------------------------------------------------------------------

    \40\ Foreign passports remain an acceptable border crossing 
document under section 7209 of the IRTPA.
---------------------------------------------------------------------------

    2. A valid trusted traveler program card issued by CBSA or DHS as 
discussed above in Section III.C.1.c, e.g., FAST, NEXUS, or SENTRI 
\41\; or
---------------------------------------------------------------------------

    \41\ Canadian citizens who demonstrate a need may enroll in the 
SENTRI program and currently may use the SENTRI card in lieu of a 
passport. To enroll in SENTRI, a Canadian participant must present a 
valid passport and a valid visa, if required, when applying for 
SENTRI membership. Other foreign participants in the SENTRI program 
must present a valid passport and a valid visa, if required, when 
seeking admission to the United States, in addition to the SENTRI 
card. This proposed rule does not alter the passport and visa 
requirements for other foreign enrollees in SENTRI (i.e., other than 
Canadian foreign enrollees). Currently, Canadian citizens can show a 
SENTRI, NEXUS, or FAST card for entry into the United States only at 
designated lanes at designated land border ports-of-entry.
---------------------------------------------------------------------------

    3. Alternative Canadian citizenship and identity documents 
hereafter proposed by Canada and accepted by DHS and DOS.
    Additionally, Canadian citizens in the NEXUS program who arrive by 
pleasure vessel from Canada would be permitted to present a NEXUS 
membership card in lieu of a passport along the northern border under 
the auspices of the remote inspection system for pleasure vessels, such 
as the Outlying Area Reporting System (OARS).\42\ Currently, as NEXUS 
members, Canadian recreational boaters

[[Page 35095]]

can report their arrival to CBP by telephone.\43\ Otherwise, these 
pleasure vessel travelers would be required to report in person to a 
port-of-entry in order to enter the United States.\44\
---------------------------------------------------------------------------

    \42\ Permanent residents of Canada must also carry a valid 
passport and valid visa, if required.
    \43\ Remote pleasure vessel inspection locations are only 
located on the northern border.
    \44\ See 8 CFR 235.1(g). Canadian holders of a Canadian Border 
Boat Landing Permit (Form I-68) would be required to possess a 
passport, passport card, or other document specified in this NPRM 
when arriving in the United States in combination with the Form I-68 
and would be required to show this documentation when applying for 
or renewing the Form I-68.
---------------------------------------------------------------------------

    Both DHS and DOS have engaged with the Government of Canada and 
various provinces in discussions of alternative documents that could be 
considered for border crossing use at land and sea ports of entry under 
this rule. For instance, one Canadian office, Indians and Northern 
Affairs Canada, is in the process of issuing a card to registered 
Indians. This alternative document and any other alternative identity 
and citizenship document issued by the Government of Canada will be 
considered, as appropriate, in the course of this rulemaking. While we 
are not in a position to propose a complete list of alternative 
Canadian documents we will continue to engage in discussions of 
alternatives and welcome comments suggesting alternative Canadian 
documents.
    In fact, various Canadian provinces have indicated their interest 
or intention in pursuing pilots of enhanced driver's licenses similar 
to the Washington State and DHS pilot (described below). Because 
documents accepted for border crossing under WHTI must denote 
citizenship, the participation of the Government of Canada in 
determinations of citizenship on behalf of its citizens, and 
recognition of this determination, is a strong consideration by the 
United States in the acceptance of documents by Canadian citizens. 
Therefore, at this time, DHS and DOS are not proposing to accept 
documents from Canadian citizens other than those described above. We 
will, however, consider other documents, as described above and in 
Section IV.D., as appropriate.
2. Bermudians
    Under this proposed rule, all Bermudian citizens would be required 
to present a passport issued by the Government of Bermuda or the United 
Kingdom when seeking admission to the United States at all sea or land 
ports-of-entry, including travel from within the Western Hemisphere.

C. Mexican Nationals Arriving by Sea or Land

    Under this proposed rule, all Mexican nationals would be required 
to present either (1) A passport issued by the Government of Mexico and 
a visa when seeking admission to the United States, or (2) a valid Form 
DSP-150, B-1/B-2 laser visa Border Crossing Card (BCC) when seeking 
admission to the United States at land ports-of-entry or arriving by 
pleasure vessel or by ferry from Mexico.
    For purposes of this rule, a pleasure vessel is defined as a vessel 
that is used exclusively for recreational or personal purposes and not 
to transport passengers or property for hire. A ferry is defined as any 
vessel: (1) Operating on a pre-determined fixed schedule; (2) providing 
transportation only between places that are no more than 300 miles 
apart; and (3) transporting passengers, vehicles, and/or railroad cars. 
We note that ferries are subject to land border-type entry processing 
on arrival from, or departure to, a foreign port or place. Arrivals 
aboard all vessels other than ferries and pleasure vessels would be 
treated as sea arrivals.\45\
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    \45\ For example, commercial vessels would be treated as 
arrivals at sea ports-of-entry. A commercial vessel is any civilian 
vessel being used to transport persons or property for compensation 
or hire to or from any port or place. A charter vessel that is 
leased or contracted to transport persons or property for 
compensation or hire to or from any port or place would be 
considered an arrival by sea under this rule. Arrivals by travelers 
on fishing vessels, research or seismic vessels, other service-type 
vessels (such as salvage, cable layers, etc.), or humanitarian 
service vessels (such as rescue vessels or hospital ships) would all 
be considered as arrivals by sea.
---------------------------------------------------------------------------

1. Border Crossing Card (BCC)
    DOS issues BCCs to Mexican nationals who come to the United States 
on a regular basis. Since 1998, every new BCC contains a biometric 
identifier, such as a fingerprint, and a machine-readable zone (MRZ). 
In order to obtain a new BCC, a Mexican traveler must have a passport. 
Because the BCC is a B-1/B-2 visa, the State Department issuance 
process is nearly identical to that of other visas, with the attendant 
background checks and interviews necessary for security purposes.
    Mexican nationals who hold a BCC will be allowed to use their BCC 
for entry at the land border and when arriving by ferry or pleasure 
vessel in lieu of a passport for travel within 25 miles of the border 
with Mexico (75 miles for the Tucson, Arizona region) and no longer 
than a 30-day stay in the United States. For travel outside of these 
geographical limits or a stay over 30 days, under the proposed rule, 
Mexican nationals possessing a BCC would also be required to obtain a 
Form I-94 from CBP at the POE, as is currently the practice.\46\ The 
BCC would not be permitted in lieu of a passport for commercial or 
other sea arrivals in the United States.
---------------------------------------------------------------------------

    \46\ See 8 CFR 212.1(c)(1)(i); also 22 CFR 41.2 (g). If Mexicans 
are only traveling within a certain geographic area along the United 
States' border with Mexico: usually up to 25 miles from the border 
but within 75 miles under the exception for Tucson, Arizona, they do 
not need to obtain a form I-94. If they travel outside of that 
geographic area, they must obtain an I-94 from CBP at the port-of-
entry. 8 CFR 235.1(h)(1).
---------------------------------------------------------------------------

2. Trusted Traveler Program Use
    We propose continuing the current practice that Mexican nationals 
may not use the FAST or SENTRI card in lieu of a passport or BCC. These 
participants, however, would continue to benefit from expedited border 
processing.
    Mexican nationals applying for the FAST program on the southern 
border and applying for the SENTRI program must present a valid 
passport and valid visa or valid laser visa/BCC when applying to CBP 
for membership. CBP then reviews the applications and issues the cards.
3. Elimination of Passport Waiver to Obtain Documents at Mexican 
Consulate in United States
    Mexican nationals who enter the United States from Mexico solely to 
apply for a Mexican passport or other ``official Mexican document'' at 
a Mexican consulate in the United States located directly adjacent to a 
land port-of-entry currently are not required to present a valid 
passport. This type of entry generally occurs at land borders.\47\ 
There is no basis under section 7209, as amended, to exempt Mexican 
nationals coming to the United States to apply for a passport from the 
general requirements of WHTI. This proposed rule would eliminate this 
exception to the passport requirement for Mexican nationals. Under the 
proposed rule, all Mexican nationals will be required to have a 
passport with a visa or a BCC to enter the United States.
---------------------------------------------------------------------------

    \47\ See 8 CFR 212.1(c)(1)(ii).
---------------------------------------------------------------------------

D. Other Approved Documents

    DHS and DOS remain committed to considering travel documents 
developed by the various U.S. States and the Governments of Canada and 
Mexico in the future that would denote identity and citizenship and 
would also satisfy section 7209 of IRTPA.
    Under this proposed rule, DHS proposes to consider as appropriate, 
documents such as State driver's licenses that satisfy the WHTI

[[Page 35096]]

requirements by denoting identity and citizenship. These documents 
could be from a State, tribe, band, province, territory, or foreign 
government if developed in accordance with pilot program agreements 
between those entities and DHS. In addition to denoting identity and 
citizenship, these documents will have compatible technology, security 
criteria, and respond to CBP's operational concerns.
    These documents would be announced and updated by publishing a 
notice in the Federal Register. A list of such programs and documents 
would also be maintained on the CBP Web site. It is anticipated that 
the Secretary of Homeland Security would designate successful pilot 
program documents that satisfy section 7209 and the technology, 
security, and operational concerns discussed above as documents 
acceptable for travel under section 7209. At the completion of a 
successful pilot, the Department would designate a document by 
rulemaking.
    For example, the State of Washington (Washington) has begun a 
voluntary program to develop an ``enhanced driver's license'' and 
identification card that would denote identity and citizenship. On 
March 23, 2007, the Secretary of Homeland Security and the Governor of 
Washington signed a Memorandum of Agreement to develop, issue, test and 
evaluate an enhanced driver's license and identification card with 
facilitative technology to be used for border crossing purposes.\48\
---------------------------------------------------------------------------

    \48\ For more information on this pilot program, see http://www.dhs.gov
.

---------------------------------------------------------------------------

    On March 9, 2007, DHS published in the Federal Register an NPRM 
concerning minimum standards for State-issued driver's licenses and 
identification cards that can be accepted for official purposes in 
accordance with the REAL ID Act.\49\ DHS encourages States interested 
in developing driver's licenses that will meet both the REAL ID and 
WHTI requirements to work closely with DHS to that end.
---------------------------------------------------------------------------

    \49\ See REAL ID NPRM at 72 FR 10819.
---------------------------------------------------------------------------

E. Timing of Changes and Effective Date for Final Rule

1. Satisfactory Evidence of Citizenship
    Reducing the well-known vulnerability posed by those who might 
illegally purport to be U.S. or foreign citizens trying to enter the 
U.S. by land or sea on a mere oral declaration is imperative. As we 
move towards WHTI implementation, it is the intention of DHS to end the 
routine practice of accepting oral declarations alone starting January 
31, 2008. CBP will retain its discretionary authority to request 
additional documentation when warranted and to make individual 
exceptions in extraordinary circumstances when oral declarations alone 
or with other alternative documents may be accepted. Beginning January 
31, 2008, DHS will expect the satisfactory evidence of U.S. or Canadian 
citizenship to include either of the following documents or groups of 
documents: (1) A document specified in this NPRM as WHTI-compliant for 
that individual's entry; or (2) a government-issued photo 
identification document presented with a birth certificate.\50\ CBP 
will also act according to the procedures for children outlined in 
Sections V.B.1. and V.B.2 beginning January 31, 2008.
---------------------------------------------------------------------------

    \50\ For U.S. citizens, a government-issued photo identification 
combined with a Consular Report of Birth Abroad or a Certificate of 
Naturalization could also be presented.
---------------------------------------------------------------------------

2. Implementation and Effective Date of Final Rule
    At a date to be determined by the Secretary of Homeland Security, 
in consultation with the Secretary of State, the Departments will 
implement the full requirements of the land and sea phase of WHTI. The 
implementation date will be determined based on a number of factors, 
including the progress of actions undertaken by the Department of 
Homeland Security to implement the WHTI requirements and the 
availability of WHTI compliant documents on both sides of the border.
    DHS and DOS expect the date of full WHTI implementation to be in 
the summer of 2008. The precise implementation date will be published 
in the Final Rule or will separately be published, with at least 60 
days notice, in the Federal Register.

V. Special Rules for Specific Groups of Travelers Permitted To Use 
Other Alternative Documents

    Even though DHS and DOS have presented generally applicable 
document requirements above, in reviewing the security and travel 
considerations for the sea and land environments, the Departments 
believe there are certain special circumstances for specific groups of 
travelers that warrant permitting use of other documents. For these 
specific groups of travelers, within these limited circumstances, the 
Secretary of Homeland Security proposes that the delineated documents 
be accepted for travel as discussed.
    There are other groups of travelers that fall outside the scope of 
section 7209 and are therefore not subject to these requirements. The 
documents permitted for these populations under the foregoing special 
circumstances are also explained below.

A. U.S. Citizen Cruise Ship Passengers

    Because of the nature of round trip cruise ship travel, DHS has 
determined that when U.S. citizens depart from and reenter the United 
States on board the same cruise ship, they pose a low security risk in 
contrast to cruise ship passengers who embark in foreign ports.
    Although round trip cruises may stop in foreign ports (e.g., some 
east coast cruises stop in the Caribbean and some cruises in the 
Pacific Northwest may include land excursions in Canada), there are 
reasons why U.S. citizens aboard these cruises pose a low security 
risk. First, on round trip cruises, passengers who depart from the 
United States would have their documents checked both when they depart 
from the United States and when they return to the United States. Under 
current Advanced Passenger Information System (APIS) requirements,\51\ 
the cruise lines are required to check the accuracy of the travel 
documents for all departing passengers. The passenger information is 
transmitted to CBP well before the return of the cruise ship.
---------------------------------------------------------------------------

    \51\ See 19 CFR 4.7b (vessel arrivals) and 19 CFR 4.64 (vessel 
departures).
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    While on the voyage, the cruise lines also check the identity of 
passengers as they return to the ship at various ports of call along 
the voyage. CBP has worked with the cruise lines to establish proper 
security protocols for these voyages and will continue to work with the 
cruise lines on security protocols in the future.
    When the cruise ships return to the United States, CBP officers 
examine the documents of the incoming passengers as they would for 
other cruise passengers. Because of the advanced passenger information 
supplied to CBP upon departure and because of CBP's ability to check 
this passenger data against the information supplied by passengers upon 
return to the United States, the security risks associated with 
allowing U.S. citizens to use the documents described below are low.
    Accordingly, and in response to public comments, DHS and DOS 
propose the following alternative document requirement for U.S. cruise 
ship passengers. For purposes of the proposed rule, a cruise ship is 
defined as a passenger vessel over 100 gross tons, carrying more than 
12 passengers for hire, making a voyage lasting more than 24 hours any 
part of which is on the high seas, and for which passengers

[[Page 35097]]

are embarked or disembarked in the United States or its 
territories.\52\
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    \52\ For this proposed rule, DHS proposes to adopt the 
definition of a cruise ship used by the U.S. Coast Guard. See 33 CFR 
101.105.
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    U.S. cruise ship passengers traveling within the Western Hemisphere 
would be permitted to present a government issued photo identification 
document in combination with either (1) An original or a certified copy 
of a birth certificate, (2) a Consular Report of Birth Abroad issued by 
DOS, or (3) a Certificate of Naturalization issued by U.S. Citizenship 
and Immigration Services (USCIS), when returning to the United States, 
under certain conditions:
     The passengers must board the cruise ship at a port or 
place within the United States; and
     The passengers must return on the same ship to the same 
U.S. port or place from where they originally departed.
    All passengers arriving on a cruise ship that originated at a 
foreign port or place would have to present travel documents that 
comply with applicable document requirements otherwise specified in 
this NPRM when arriving in the United States. For voyages where the 
cruise ship originated in the United States, if any new passengers 
board the ship at a foreign port or place, the new passengers would 
have to present travel documents that comply with applicable document 
requirements otherwise specified in this NPRM when arriving in the 
United States. U.S. citizen cruise ship passengers that would fall 
under this alternative document requirement are reminded to carry 
appropriate travel documentation to enter any foreign countries or 
stops on the cruise.

B. U.S. and Canadian Citizen Children

    The U.S. government currently requires all children arriving from 
countries outside the Western Hemisphere to present a passport when 
entering the United States. Currently, children (like adults) from the 
United States, Canada, and Bermuda are not required to present a 
passport when entering the United States from contiguous territory or 
adjacent islands by sea or land, excluding Cuba. Mexican children are 
currently required to present either a passport and visa or BCC upon 
arrival in the United States, as discussed above.
    DHS and DOS considered extending this passport requirement to all 
U.S. and Canadian children entering the United States by sea or land 
from within the Western Hemisphere as well; however, many public 
comments have expressed a desire for an exception to be made for these 
children traveling across international borders, primarily in the land 
environment.
    Because DHS and DOS believe that these children traveling in the 
sea and land environments pose a low security risk, DHS, in 
consultation with DOS, proposes the procedures below.
    Mexican children are currently required to present either a 
passport and visa or BCC upon arrival in the United States, as 
discussed above. DHS and DOS do not propose to change the current 
document requirements for Mexican children entering the United States 
because Mexican children must now present either a passport and visa or 
BCC upon arrival in the United States from contiguous territory. As 
discussed above, IRTPA directs DHS to implement a plan to require 
documents for citizens for whom the general passport requirements have 
previously been waived, not to eliminate document requirements 
currently in place.
1. Children Under Age 16
    Under the proposed rule, all U.S. citizen children under the age of 
16 would be permitted to present either (1) An original or a certified 
copy of a birth certificate; (2) a Consular Report of Birth Abroad 
issued by DOS; or (3) a Certificate of Naturalization issued by USCIS 
at all sea and land ports-of-entry when arriving from contiguous 
territory. Canadian citizen children under the age of 16 would be 
permitted to present an original or a certified copy of a birth 
certificate at all sea and land ports-of-entry when arriving from 
contiguous territory.
    DHS and DOS have determined that 16 is the most appropriate age to 
begin the requirement to present a passport, passport card (for U.S. 
citizens), or other approved document because at that age most states 
begin issuing photo identification to children, such as a driver's 
license, and at that point, the child would consequently, have a known 
and established identity that could be readily accessed by border 
security and law enforcement personnel. CBP officers at the border 
could more easily determine if the traveler was wanted for a federal 
crime, or if the person had been listed as missing in a Federal 
database. Also, age 16 is the age that DOS begins to issue adult 
passports, valid for 10 years instead of 5 years for children. DHS and 
DOS also recognize that it is difficult for the majority of children 
under 16 to obtain a form of government-issued photo identification 
other than a passport or passport card. U.S. and Canadian children age 
16 and over who arrive from contiguous territory would be subject to 
the WHTI document requirements specified below or otherwise specified 
in this NPRM.
    In order to facilitate law enforcement functions, DHS and DOS 
recommend that those attempting to enter the United States with 
children under the age of 16 have verbal or written evidence of 
parental consent for the child to travel internationally. For example, 
both parents or legal guardians, or one parent or guardian with sole 
custody, may provide written consent for a child's international travel 
with an adult who is not that child's parent or guardian.
2. Groups of Children Under Age 19
    In Section 546 of the DHS Appropriations Act of 2007, Congress 
expressed an interest that an alternative procedure be developed for 
groups of children traveling across an international border under adult 
supervision with parental consent.
    Under this proposed rule, U.S. and Canadian citizen children under 
age 19, who are traveling with public or private school groups, 
religious groups, social or cultural organizations, or teams associated 
with youth sport organizations that arrive at U.S. sea or land ports-
of-entry from contiguous territory, would be permitted to present 
either (1) An original or a certified copy of a birth certificate; (2) 
a Consular Report of Birth Abroad issued by DOS; or (3) a Certificate 
of Naturalization issued by USCIS, when the groups are under the 
supervision of an adult affiliated with the organization (including a 
parent of one of the accompanied children who is only affiliated with 
the organization for purposes of a particular trip) and when all the 
children have parental or legal guardian consent to travel. For 
purposes of this alternative procedure, an adult would be considered to 
be a person age 19 or older, and a group would consist of two or more 
people.
    The group, organization, or team would be required to contact CBP 
upon crossing the border at the port-of-entry where it will cross and 
provide on organizational letterhead: (1) The name of the group, 
organization or team and the name of the supervising adult; (2) a list 
of the children on the trip; (3) for each child, the primary address, 
primary phone number, date of birth, place of birth, and name of at 
least one parent or legal guardian; and (4) the signature of the 
supervising adult certifying that he or she has obtained parental or 
legal guardian consent for each participating child. The group, 
organization, or team would be able to demonstrate parental or legal 
guardian consent by having the adult leading the group sign and certify 
in writing that he

[[Page 35098]]

or she has obtained parental or legal guardian consent for each 
participating child.
    For Canadian children, in addition to the information indicated 
above, a trip itinerary, including the stated purpose of the trip, the 
location of the destination, and the length of stay would be required.
    As it is structured, we believe most of the groups utilizing this 
alternative procedure would be high school groups or groups containing 
children aged 16 to 18. Based on experience, there is little, if any, 
risk of child trafficking or parental abduction in the group travel 
context. To avoid delays upon arrival at a port-of-entry, CBP would 
recommend that the group, organization, or team provide this 
information well in advance of arrival, and would recommend that each 
participant traveling on an original or certified copy of a birth 
certificate, Consular Report of Birth Abroad, or Certificate of 
Naturalization carry a government or school issued photo identification 
document, if available. Travelers with the group who are age 19 and 
over would be subject to the generally applicable travel document 
requirements specified in 8 CFR parts 211, 212 or 235 and 22 CFR parts 
41 or 53.
3. Alternative Approach for Children; Parental Consent
    DOS and DHS also seek comments regarding approaches to ensuring 
proper documentation to address concerns about child abduction, 
parental kidnapping, and trafficking in children across U.S. borders.
    DOS's Office to Monitor and Combat Trafficking in Persons estimates 
that approximately half the victims of trafficking who enter the United 
States are minors. At any one time, there are approximately 700 open 
cases of parental child abduction across the United States borders with 
Canada and Mexico.
    In light of concerns about the safety of children, the American 
public supported changes in passport processing beginning in 1999 to 
require evidence of parental consent. Currently, DOS requires the 
execution of a passport application by both parents or legal 
guardian(s) before the passport agent or passport acceptance agent as a 
precondition to the issuance of a passport to a child under 14. On 
March 7, 2007, DOS published for public comment a rule proposing to 
require the execution of a passport application by both parents or 
legal guardian(s) for a passport application pertaining to a minor 
under the age of 16.\53\ Furthermore, parents are making use of the DOS 
Children's Passport Issuance Alert System. Under this system, DOS 
notifies a parent or court ordered legal guardian, when requested, 
before issuing a U.S. passport for his or her child.
---------------------------------------------------------------------------

    \53\ See 72 FR 10095.
---------------------------------------------------------------------------

    DOS and DHS are soliciting comments on whether a traditional 
passport or a passport card should be required for any child under 16 
entering the United States not in a group without his/her parents. DOS 
and DHS are also soliciting comments on what would be the advantages 
and disadvantages to requiring a traditional passport or a passport 
card, and not allowing child travelers in such circumstances to rely 
upon a birth certificate, Consular Record of Birth Abroad, or 
Certificate of Naturalization.

C. Lawful Permanent Residents of the United States

    Section 7209 of IRTPA does not apply to Lawful Permanent Residents 
(LPRs), because LPRs are immigrant aliens exempted from the requirement 
to present a passport under section 211(b) of the INA. LPRs will 
continue to be able to enter the United States upon presentation of a 
valid Form I-551, Permanent Resident Card \54\ or other evidence of 
permanent resident status.\55\
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    \54\ See Section 211(b) of the INA, 8 U.S.C. 1181(b).
    \55\ See 8 CFR 211.1.
---------------------------------------------------------------------------

    We note that DHS published a notice of proposed rulemaking in the 
Federal Register on July 27, 2006, that proposes to collect and verify 
the identity of LPRs arriving at air and sea ports-of-entry, or 
requiring secondary inspection at land ports-of-entry, through US-
VISIT.\56\ CBP Trusted Traveler program members (FAST, SENTRI or NEXUS) 
who are LPRs must always carry their Form I-551 cards in addition to 
their membership card.
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    \56\ See 71 FR 42605.
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D. Alien Members of the U.S. Armed Forces

    Pursuant to Section 284 of the INA,\57\ alien members of the U.S. 
Armed Forces entering under official orders presenting military 
identification are not required to present a passport and visa.\58\ 
Because this statutory exemption does not fall within the scope of 
section 7209 of IRTPA, under this proposed rule, alien members of the 
U.S. Armed Forces traveling under orders would continue to be exempt 
from the requirement to present a passport when arriving in the United 
States at sea and land ports-of-entry. Accordingly, under this NPRM, 
alien members of the U.S. Armed Forces traveling under official orders 
or permit of the Armed Forces would be permitted to present those 
orders and a military identification card in lieu of a passport when 
entering the United States at air, sea, and land ports-of-entry. 
However, spouses and dependents of military members are not covered by 
the exemption set forth in section 284 of the INA.\59\ Under this 
proposed rule, spouses and dependents of these alien military members, 
unless they are LPRs, will be subject to the same document requirements 
as other sea and land border arrivals otherwise specified in this NPRM 
or the INA.
---------------------------------------------------------------------------

    \57\ See 8 U.S.C. 1354.
    \58\ See 8 CFR 235.1(c).
    \59\ See 8 U.S.C. 1354.
---------------------------------------------------------------------------

E. Members of NATO Armed Forces

    Pursuant to Article III of the Agreement Between the Parties to the 
North Atlantic Treaty Regarding the Status of Their Forces, June 19, 
1951,\60\ North Atlantic Treaty Organization (NATO) military personnel 
on official duty are normally exempt from passport and visa regulations 
and immigration inspection on entering and leaving the territory of a 
NATO party, but, if asked, must present a personal identification card 
issued by their NATO party of nationality and official orders from an 
appropriate agency of that country or from NATO.\61\ Because their 
exemption from the passport requirement is based on the NATO Status of 
Forces Agreement rather than a waiver under section 212(d)(4)(B), they 
are not subject to section 7209 of IRTPA. Therefore, notwithstanding 
this proposed rule, NATO military personnel would not be subject to the 
requirement to present a passport when arriving in the United States at 
sea and land ports-of-entry.
---------------------------------------------------------------------------

    \60\ Agreement Between the Parties to the North Atlantic Treaty 
Regarding the Status of Their Forces, June 19, 1951, [1953, pt.2] 4 
U.S.T. 1792, T.I.A.S. No. 2846 (effective Aug. 23, 1953). NATO 
member countries are: Belgium, Bulgaria, Canada, the Czech Republic, 
Denmark, Estonia, France, Germany, Greece, Hungary, Iceland, Italy, 
Latvia, Lithuania, Luxembourg, the Netherlands, Norway, Poland, 
Portugal, Romania, Slovakia, Slovenia, Spain, Turkey, the United 
Kingdom of Great Britain and Northern Ireland, and the United 
States.
    \61\ See 8 CFR 235.1(c).
---------------------------------------------------------------------------

F. American Indian Card Holders From Kickapoo Band of Texas and Tribe 
of Oklahoma

    U.S. Citizenship and Immigration Services (USCIS) issues American 
Indian Cards (Form I-872) to members of the Kickapoo Band of Texas and 
Tribe of Oklahoma to document their status. The American Indian Card is 
issued pursuant to the Texas Band of

[[Page 35099]]

Kickapoo Act of 1983 (TBKA), 25 U.S.C. 1300b-13. There are two versions 
of the American Indian Card: (1) For Kickapoos who opted to become U.S. 
citizens under the TBKA (the filing deadline for this benefit closed in 
1989) and (2) for Kickapoos who opted not to become U.S. citizens, but 
instead were afforded ``pass/repass'' status.
    We note that by Federal law, all of the Kickapoo Indians described 
above, whether or not they are U.S. citizens, may ``pass the borders'' 
between Mexico and the United States,\62\ which has historically 
applied to land border crossings. We propose to continue the current 
practice of allowing U.S. citizen and Mexican national Kickapoo Indians 
to enter and exit the United States using their American Indian Cards, 
issued by USCIS, as an alternative to the traditional passport or 
passport card at all sea and land border ports-of-entry.
---------------------------------------------------------------------------

    \62\ See Texas Band of Kickapoo Act, Pub. L. 97-429, 96 Stat. 
2269 (1983).
---------------------------------------------------------------------------

    Under the proposed rule, U.S. citizen members of the Kickapoo Band 
of Texas and Tribe of Oklahoma would be permitted to present the Form 
I-872 American Indian Card in lieu of a passport or passport card at 
all sea and land ports of entry when arriving from contiguous territory 
or adjacent islands. Mexican national members of the Kickapoo Band of 
Texas and Tribe of Oklahoma would be permitted to present the I-872 in 
lieu of either a passport and visa or BCC at sea and land ports-of-
entry when arriving from contiguous territory or adjacent islands.

G. Members of United States Native American Tribes

    IRTPA expressly applies to all United States citizens. Federal 
statutes apply to Native Americans born in the United States \63\ 
absent some clear indication that Congress did not intend the statute 
to apply.\64\ However, the United States has a special relationship, 
founded in the Constitution, with its Native American tribes.\65\ This 
relationship permits special rules for Native American members of 
federally recognized United States tribes.\66\
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    \63\ In 1924, Congress conferred United States citizenship on 
all Native Americans born in the United States. Act of June 2, 1924, 
ch. 233, 43 Stat. 253, codified as INA Sec.  301(b), 8 U.S.C. 
1401(b).
    \64\ See Federal Power Commission v. Tuscarora Indian Nation, 
362 U.S. 99, 120 (1960); Taylor v. Ala. Intertribal Council Title IV 
J.T.P.A., 261 F.3d 1032, 1034-1035 (11th Cir. 2001).
    \65\ See Constitution, I, Sec.  8, cl.3; Cherokee Nation v. 
Georgia, 30 U.S. 1, 17 (1831); Worcester v. Georgia, 31 U.S. 515, 
561 (1832); U.S. v. Sandoval, 231 U.S. 28, 46-47 (1913).
    \66\ Morton v. Mancari, 417 U.S. 535, 551-55.
---------------------------------------------------------------------------

    Comments on the ANPRM and consultations with United States Native 
American tribes have emphasized the particular impact which a new 
document requirement may have on Native Americans belonging to United 
States tribes who continue to cross the land borders for traditional 
historic, religious, and other cultural purposes. A number of border 
tribes are particularly concerned that their members will be required 
to obtain a passport card or other alternative document to maintain 
contact with ethnically related communities, including, for some 
tribes, members who live on traditional land in Mexico or Canada.
1. Proposed Acceptance of Satisfactory Tribal Enrollment Documents at 
Traditional Border Crossing Points for Tribes Who Continue Traditional 
Land Border Crossings
    DHS and DOS do not propose to accept any particular tribal 
enrollment documents as part of this NPRM. DHS and DOS do propose, 
however, to consider such documents for the final rule as discussed 
below. Documents that may be found acceptable and so designated in the 
final rule must establish the identity and citizenship of members of 
United States tribes. DHS and DOS propose to accept such tribal 
enrollment documents only if members of the issuing tribe continue to 
cross the land border of the United States for a historic, religious or 
other cultural purpose.\67\ The tribal enrollment card must be 
satisfactory to CBP, may only be used at that tribe's traditional 
border crossing points and will only be accepted so long as that tribe 
cooperates with the verification and validation of the document. These 
tribes must also cooperate with CBP on the enhancement of their 
documents in the future as a condition for the continued acceptance of 
the document.
---------------------------------------------------------------------------

    \67\ From our consultations with Native American communities, 
DHS understands that members of a number of federally recognized 
tribes maintain contact with ethnically related people across our 
land border. For example, the Kumeyaay of California, Tohono O'odham 
of Arizona, Kickapoo of Texas, Oklahoma and Kansas, and 
Haudenosaunee or Six Nations of the New York State area maintain 
contact with ethnically related people on the other side of border. 
We also have been told that the three Kickapoo bands in the United 
States all lay their dead to rest in a traditional cemetery in 
Mexico. Traditional border crossings may continue for these and 
similar historic, religious and cultural purposes.
---------------------------------------------------------------------------

    DHS and DOS invite comments from those United States tribes that 
enroll members who continue to cross the border for a traditional 
purpose. Any tribe that wishes to propose its tribal enrollment card as 
an acceptable alternative document at one or more traditional border 
crossing points should submit comments supporting acceptance of its 
tribal enrollment card as an alternative for its members. All such 
comments should explain fully why the proposed tribal enrollment card 
should be an acceptable alternative document for its members.
    Each comment should explain the traditional border crossings of 
that tribe by:
    a. Specifically identifying the federally recognized tribe;
    b. Indicating the traditional destination or destinations across 
the border that are visited by members of the tribe;
    c. Explaining in detail the purpose or purposes of all such travel;
    d. Relating all such travel to traditional ethnic, religious, 
cultural or other activities of the tribe;
    e. Indicating the frequency of the travel; and
    f. Specifying the border crossing point or points which are 
generally utilized to travel to each destination.
    If the cross-border travel is reciprocated by a tribe, community, 
or band from Canada or Mexico, the United States tribe should also 
fully explain the connection with Canadian or Mexican Native Americans 
including a complete description of all such travel into the United 
States by individuals from the related Native American community.
    The record of the rulemaking will need to detail the enrollment 
qualifications employed by each United States tribe in order to propose 
the acceptance of the tribe's enrollment document. All qualifications 
for membership in any such tribe should be fully described in the 
comments as well as whether, and in what circumstances, spouses, 
children or others may be ``adopted'' into the tribe. In addition, each 
tribe should indicate the relevant categories of information from its 
enrollment records that support the acceptance of its tribal enrollment 
document as an acceptable citizenship and identity document. Such 
comments should explain and document the reliability of each tribe's 
records. For that reason, tribes interested in pursuing this option 
should indicate the information that it is willing to make available to 
CBP from tribal enrollment records. At a minimum, CBP will need to 
verify the names, residences, and birthplaces of enrolled tribal 
members, the identity of the parents of enrolled tribal members who 
were not born in the United States, and the procedures followed by each 
tribe to document all such information contained in its enrollment 
records.
    DHS and DOS also welcome comments concerning the determination

[[Page 35100]]

of which cards are satisfactory as well as information concerning the 
specific features of each tribal enrollment card used by tribal members 
who continue to cross the land border for a traditional purpose. All 
biometric and other security features on each card should be described 
in full in the comments and a life size image of both sides of a sample 
card should be submitted for the record with each set of comments.
    Comments must also include a description of the issuance process 
used by the tribe to physically issue the tribal enrollment document. 
DHS and DOS are particularly interested in the materials and techniques 
used to ensure that the tribal enrollment document cannot be obtained 
improperly. This description must also include a description of the 
physical security features utilized to ensure that documents are not 
issued to individuals who are not qualified to receive such documents.
    A tribe that issues an acceptable tribal enrollment document may be 
asked to regularly provide CBP with an electronic copy of current 
relevant information from its tribal enrollment roles for purposes of 
verifying and validating tribal enrollment documents. Comments should 
indicate whether the tribe is willing and able to provide this 
information on an ongoing basis.
    DHS and DOS are also sensitive to the privacy of tribal enrollment 
records not related to the establishment of identity and citizenship 
such as alternative tribal names. Comments explaining specific privacy 
and other concerns related to the sharing of tribal enrollment 
information are particularly encouraged.
    Each tribe which proposes a tribal enrollment card as an 
alternative border crossing document should indicate whether the tribe 
is willing to cooperate with CBP on the enhancement of the document in 
the future.
    Tribes will only have the opportunity to participate in the shaping 
of the standards for tribal documents through this rulemaking. 
Therefore any tribe that is considering submitting the information 
outlined above must do so through this rulemaking process, as outlined 
in this NPRM.
2. Possible Alternative Treatment of United States Native Americans
    DHS and DOS are also considering alternative approaches and invite 
comments on the following approaches:
     Make no special provision for U.S. Native Americans 
because they have an equal opportunity to obtain the same documents 
that are available to all other U.S. citizens.
     Consider broader issuance of the American Indian Card now 
issued to members of the federally recognized Kickapoo Tribes or a 
similar card.
     Accept tribal enrollment cards from tribes whose members 
continue traditional border crossings without any limitation on the 
border crossing point or points where each such tribal enrollment card 
is accepted.
     Accept all tribal enrollment cards from all federally 
recognized Native American tribes at some or all border crossing 
points.
    DHS and DOS specifically request comments on these alternatives and 
suggestions for any other alternatives for U.S. Native Americans.

H. Canadian Indians

    Section 289 of the INA \68\ refers to the ``right'' of Native 
Americans born in Canada to ``pass the borders of the United States,'' 
provided they possess at least 50 percent of Native American blood. 
Under this proposed rule, Canadian members of First Nations or 
``bands'' would be permitted to enter the United States at traditional 
border crossing points with tribal membership documents subject to the 
same conditions applicable to United States Native Americans. Canadian 
First Nations or bands who seek to have their tribal enrollment cards 
accepted for border crossing purposes should submit comments for the 
record which contain the information requested in subsection G for 
comparable federally recognized U.S. tribes.
---------------------------------------------------------------------------

    \68\ See 8 U.S.C. 1359.
---------------------------------------------------------------------------

    As previously noted, the new Indian and Northern Affairs Canada 
card may also be accepted as satisfactory evidence of the citizenship 
and identity of registered Canadian Indians.

I. Sea Travel From Territories Subject to the Jurisdiction of the 
United States

    As we stated in the Air Rule, for purposes of the passport 
requirement of section 215(c) of the INA,\69\ the term ``United 
States'' includes all territory and waters, continental or insular, 
subject to the jurisdiction of the United States. The United States, 
for purposes of section 215 of the INA and section 7209 of the IRTPA, 
includes Guam, Puerto Rico, the U.S. Virgin Islands, American Samoa, 
Swains Island, and the Commonwealth of the Northern Mariana 
Islands.\70\ Because section 7209, applies only to persons traveling 
between the United States and foreign countries, these requirements to 
carry specified documents will not apply to United States citizens and 
nationals who travel directly between parts of the United States, as 
defined in section 215(c) of the INA, without touching at a foreign 
port or place.
---------------------------------------------------------------------------

    \69\ See 8 U.S.C. 1185(c).
    \70\ See 8 CFR 215.1(e) and 22 CFR 50.1.
---------------------------------------------------------------------------

J. Outer Continental Shelf Employees

    In response to comments received to the ANPRM and Air/Sea NPRM, DHS 
and DOS are clarifying that offshore workers who work aboard Mobile 
Offshore Drilling Units (MODUs) attached to the United States Outer 
Continental Shelf (OCS), and who travel to and from MODUs, would not 
need to possess a passport or other designated document to re-enter the 
United States if they do not enter a foreign port or place. Upon return 
to the United States from a MODU, such an individual would not be 
considered an applicant for admission for inspection purposes under 8 
CFR 235.1. Therefore, this individual would not need to possess a 
passport or other designated document when returning to the United 
States. However, an individual who travels to a MODU from outside of 
the United States and, therefore, has not been previously inspected and 
admitted to the United States, would be required to possess a passport 
and visa, if required, or other designated document when arriving at 
the U.S. port-of-entry.
    DHS and DOS note that for immigration purposes offshore employees 
on MODUs underway, which are not considered attached, would not need to 
present a passport or other designated document for re-entry to the 
United States mainland or other territory if they do not enter a 
foreign port or place during transit. However, an individual who 
travels to a MODU from outside the United States OCS and, therefore, 
has not been previously inspected and admitted to the United States, 
would be required to possess a passport and visa or other designated 
document when arriving at the United States port-of-entry by sea.

K. International Boundary and Water Commission Employees

    Alien direct and indirect employees of the International Boundary 
and Water Commission (IBWC) are not required to present a passport and 
visa when seeking admission to the United States temporarily in 
connection with their employment.\71\ Instead, these employees usually 
present IBWC identification cards. The exemption is pursuant to treaty 
and thus not affected by IRPTA. Accordingly, there is no substantive

[[Page 35101]]

change to the rule regarding alien employees of the IBWC.
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    \71\ Article 20 of the 1944 Treaty Between the United States and 
Mexico (regarding division of boundary water and the functions of 
International Boundary and Water Commission), TS 922, Bevan 1166, 59 
Stat. 1219; 8 CFR 212.1(c)(5).
---------------------------------------------------------------------------

    U.S. citizen direct and indirect employees of the IBWC who enter 
the United States from Mexico in connection with their IBWC employment 
would continue to be able to present an IBWC identification card.

L. Individual Cases of Passport Waivers

    The passport requirement may be waived for U.S. citizens in certain 
individual cases on a case-by-case basis.\72\ A waiver may be granted 
in the case of an emergency, such as individuals in need of emergency 
medical treatment, fire fighters responding to a call, emergency 
workers responding to a natural disaster, Medi-vac (land and air 
ambulance) cases, sick or injured crewmembers, and shipwreck or plane 
crash survivors. A waiver may also be granted in other cases of 
humanitarian or national interest.\73\
---------------------------------------------------------------------------

    \72\ See 22 CFR 53.2.
    \73\ See section 7209(c)(2) of IRTPA.
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M. Summary of Document Requirements

    The following chart summarizes the acceptable documents for sea and 
land arrivals from the Western Hemisphere under WHTI.

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                       Acceptable                                                                                       Sea (all other
        Group/population              document(s)                Land                      Ferry                Pleasure vessel            vessels)
--------------------------------------------------------------------------------------------------------------------------------------------------------
All Travelers (U.S., Can., Mex.,  Valid Passport (and  Yes.....................  Yes.....................  Yes.....................  Yes.
 Berm.) at all sea and land POEs.  valid visa, if
                                   necessary for
                                   foreign travelers).
U.S. Citizens at all sea and      Valid Passport card  Yes.....................  Yes.....................  Yes.....................  Yes.
 land POEs when arriving from
 Canada, Mexico, the Caribbean,
 and Bermuda.
Trusted Traveler Members at all   Trusted Traveler     Yes*....................  Yes*....................  Yes*....................  Yes.*
 sea and land POEs when arriving   Cards (NEXUS,
 from contiguous territory or      FAST, SENTRI).
 adjacent islands.
U.S. Citizen Merchant Mariner on  U.S. Merchant        Yes.....................  Yes.....................  Yes.....................  Yes.
 official mariner business at      Mariners Document
 all sea and land POEs.            (MMD).
Mexican Nationals arriving from   Border Crossing      Yes**...................  Yes**...................  Yes**...................  No.
 Mexico.                           Card (BCC).
Lawful Permanent Residents        I-551; I-688 with    Yes.....................  Yes.....................  Yes.....................  Yes.
 (LPRs) at all land and sea POE.   proper stamp; I-
                                   327; I-571; I-512;
                                   other evidence of
                                   permanent resident
                                   status.
U.S. Citizen Cruise Ship          Government-issued    N/A.....................  N/A.....................  N/A.....................  Yes--for round trip
 Passengers on round trip          photo ID and                                                                                       voyages that
 voyages that begin and end in     certified copy of                                                                                  originate in U.S.
 the same U.S. port.               birth certificate.
U.S. and Canadian Citizen         Certified copy of    Yes.....................  Yes.....................  Yes.....................  Yes.
 Children Under 16 at all sea      birth certificate
 and land POEs when arriving       (government-issued
 from contiguous territory or      photo ID
 adjacent islands.                 recommended, but
                                   not or required).
U.S. and Canadian Citizen         Certified copy of    Yes.....................  Yes.....................  Yes.....................  Yes.
 Children--Groups of Children      birth certificate
 Under Age 19, under adult         and parental/
 supervision with parental/        guardian consent
 guardian consent at all sea and   (government-issued
 land POEs when arriving from      photo ID
 contiguous territory or           recommended, but
 adjacent islands.                 not required.).
U.S. Citizen/Alien Members of     Military ID and      Yes.....................  Yes.....................  Yes.....................  Yes.
 U.S. Armed Forces traveling       Official Orders.
 under official orders or permit
 at all air, sea and land POEs.
Members of NATO Armed Forces at   Military ID and      Yes.....................  Yes.....................  Yes.....................  Yes.
 all sea and land POEs.            Official Orders.

[[Page 35102]]


U.S. and Mexican Kickapoo at all  Form I-872 American  Yes.....................  Yes.....................  Yes.....................  Yes.
 sea and land POEs when arriving   Indian Card.
 from contiguous territory and
 adjacent islands.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Approved for Mexican national members traveling with passport and visa or BCC.
** In conjunction with a valid I-94 for travel outside the 25- or 75-mile geographic limits of the BCC.

VI. Section-by-Section Discussion of Proposed Amendments

    Based on the discussion above, the following changes are necessary 
to the regulations.

8 CFR 212.0

    This amendment would add a new section 212.0 that would define the 
terms ``adjacent islands'', ``cruise ship'', ``ferry'', ``pleasure 
vessel'', and ``United States'' for purposes of Sec.  212.1 and Sec.  
235.1 of this subchapter of title 8.

8 CFR 212.1

    The amendments to this section would revise paragraphs (a)(1) and 
(a)(2) to add a requirement that Canadians and citizens of the British 
Overseas Territory of Bermuda present a passport when seeking admission 
to the United States at sea or land ports-of-entry, except in certain 
enumerated circumstances. The amendment designates acceptable 
alternative documents for trusted traveler program (NEXUS, FAST, or 
SENTRI) members; children under age 16; and children under age 19 
traveling in groups.
    In addition, the amendments to this section would revise paragraph 
(c)(1) by deleting the current paragraph (c)(1)(ii), which provides a 
passport exception to Mexican nationals obtaining a passport at Mexican 
consulates in the United States. The amendment would add a new 
paragraph (c)(1)(ii), allowing alternative documentation to be 
presented by Mexican national Kickapoo holders of a Form I-872 American 
Indian Card.

8 CFR 235.1

    The amendment to this section would revise paragraph (b) to provide 
that certain categories of United States citizens may present 
alternative documentation in lieu of a passport when they enter the 
United States. The revised paragraph (b) would list the acceptable 
documentation for each category of U.S. citizen when they enter the 
United States at sea or land ports-of-entry: a passport; a passport 
card; a trusted traveler card (NEXUS, FAST, or SENTRI); an unexpired 
MMD for merchant mariners traveling in conjunction with official 
maritime business.
    The amendments would designate acceptable alternative documents to 
the passport for: U.S. citizen members of the Armed Forces of the 
United States; cruise ship passengers on cruises that originate and 
return to the United States; children under age 16; children under to 
age 19 traveling in groups; and U.S. citizen direct and indirect 
employees of the International Boundary and Water Commission traveling 
in connection with Commission employment with proper identification.
    The amendments to this section also remove the current paragraph 
(d) and add a new paragraph (d), which provides that the Secretary of 
Homeland Security may designate certain documents or combinations of 
documents as sufficient to denote identity and citizenship for certain 
approved pilot programs effective upon publishing notice in the Federal 
Register.

22 CFR Part 41

    The amendments to this part would add definitions in a new section 
numbered 41.0, delete section 41.1(b) and revise sections 41.2(a), (b), 
and (g). These sections currently provide passport exceptions for 
Canadian citizens and citizens of the British Overseas Territory of 
Bermuda. In the amendments, new language is proposed that would require 
a passport when seeking admission to the United States at sea or land 
ports-of-entry from contiguous territory within the Western Hemisphere, 
except in certain enumerated circumstances. The amendments propose the 
deletion of section 41.2(b) and the reservation of that subsection for 
future rulemaking. The visa exception for certain Native Americans born 
in Canada is moved to revised section 41.2(a). As outlined in the 
preamble, the proposed rule would consider designation of a 
satisfactory alternative document for Canadian Native Americans 
belonging to a First Nation, tribe, or band whose members continue 
traditional border crossings. The proposed amendment would add passport 
exceptions for trusted traveler program (NEXUS, FAST, or SENTRI) 
members; children under age 16; and children under age 19 traveling in 
groups.
    The amendments to 22 CFR 41.2(g) would eliminate the passport 
exceptions for Mexican nationals obtaining a passport at Mexican 
consulates in the United States and would add a passport exception for 
Mexican national Kickapoo holders of a Form I-872 American Indian Card.

22 CFR 53.2

    The proposed amendments to this section would add additional 
categories of United States citizens who may present alternative 
documentation in lieu of a passport when traveling by land and sea. 
Specifically, the amendments would add passport exceptions for: U.S. 
citizen members of the Armed Forces of the United States; children 
under age 16; and children under age 19 traveling in groups.

VII. Regulatory Analyses

A. Executive Order 12866: Regulatory Planning and Review

    This rule is considered to be an economically significant 
regulatory action under Executive Order 12866 because it may result in 
the expenditure of over $100 million in any one year. Accordingly, this 
proposed rule has been reviewed by the Office of Management and Budget 
(OMB). The following summary presents the costs and benefits of the 
proposed rule plus a range of alternatives considered. (The 
``Regulatory Assessment'' can be found in the docket for this 
rulemaking: http://www.regulations.gov; see also http://www.cbp.gov). 
There are two documents: one document examines the impacts of WHTI in 
the cruise ship environment; the second document examines the impacts 
on border crossings by land, ferry, and pleasure vessels. Comments 
regarding both of the analyses and the underlying assumptions are 
encouraged and may be submitted by any of the methods described under 
the ADDRESSES section of this document.
    The regulatory assessments summarized here consider U.S. travelers 
entering the United States via land

[[Page 35103]]

ports-of-entry on the northern and southern borders (including arrivals 
by ferry and pleasure boat) as well as certain cruise ship passengers. 
The impacts to the public due to the requirement to obtain the 
necessary documentation for air travel were considered in a previous 
analysis examining the implementation of WHTI in the air environment 
(the Regulatory Assessment for the November 2006 Final Rule for 
implementation of WHTI in the air environment can be found at http://www.regulations.gov
; document number USCBP-2006-0097-0108). If 

travelers have already purchased a passport for travel in the air 
environment, they would not need to purchase a passport for travel in 
the land or sea environments. We do not attempt to estimate with any 
precision the number of travelers who travel in more than one 
environment, and, therefore, may have already obtained a passport due 
to the air rule and will not incur any burden due to this rulemaking. 
To the extent that the three traveling populations overlap in the air, 
land, and sea environments, we have potentially overestimated the 
direct costs of the proposed rule presented here.
    The period of analysis is 2005-2014 (10 years). We calculate costs 
beginning in 2005 because although the full suite of WHTI rules is not 
yet in place, DOS has already seen a dramatic increase in passport 
applications since the WHTI plan was announced in early 2005. We 
account for those passports obtained prior to full implementation to 
more accurately estimate the economic impacts of the rule as well as to 
incorporate the fairly sizable percentage of travelers that currently 
hold passports in anticipation of the new requirements.
    In addition to the traditional passport book, the Secretary of 
Homeland Security is designating the passport card, CBP trusted 
traveler cards (NEXUS, SENTRI, FAST), the Merchant Mariner Document, 
and specified documents from a DHS-approved WHTI pilot program as 
generally acceptable travel documents for U.S. citizens to enter the 
United States at land and sea ports-of-entry. Because DHS and DOS 
believe that children under the age of 16 pose a low security threat in 
the sea and land environments, U.S. children may present a certified 
copy of a birth certificate in lieu of the designated documents. 
Additionally, DHS and DOS have determined that exempting certain cruise 
passengers from a passport requirement is the best approach to balance 
security and travel efficiency considerations in the cruise ship 
environment. To meet the cruise exemptions, a passenger must board the 
cruise ship at a port or place within the United States and the 
passenger must return on the same ship to the same U.S. port or place 
from where he or she originally departed.
    For the summary of the analysis presented here, CBP assumes that 
only the passport, trusted traveler cards, and the MMD are available in 
the first years of the analysis (recalling that the period of analysis 
begins in 2005 when passport cards and pilot-program documents were not 
yet available). CBP also assumes that most children under 16 will not 
obtain a passport or passport card but will instead use alternative 
documentation (birth certificates). The estimates reflect that CBP 
trusted traveler cards would be accepted at land and sea ports-of-
entry. Finally, CBP assumes that most of the U.S. cruise passenger 
population will present alternative documentation (government-issued 
photo ID and certified copy of birth certificate) because they meet the 
waiver criteria proposed.
    To estimate the costs of the rule, we follow this general 
analytical framework--
     Determine the number of U.S. travelers that will be 
covered.
     Determine how many already hold acceptable documents.
     Determine how many will opt to obtain passports or 
passport cards, and estimate their lost ``consumer surplus.''
     Determine how many will forgo travel instead of obtaining 
passports or passport cards, and estimate their lost ``consumer 
surplus.''
    We estimate covered land travelers using multiple sources, 
including: Crossing data from the Bureau of Transportation Statistics 
(BTS, 2004 data), a study of passport demand conducted by DOS,\74\ and 
a host of regional studies conducted by State and local governments and 
academic research centers.
    Other than the DOS passport demand study, no source exists to our 
knowledge that has estimated the total number of land entrants 
nationwide. Researchers almost always count or estimate crossings, not 
crossers and focus on a region or locality, not an entire border. 
Building on the work conducted for the DOS passport study, we distilled 
approximately 300 million annual crossings into the number of frequent 
(defined as at least once a year), infrequent (once every 3 years), and 
rare (once every 10 years) ``unique U.S. adult travelers.'' We then 
estimate the number of travelers without the documentation this 
rulemaking proposes to be required and estimate the cost to obtain such 
documents. The fee for the passport varies depending on the age of the 
applicant, whether or not the applicant is renewing a passport, whether 
or not the applicant is requesting expedited service, and whether or 
not the applicant obtains a passport or a passport card. Additionally, 
we consider the amount of time required to obtain the document and the 
value of that time. To estimate the value of an applicant's time in the 
land environment, we conducted new research that builds on existing 
estimates from the Department of Transportation.\75\ To estimate the 
value of an applicant's time in the sea environment, we use estimates 
for air travelers' value of time (recall that air and sea travelers 
share very similar characteristics) from the Federal Aviation 
Administration (FAA, 2005 data). We use the 2005 DOS passport demand 
study and CBP statistics on the trusted traveler programs to estimate 
how many unique U.S. travelers already hold acceptable documents.
    We estimate covered cruise passengers using data from the Maritime 
Administration (MARAD, 2006 data) and itineraries available on the 
cruise line Web sites (for 2007). The overwhelming majority of Western 
Hemisphere cruise passengers--92 percent--would fall under the proposed 
cruise-passenger waiver. Passengers not covered by the waiver fall into 
four trade markets--Alaska (72 percent), Trans-Panama Canal (16 
percent), U.S. Pacific Coast (8 percent), and Canada/New England (4 
percent). We estimate that these passengers will have to obtain a 
passport rather than one of the other acceptable documents because 
these travelers will likely have an international flight as part of 
their cruise vacation, and only the passport is a globally accepted 
travel document. We use a comment to the August 2006 NPRM for 
implementation of WHTI in the air and sea environments (71 FR 46155) 
from the International Council of Cruise Lines to estimate how many 
unique U.S. cruise travelers already hold acceptable documentation; 
however, we will continue to study this issue.

[[Page 35104]]

    Based on CBP's analysis, approximately 3.2 million U.S. travelers 
are affected by the proposed rule in the first year of analysis (2005). 
Of these, approximately 2.9 million enter through a land-border 
crossing (via privately owned vehicle, commercial truck, bus, train, on 
foot) and ferry and recreational boat landing sites. An estimated 0.3 
million are cruise passengers that do not meet the waiver criteria in 
the NPRM (note that over 90 percent of U.S. cruise passengers are 
expected to meet the proposed waiver criteria). CBP estimates that the 
traveling public acquired approximately 3.2 million passports in the 
first year of the analysis, in the anticipation of the passport 
requirements, at a direct cost of $417 million. These estimates are 
summarized in Table A.
---------------------------------------------------------------------------

    \74\ A Study to Determine the Inaugural and Annual Demand for 
U.S. Passports by U.S. Citizens Living in and Traveling to Canada, 
Mexico and the Caribbean (U.S. State Department, Prepared by Bearing 
Point Oct. 2005).
    \75\ U.S. Department of Transportation, Departmental Guidance 
for the Valuation of Travel Time in Economic Analysis (Memorandum 
from F.E. Kruesi) (April 1997); and U.S. Department of 
Transportation. Revised Departmental Guidance, Valuation of Travel 
Time in E